SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Odey Asset Management LLP

(Last) (First) (Middle)
18 UPPER BROOK STREET

(Street)
LONDON, UNITED KINGDOM X0 W1K 7PU

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/31/2023
3. Issuer Name and Ticker or Trading Symbol
CADIZ INC [ CDZI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 340,883 I See Footnotes(1)(2)
Common Stock 2,165,149 I See Footnotes(1)(3)
Common Stock 3,682,219 I See Footnotes(1)(4)
Common Stock 339,824 I See Footnotes(1)(5)
Common Stock 1,067,593 I See Footnotes(1)(6)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Odey Asset Management LLP

(Last) (First) (Middle)
18 UPPER BROOK STREET

(Street)
LONDON, UNITED KINGDOM X0 W1K 7PU

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Odey Asset Management Group Ltd

(Last) (First) (Middle)
18 UPPER BROOK STREET

(Street)
LONDON, UNITED KINGDOM X0 W1K 7PU

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Odey Holdings Ltd

(Last) (First) (Middle)
18 UPPER BROOK STREET

(Street)
LONDON, UNITED KINGDOM X0 W1K 7PU

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Odey Robin Crispin William

(Last) (First) (Middle)
18 UPPER BROOK STREET

(Street)
LONDON, UNITED KINGDOM X0 W1K 7PU

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. Shares reported are held for the benefit of investment advisory clients of Odey Asset Management LLP ("OAM LLP"). Odey Asset Management Group Ltd ("OAM Ltd") is the managing member of OAM LLP, Odey Holdings Ltd ("Odey Holdings") is the sole stockholder of OAM Ltd, and Mr. Odey is the sole stockholder of Odey Holdings. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein, and the filing of this Form 3 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose.
2. Shares held for the benefit of a pension trust for which OAM LLP serves as investment adviser.
3. Shares held for the benefit of a private fund for which OAM LLP serves as investment adviser.
4. Shares held for the benefit of a private fund for which OAM LLP serves as investment adviser.
5. Shares held for the benefit of a private fund for which OAM LLP serves as investment adviser.
6. Shares held for the benefit of a private fund for which OAM LLP serves as investment adviser.
Remarks:
Exhibit List Exhibit 24 - Power of Attorney, incorporated by reference to Exhibit 99.2 to the Form 13F filed with the Securities and Exchange Commission by Robin Crispin William Odey on August 5, 2022.
ODEY ASSET MANAGEMENT LLP By: /s/ Lee Markwood, Lee Markwood, Head of Compliance 02/03/2023
ODEY ASSET MANAGEMENT GROUP LTD By: /s/ Lee Markwood, Lee Markwood, Head of Compliance 02/03/2023
ODEY HOLDINGS LTD By: /s/ Lee Markwood, Lee Markwood, Head of Compliance 02/03/2023
ROBIN CRISPIN WILLIAM ODEY By: /s/ Lee Markwood, Lee Markwood, as attorney-in-fact 02/03/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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