X-17A-5/A: Submission Information

Report for the Period Beginning

01-01-2022

and Ending

12-31-2022

Type of Registrant

Broker-dealer

Security-based swap dealer

Major security-based swap participant

OTC derivatives dealer

Material Weakness

Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses?

Yes

Please describe what information is being amended with this filing.

X-17A-5/A: A. Registrant Identification

Name of Firm

THOMPSON DAVIS & CO., INC.

Address of Principal Place of Business (Do not use P.O. Box No.)

Address 1

9030 STONY POINT PKWY, STE 100

City

RICHMOND

State/Country

VIRGINIA

Mailing Zip/ Portal Code

23235

Name and Telephone Number of Person to Contact in Regard to this Report

Name

Elaine Altizer

Telephone Number

8046446381

X-17A-5/A: B. Accountant Identification

Independent Public Accountant

Name - if individual, state last, first, and middle name

Keiter

Address 1

4401 Dominion Blvd

City

Glen Allen

State/Country

VIRGINIA

Mailing Zip/ Postal Code

23060

Check One

Certified Public Accountant
Radio button not checked

Certified Public Accountant not resident in United States or any of its possessions

X-17A-5/A: Signature

Oath or Affirmation

I, Elaine Altizer, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of THOMPSON DAVIS & CO., INC., as of 12-31-2022, is true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows:

Signature

Elaine Altizer

Title

CEO/Secretary/Treasurer

Notary Public

Checking this box acknowledges that this oath or affirmation has been notarized.

X-17A-5/A: Filer Information

Submission Contact Information