The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ADDEX THERAPEUTICS LTD | SPONSORED ADS | 00654J107 | 40 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
| ALECTOR INC | COM | 014442107 | 3,212 | 339,569 | SH | DFND | 339,569 | 0 | 0 | ||
| AMRYT PHARMA PLC | SPONSORED ADS | 03217L106 | 3,112 | 449,737 | SH | DFND | 449,737 | 0 | 0 | ||
| ARAVIVE INC | COM | 03890D108 | 773 | 946,423 | SH | DFND | 946,423 | 0 | 0 | ||
| ARVINAS INC | COM | 04335A105 | 57,371 | 1,289,521 | SH | DFND | 1,289,521 | 0 | 0 | ||
| AVROBIO INC | COM | 05455M100 | 203 | 315,550 | SH | DFND | 315,550 | 0 | 0 | ||
| CHIMERIX INC | COM | 16934W106 | 2,363 | 1,224,600 | SH | DFND | 1,224,600 | 0 | 0 | ||
| COGENT BIOSCIENCES INC. | COM | 19240Q201 | 7,483 | 501,530 | SH | DFND | 501,530 | 0 | 0 | ||
| CRINETICS PHARMACEUTICALS INC | COM | 22663K107 | 2,769 | 141,000 | SH | DFND | 141,000 | 0 | 0 | ||
| DECIPHERA PHARMACEUTICALS INC | COM | 24344T101 | 22,377 | 1,209,571 | SH | DFND | 1,209,571 | 0 | 0 | ||
| DICE THERAPEUTICS INC | COM | 23345J104 | 11,290 | 556,693 | SH | DFND | 556,693 | 0 | 0 | ||
| EDGEWISE THERAPEUTICS INC | COM | 28036F105 | 15,288 | 1,553,661 | SH | DFND | 1,553,661 | 0 | 0 | ||
| HARPOON THERAPEUTICS INC | COM | 41358P106 | 3,062 | 3,156,699 | SH | DFND | 3,156,699 | 0 | 0 | ||
| ITERUM THERAPEUTICS PLC | SHS | G6333L101 | 157 | 97,084 | SH | DFND | 97,084 | 0 | 0 | ||
| PASSAGE BIO | COM | 702712100 | 3,122 | 2,497,922 | SH | DFND | 2,497,922 | 0 | 0 | ||
| PDS BIOTECHNOLOGY CORP | COM | 70465T107 | 348 | 117,242 | SH | DFND | 117,242 | 0 | 0 | ||
| RALLYBIO CORPORATION | COM | 75120L100 | 33,304 | 2,301,603 | SH | DFND | 2,301,603 | 0 | 0 | ||
| RENOVACOR CORPORATION | COM | 75989E106 | 1,690 | 670,689 | SH | DFND | 670,689 | 0 | 0 | ||
| X4 PHARMACEUTICALS INC | COM | 98420X103 | 573 | 335,000 | SH | DFND | 335,000 | 0 | 0 | ||