The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ABSOLUTE SOFTWARE CORP | COM | 00386B109 | 68,938 | 5,937,832 | SH | SOLE | 5,937,832 | 0 | 0 | ||
| ALARM COM HLDGS INC | NOTE 1/1 | 011642AB1 | 26,401 | 32,098,000 | PRN | SOLE | 32,098,000 | 0 | 0 | ||
| ALLOT LTD | SHS | M0854Q105 | 34,373 | 8,768,666 | SH | SOLE | 8,768,666 | 0 | 0 | ||
| ASURE SOFTWARE INC | COM | 04649U102 | 2,442 | 426,962 | SH | SOLE | 426,962 | 0 | 0 | ||
| AVALARA INC | NOTE 0.250% 8/0 | 05338GAB2 | 70,373 | 72,400,000 | PRN | SOLE | 72,400,000 | 0 | 0 | ||
| BENEFITFOCUS INC | COM | 08180D106 | 11,429 | 1,799,795 | SH | SOLE | 1,799,795 | 0 | 0 | ||
| BIGBEAR AI HLDGS INC | COM | 08975B109 | 2,238 | 1,425,519 | SH | SOLE | 1,425,519 | 0 | 0 | ||
| BIGCOMMERCE HLDGS INC | NOTE 0.250%10/0 | 08975PAB4 | 37,127 | 50,500,000 | PRN | SOLE | 50,500,000 | 0 | 0 | ||
| BLACKLINE INC | NOTE 3/1 | 09239BAD1 | 77,962 | 95,776,000 | PRN | SOLE | 95,776,000 | 0 | 0 | ||
| BRIGHTCOVE INC | COM | 10921T101 | 15,406 | 2,445,450 | SH | SOLE | 2,445,450 | 0 | 0 | ||
| CALAMP CORP | COM | 128126109 | 1,382 | 359,829 | SH | SOLE | 359,829 | 0 | 0 | ||
| CALAMP CORP | NOTE 2.000% 8/0 | 128126AD1 | 202,377 | 226,139,000 | PRN | SOLE | 226,139,000 | 0 | 0 | ||
| COUPA SOFTWARE INC | NOTE 0.125% 6/1 | 22266LAC0 | 14,547 | 17,144,000 | PRN | SOLE | 17,144,000 | 0 | 0 | ||
| EDGIO INC | COM | 53261M104 | 2,053 | 738,536 | SH | SOLE | 738,536 | 0 | 0 | ||
| EDGIO INC | NOTE 3.500% 8/0 | 53261MAB0 | 105,198 | 116,370,000 | PRN | SOLE | 116,370,000 | 0 | 0 | ||
| EMCORE CORP | COM NEW | 290846203 | 189 | 112,984 | SH | SOLE | 112,984 | 0 | 0 | ||
| EVERBRIDGE INC | NOTE 0.125%12/1 | 29978AAC8 | 100,853 | 112,990,000 | PRN | SOLE | 112,990,000 | 0 | 0 | ||
| EVERBRIDGE INC | NOTE 3/1 | 29978AAE4 | 122,666 | 142,486,000 | PRN | SOLE | 142,486,000 | 0 | 0 | ||
| GOPRO INC | CL A | 38268T103 | 6,140 | 1,245,424 | SH | SOLE | 1,245,424 | 0 | 0 | ||
| GOPRO INC | NOTE 1.250%11/1 | 38268TAD5 | 30,381 | 34,000,000 | PRN | SOLE | 34,000,000 | 0 | 0 | ||
| JAMF HLDG CORP | NOTE 0.125% 9/0 | 47074LAB1 | 27,809 | 34,100,000 | PRN | SOLE | 34,100,000 | 0 | 0 | ||
| KALEYRA INC | COM | 483379103 | 19 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
| LANTRONIX INC | COM NEW | 516548203 | 3,159 | 656,683 | SH | SOLE | 656,683 | 0 | 0 | ||
| LIGHTNING EMOTORS INC | *W EXP 05/18/202 | 53228T119 | 4 | 17,910 | SH | SOLE | 17,910 | 0 | 0 | ||
| LIVEPERSON INC | NOTE 0.750% 3/0 | 538146AB7 | 37,311 | 40,500,000 | PRN | SOLE | 40,500,000 | 0 | 0 | ||
| LIVEPERSON INC | NOTE 12/1 | 538146AD3 | 45,515 | 66,606,000 | PRN | SOLE | 66,606,000 | 0 | 0 | ||
| MAGNACHIP SEMICONDUCTOR CORP | COM | 55933J203 | 568 | 55,500 | SH | SOLE | 55,500 | 0 | 0 | ||
| MAGNITE INC | NOTE 0.250% 3/1 | 55955DAB6 | 134,724 | 180,749,000 | PRN | SOLE | 180,749,000 | 0 | 0 | ||
| ON24 INC | COM | 68339B104 | 58,667 | 6,666,666 | SH | SOLE | 6,666,666 | 0 | 0 | ||
| ONE STOP SYS INC | COM | 68247W109 | 4,942 | 1,544,301 | SH | SOLE | 1,544,301 | 0 | 0 | ||
| ONESPAN INC | COM | 68287N100 | 1,435 | 166,666 | SH | SOLE | 166,666 | 0 | 0 | ||
| PEGASYSTEMS INC | NOTE 0.750% 3/0 | 705573AB9 | 36,554 | 44,920,000 | PRN | SOLE | 44,920,000 | 0 | 0 | ||
| POWERFLEET INC | COM | 73931J109 | 11,029 | 3,580,966 | SH | SOLE | 3,580,966 | 0 | 0 | ||
| PROS HOLDINGS INC | NOTE 1.000% 5/1 | 74346YAH6 | 29,063 | 31,419,000 | PRN | SOLE | 31,419,000 | 0 | 0 | ||
| QUOTIENT TECHNOLOGY INC | COM | 749119103 | 13,090 | 5,666,666 | SH | SOLE | 5,666,666 | 0 | 0 | ||
| QUOTIENT TECHNOLOGY INC | NOTE 1.750%12/0 | 749119AB9 | 182,527 | 184,837,000 | PRN | SOLE | 184,837,000 | 0 | 0 | ||
| RADCOM LTD | SHS NEW | M81865111 | 18,463 | 1,621,007 | SH | SOLE | 1,621,007 | 0 | 0 | ||
| SEQUANS COMMUNICATIONS S A | SPONSORED ADS | 817323207 | 16,945 | 4,746,401 | SH | SOLE | 4,746,401 | 0 | 0 | ||
| TERADATA CORP DEL | COM | 88076W103 | 157,371 | 5,066,666 | SH | SOLE | 5,066,666 | 0 | 0 | ||
| VEECO INSTRS INC DEL | NOTE 3.500% 1/1 | 922417AG5 | 153,700 | 132,500,000 | PRN | SOLE | 132,500,000 | 0 | 0 | ||
| VIMEO INC | COMMON STOCK | 92719V100 | 267 | 66,666 | SH | SOLE | 66,666 | 0 | 0 | ||
| WISDOMTREE INVTS INC | NOTE 3.250% 6/1 | 97717PAD6 | 103,204 | 114,345,000 | PRN | SOLE | 114,345,000 | 0 | 0 | ||
| WISDOMTREE INVTS INC | NOTE 4.250% 6/1 | 97717PAB0 | 63,733 | 63,250,000 | PRN | SOLE | 63,250,000 | 0 | 0 | ||
| WIX COM LTD | NOTE 8/1 | 92940WAD1 | 123,352 | 146,586,000 | PRN | SOLE | 146,586,000 | 0 | 0 | ||
| YEXT INC | COM | 98585N106 | 2,148 | 481,567 | SH | SOLE | 481,567 | 0 | 0 | ||