The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 8X8 INC NEW | NOTE 0.500% 2/0 | 282914AB6 | 1,352,645 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | |||
| AERSALE CORPORATION | COM | 00810F106 | 686,820 | 42,344 | SH | SOLE | 42,344 | 0 | 0 | |||
| ALIGHT INC | COM CL A | 01626W101 | 8,187,759 | 979,397 | SH | SOLE | 979,397 | 0 | 0 | |||
| AMERISOURCEBERGEN CORP | COM | 03073E105 | 7,456,950 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | |||
| AN2 THERAPEUTICS INC | COM | 037326105 | 4,288,500 | 450,000 | SH | SOLE | 450,000 | 0 | 0 | |||
| ASPEN AEROGELS INC | COM | 04523Y105 | 5,953,950 | 505,000 | SH | SOLE | 505,000 | 0 | 0 | |||
| AURA BIOSCIENCES INC | COM | 05153U107 | 1,382,220 | 131,640 | SH | SOLE | 131,640 | 0 | 0 | |||
| BELLUS HEALTH INC NEW | COM NEW | 07987C204 | 2,013,900 | 245,000 | SH | SOLE | 245,000 | 0 | 0 | |||
| BIOHAVEN LTD | COM | G1110E107 | 2,776,000 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | |||
| CHART INDS INC | COM | 16115Q308 | 11,523,000 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | |||
| CHART INDS INC | 6.75DP CNV PFD B | 16115Q407 | 7,596,450 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | |||
| COMPASS THERAPEUTICS INC | COM | 20454B104 | 11,219,000 | 2,230,441 | SH | SOLE | 2,230,441 | 0 | 0 | |||
| CONSTELLATION BRANDS INC | CL A | 21036P108 | 9,270,000 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | |||
| CRESCENT ENERGY COMPANY | CL A COM | 44952J104 | 2,098,250 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | |||
| DYNE THERAPEUTICS INC | COM | 26818M108 | 1,433,903 | 123,719 | SH | SOLE | 123,719 | 0 | 0 | |||
| FREYR BATTERY | SHS | L4135L100 | 1,085,000 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | |||
| HERBALIFE NUTRITION LTD | NOTE 2.625% 3/1 | 42703MAD5 | 4,672,846 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | |||
| ILLUMINA INC | NOTE 8/1 | 452327AK5 | 1,935,600 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | |||
| INDIE SEMICONDUCTOR INC | CLASS A COM | 45569U101 | 2,040,500 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | |||
| INNOVIVA INC | NOTE 2.125% 1/1 | 88338TAB0 | 4,034,394 | 4,000,000 | PRN | SOLE | 4,000,000 | 0 | 0 | |||
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 6,657,000 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | |||
| KARYOPHARM THERAPEUTICS INC | COM | 48576U106 | 1,637,766 | 481,696 | SH | SOLE | 481,696 | 0 | 0 | |||
| LAUREATE EDUCATION INC | COMMON STOCK | 518613203 | 6,717,684 | 698,304 | SH | SOLE | 698,304 | 0 | 0 | |||
| NEW FORTRESS ENERGY INC | COM CL A | 644393100 | 3,720,234 | 87,700 | SH | SOLE | 87,700 | 0 | 0 | |||
| NEW RELIC INC | NOTE 0.500% 5/0 | 64829BAB6 | 3,934,333 | 4,000,000 | PRN | SOLE | 4,000,000 | 0 | 0 | |||
| NOVAVAX INC | NOTE 3.750% 2/0 | 670002AB0 | 9,086,805 | 9,000,000 | PRN | SOLE | 9,000,000 | 0 | 0 | |||
| OKTA INC | NOTE 0.125% 9/0 | 679295AD7 | 5,310,160 | 6,000,000 | PRN | SOLE | 6,000,000 | 0 | 0 | |||
| PATRICK INDS INC | DBCV 1.000% 2/0 | 703343AB9 | 6,987,797 | 7,000,000 | PRN | SOLE | 7,000,000 | 0 | 0 | |||
| PLIANT THERAPEUTICS INC | COM | 729139105 | 2,899,500 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | |||
| PROFRAC HLDG CORP | CLASS A COM | 74319N100 | 630,000 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | |||
| RAIN ONCOLOGY INC | COM | 75082Q105 | 2,513,368 | 314,171 | SH | SOLE | 314,171 | 0 | 0 | |||
| RAPID7 INC | NOTE 2.250% 5/0 | 753422AD6 | 1,933,380 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | |||
| RINGCENTRAL INC | NOTE 3/0 | 76680RAF4 | 6,919,840 | 8,000,000 | PRN | SOLE | 8,000,000 | 0 | 0 | |||
| ROIVANT SCIENCES LTD | SHS | G76279101 | 3,755,300 | 470,000 | SH | SOLE | 470,000 | 0 | 0 | |||
| SOMALOGIC INC | CLASS A COM | 83444K105 | 2,510,000 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | |||
| SPLUNK INC | NOTE 0.500% 9/1 | 848637AC8 | 3,872,089 | 4,000,000 | PRN | SOLE | 4,000,000 | 0 | 0 | |||
| SUPERNUS PHARMACEUTICALS | NOTE 0.625% 4/0 | 868459AD0 | 5,914,455 | 6,000,000 | PRN | SOLE | 6,000,000 | 0 | 0 | |||
| TERNS PHARMACEUTICALS INC | COM | 880881107 | 1,247,050 | 122,500 | SH | SOLE | 122,500 | 0 | 0 | |||
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 59,268,900 | 310,000 | SH | SOLE | 310,000 | 0 | 0 | |||
| WESTERN DIGITAL CORP. | NOTE 1.500% 2/0 | 958102AP0 | 2,887,530 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | |||
| WIX COM LTD | NOTE 7/0 | 92940WAB5 | 2,920,440 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | |||