6-K 1 d336511d6k.htm FORM 6-K Form 6-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

For the month of March 2023

Commission File Number 001-33098

Mizuho Financial Group, Inc.

(Translation of registrant’s name into English)

5-5, Otemachi 1-chome

Chiyoda-ku, Tokyo 100-8176

Japan

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F. Form 20-F  ☒    Form 40-F  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.    Yes  ☐    No  ☒

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):82-                    .

 

 

 

 


THIS REPORT ON FORM 6-K SHALL BE DEEMED TO BE INCORPORATED BY REFERENCE INTO THE PROSPECTUS FORMING A PART OF MIZUHO FINANCIAL GROUP, INC.’S REGISTRATION STATEMENT ON FORM F-3 (FILE NO. 333-266555) AND TO BE A PART OF SUCH PROSPECTUS FROM THE DATE ON WHICH THIS REPORT IS FURNISHED, TO THE EXTENT NOT SUPERSEDED BY DOCUMENTS OR REPORTS SUBSEQUENTLY FILED OR FURNISHED.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Date: March 3, 2023
Mizuho Financial Group, Inc.
By:  

/s/ Makoto Umemiya

Name:   Makoto Umemiya
Title:   Deputy President & Senior Executive Officer / Group CFO


March 3, 2023

Mizuho Financial Group, Inc.

Changes of Directors and Executive Officers

Mizuho Financial Group, Inc. hereby announces changes of Member of the Board of Directors and Executive Officers (including changes in their areas of responsibility, etc.).

 

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Mizuho Financial Group, Inc. (MHFG)

 

1.

Members of the Board of Directors

 

  (1)

Members of the Board of Directors Candidates (to be considered at the ordinary General Meeting of Shareholders of MHFG in June 2023 (“The Shareholders Meeting”))

 

Yoshimitsu Kobayashi    (Reappointment, Outside Director)
Ryoji Sato    (Reappointment, Outside Director)
Takashi Tsukioka    (Reappointment, Outside Director)
Kotaro Ohno    (New appointment, Outside Director)
Hiromichi Shinohara    (New appointment, Outside Director)
Masami Yamamoto    (Reappointment, Outside Director)
Izumi Kobayashi    (Reappointment, Outside Director)
Yumiko Noda    (New appointment, Outside Director)
Seiji Imai    (Reappointment)
Hisaaki Hirama    (Reappointment)
Masahiro Kihara*    (Reappointment)
Makoto Umemiya*    (Reappointment)
Motonori Wakabayashi*    (Reappointment)
Nobuhiro Kaminoyama*    (Reappointment)
Total of 14 candidates
(Note) Asterisks indicate directors expected to concurrently serve as Executive Officers.

 

  (2)

Member of the Board of Directors scheduled to resign

(Effective in late June 2023)

 

Tatsuo Kainaka   

(Currently Member of the Board of Directors)

 

  (3)

Chairperson of the Board of Directors (to be considered at the Board Meeting to be held following The Shareholders Meeting)

Appointee as Chairperson

Izumi Kobayashi

 

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  (4)

Members of Committees (to be considered at the Board Meeting to be held following The Shareholders Meeting)

 

Nominating Committee     
Chairperson    Yoshimitsu Kobayashi      (Outside Director)
Member    Takashi Tsukioka      (Outside Director)
Member    Kotaro Ohno      (Outside Director)
Member    Hiromichi Shinohara      (Outside Director)
Member    Masami Yamamoto      (Outside Director)
Member    Izumi Kobayashi      (Outside Director)
Compensation Committee     
Chairperson    Masami Yamamoto      (Outside Director)
Member    Takashi Tsukioka      (Outside Director)
Member    Yumiko Noda      (Outside Director)
Audit Committee     
Chairperson    Takashi Tsukioka      (Outside Director)
Member    Ryoji Sato      (Outside Director)
Member    Kotaro Ohno      (Outside Director)
Member    Hisaaki Hirama     
Risk Committee     
Chairperson    Hisaaki Hirama     
Member    Hiromichi Shinohara      (Outside Director)
Member    Izumi Kobayashi      (Outside Director)
Member    Yumiko Noda      (Outside Director)
Member    Rintaro Tamaki      (Outside Expert)
Member    Hiroshi Naka      (Outside Expert)
System Failure Response Evaluation Committee
Chairperson    Izumi Kobayashi      (Outside Director)
Member    Ryoji Sato      (Outside Director)
Member    Takashi Tsukioka      (Outside Director)
Member    Kotaro Ohno      (Outside Director)
Member    Hiromichi Shinohara      (Outside Director)

 

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  (5)

Brief Personal Record of Newly Nominated Member of the Board of Directors

 

Name    Kotaro Ohno
Business Experience    Jan. 2023    Advisor of Atsumi & Sakai (current)
   Jun. 2017    Outside Audit & Supervisory Board Member of Komatsu Ltd. (current)
   Jun. 2017    Outside Audit & Supervisory Board Member of ITOCHU Corporation (until Jun.2021)
   May. 2017    Outside Director of AEON Co., Ltd. (current)
   Nov. 2016    Special Counsel of Mori Hamada & Matsumoto (until Dec. 2022)
   Jul. 2014    Prosecutor-General
   Jul. 2012    Superintending Prosecutor at Tokyo High Public Prosecutors Office
   Aug. 2011    Superintending Prosecutor at Sendai High Public Prosecutors Office
   Jul. 2009    Vice-Minister of Justice
   Apr. 1976    Appointed as Public Prosecutor
Education   

Jun. 1978

 

Mar. 1974

  

LLM, Harvard Law School

 

Graduated from Faculty of Law, The University of Tokyo

Date of Birth    Apr.1, 1952
Name    Hiromichi Shinohara
Business Experience    Jun. 2022    Executive Advisor, NTT
   Jun. 2021    Outside Director, Yamaha Corporation
   Jun. 2018    Chairman of the Board, NTT
   Jun. 2014   

Senior Executive Vice President,

Head of Research and Development Planning,

Representative Member of the Board of the Company, NTT

   Jun. 2012   

Executive Vice President,

Head of Research and Development Planning,

Member of the Board of the Company, NTT

   Jun. 2009   

Senior Vice President,

Head of Research and Development Planning,

Member of the Board of the Company, NTT

   Apr. 1978    Joined Nippon Telegraph and Telephone Public Corporation (NTT)
Education   

Mar. 1978

 

Mar. 1976

  

Master of Science and Engineering, Waseda University

 

Graduated from Faculty of Science and Engineering, Waseda University

Date of Birth    Mar.15, 1954

 

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Name    Yumiko Noda
Business Experience    Jun. 2021    Outside Director, Benesse Holdings, Inc. (current)
   Jun. 2021    Outside Director, Idemitsu Kosan Co., Ltd (current)
   Jun. 2020    Chairman and Representative Director, Veolia Japan K.K. (current)
   Oct. 2017    President and Representative Director, Veolia Japan K.K.
   Jan. 2011    Partner, Head of PPP and Infrastructure, PwC Advisory
   Apr. 2010    Senior Fellow, Tsinghua University Japan Research Center (China)
   Jun. 2007    Deputy Mayor, Yokohama City
   Jan. 2000    Partner, Head of PPP and Privatization, PricewaterhouseCoopers (Japan)
   Jan. 1999    Director, Project Finance and Privatization, PricewaterhouseCoopers (London)
   Mar. 1996    Deputy General Manager and Head of Structured Finance, The Long-Term Credit Bank of Japan, London
   Mar. 1991    Vice President, Corporate Finance, The Long-Term Credit Bank of Japan, New York Branch
   Jul. 1990    Manager, Project Finance, The Long-Term Credit Bank of Japan, Tokyo
   Apr. 1982    Joined Bank of America, Tokyo
Education    May 1990    Harvard Business School, MBA
   Mar. 1982    Graduated from Bachelor of Arts, The University of Tokyo
Date of Birth    Jan.26, 1960

 

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2.

Changes of Executive Officers

Executive Officers in this section mean either executive officers as defined in the Companies Act or executive officers as defined in our internal regulations.

(Effective as of April 1, 2023)

 

Name

  

New Position

  

Current Position

Makoto Umemiya    Member of the Board of Directors, Deputy President & Senior Executive Officer (Representative Executive Officer)   

Group Chief Digital Officer

(Group CDO)

   Member of the Board of Directors, Deputy President & Senior Executive Officer (Representative Executive Officer)    Group Chief Digital Innovation Officer (Group CDIO) / Group Chief Financial Officer (Group CFO)
Kazutoshi Isogai    Senior Executive Officer    Head of Retail & Business Banking Company    Group Executive Officer    Deputy Head of Retail & Business Banking Company
Masayuki Sugawara    Senior Executive Officer    Head of Corporate & Investment Banking Company    Group Executive Officer    CEO for East Asia
Hidekatsu Take    Senior Executive Officer    Head of Global Corporate & Investment Banking Company / In Charge of Specially Assigned Matters    Senior Executive Officer    Head of Corporate & Institutional Company / Head of Global Corporate Company
Daishi Sasaki    Senior Executive Officer    Co-Head of Global Markets Company    Group Executive Officer   
Noriyuki Sato    Senior Executive Officer    Head of Asset Management Company / In Charge of Specially Assigned Matters    ø   
Tsutomu Yamamoto    Senior Executive Officer    Head of Global Transaction Banking Unit    Group Executive Officer   
Naoshi Inomata    Senior Executive Officer    Group Chief Strategy Officer (Group CSO) / General Manager of Strategic Planning Office    Senior Executive Officer    Group Chief Strategy Officer (Group CSO)
Minako Nakamoto    Senior Executive Officer    Group Chief Governance Officer (Group CGO)    —      Operating Officer of MHSC

 

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Name

  

New Position

  

Current Position

Takefumi Yonezawa    Senior Executive Officer    Group Chief Financial Officer (Group CFO) / General Manager of International Accounting Standards Project Team    Operating Officer    Deputy Head of Financial Control & Accounting Group /General Manager of International Accounting Standards Project Team
Natsumi Akita    Senior Executive Officer    Group Chief People Officer (Group CPO) / Group Chief Culture Officer (Group CCuO)    Group Executive Officer    Group Chief People Officer (Group CPO) / Group Chief Culture Officer (Group CCuO)
Mitsuhiro Kanazawa    Senior Executive Officer    Group Co-Chief Information Officer (Group Co-CIO) / Group Chief Process Officer (Group CPrO)    Senior Executive Officer    Co-Head of IT & Systems Group
Hisashi Kikuchi    Senior Executive Officer   

Group Chief Audit Executive

(Group CAE)

   Senior Executive Officer   

Group Chief Auditor

(Group CA)

Mitsuhiro Morishita    Group Executive Officer    Deputy Head of Corporate & Investment Banking Company    Senior Executive Officer    Head of Global Products Unit
Hiroaki Ehara    Reassigned    Member of the Board of Directors (Audit & Supervisory Committee Member) of MHTB    Senior Executive Officer    Group Chief Operations Officer (Group COO)
Masahiro Otsuka    Resigned       Senior Executive Officer    Head of Retail & Business Banking Company
Naofumi Fuke    Resigned       Senior Executive Officer    Co-Head of Retail & Business Banking Company
Yasuhiro Shibata    Resigned       Senior Executive Officer    Co-Head of Global Markets Company
Masamichi Ishikawa    Resigned       Senior Executive Officer    Head of Asset Management Company / Deputy Head of Strategic Planning Group

 

(Note) ø :   Mr. Noriyuki Sato is currently Chief Executive Officer & Director of AP Property Fund Management, attached to Agility Asset Advisers (PhillipCapital Group)

The management changes described above are subject to any approval or permission required being obtained from the relevant regulatory or other authorities.

 

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