The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ADIT EDTECH ACQUISITION CORP | UNIT 99/99/9999 | 007024201 | 200 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
| AIR TRANSPORT SERVICES GRP I | COM | 00922R105 | 2,879 | 111,544 | SH | SOLE | 111,544 | 0 | 0 | ||
| ALPHABET INC | CAP STK CL A | 02079K305 | 1,604 | 600 | SH | SOLE | 600 | 0 | 0 | ||
| AMAZON COM INC | COM | 023135106 | 2,300 | 700 | SH | SOLE | 700 | 0 | 0 | ||
| APPLE INC | COM | 037833100 | 382 | 2,700 | SH | SOLE | 2,700 | 0 | 0 | ||
| ATHENE HOLDING LTD | CL A | G0684D107 | 5,708 | 82,888 | SH | SOLE | 82,888 | 0 | 0 | ||
| ATI PHYSICAL THERAPY INC | COM CL A | 00216W109 | 44 | 11,600 | SH | SOLE | 11,600 | 0 | 0 | ||
| BETTER WORLD ACQUISITION COR | UNIT 11/15/2027 | 08772B203 | 320 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
| JOHNSON & JOHNSON | COM | 478160104 | 226 | 1,400 | SH | SOLE | 1,400 | 0 | 0 | ||
| KADEM SUSTAINABLE IMPACT COR | CLASS A COM | 48284E105 | 8,125 | 822,340 | SH | SOLE | 822,340 | 0 | 0 | ||
| MAGELLAN HEALTH INC | COM NEW | 559079207 | 2,043 | 21,611 | SH | SOLE | 21,611 | 0 | 0 | ||
| NAM TAI PPTY INC | SHS | G63907102 | 600 | 25,823 | SH | SOLE | 25,823 | 0 | 0 | ||
| NETSOL TECHNOLOGIES INC | COM PAR $.001 | 64115A402 | 955 | 208,434 | SH | SOLE | 208,434 | 0 | 0 | ||
| NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 1,115 | 20,264 | SH | SOLE | 20,264 | 0 | 0 | ||
| PHENIXFIN CORP | COM | 71742W103 | 1,782 | 41,550 | SH | SOLE | 41,550 | 0 | 0 | ||
| STRIDE INC | COM | 86333M108 | 507 | 14,100 | SH | SOLE | 14,100 | 0 | 0 | ||
| THERATECHNOLOGIES INC | NOTE 5.750% 6/3 | 88338HAA8 | 7,863 | 8,935,000 | SH | SOLE | 8,935,000 | 0 | 0 | ||
| TRINSEO S A | SHS | L9340P101 | 335 | 6,200 | SH | SOLE | 6,200 | 0 | 0 | ||
| WALMART INC | COM | 931142103 | 1,154 | 8,279 | SH | SOLE | 8,279 | 0 | 0 | ||
| WILLIAM PENN BANCORPORATION | COM | 96927A105 | 2,409 | 197,313 | SH | SOLE | 197,313 | 0 | 0 | ||
| WILLIS TOWERS WATSON PLC LTD | SHS | G96629103 | 465 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||