-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PA0za4zS8k/jaX3cNjS95JAQYQIokcxxyGCGMChA2h/CyMywd5h97Qxy8ROPHzbT s+mmXc1syTpLS0v8IxpvFg== 0001021408-03-002190.txt : 20030207 0001021408-03-002190.hdr.sgml : 20030207 20030207164338 ACCESSION NUMBER: 0001021408-03-002190 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030207 EFFECTIVENESS DATE: 20030207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEPRINCE RACE & ZOLLO INC CENTRAL INDEX KEY: 0001008894 IRS NUMBER: 593299598 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05268 FILM NUMBER: 03545135 BUSINESS ADDRESS: STREET 1: 201 S ORANGE AVENUE STREET 2: SUITE 850 CITY: ORLANDO STATE: FL ZIP: 32801 BUSINESS PHONE: 4074209903 MAIL ADDRESS: STREET 1: 201 ORANGE AVENUE STREET 2: SUITE 850 CITY: ORLANDO STATE: FL ZIP: 32801 13F-HR 1 d13fhr.txt FORM 13F-HR ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ----------------- Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2002 Check here if Amendment [_]; Amendment Number: This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: DePrince Race & Zollo, Inc. ------------------------- Address: 201 S. Orange Ave Suite 850 ------------------------- Orlando Fl 32801 ------------------------- ------------------------- Form 13F File Number: 28-05268 --------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Victor A Zollo JR ------------------------- Title: Principal ------------------------- Phone: 407-420-9903 ------------------------- Signature, Place, and Date of Signing: /s/ Victor A. Zollo, Jr. Orlando, FL 2/7/2003 - ----------------------------- ----------------------------- -------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) ================================================================================ FORM 13 F Name of Reporting Manager DePrince, Race & Zollo, Inc. Page__ 1_of_9
Item 6: Item 8: Investment Discretion Voting Authority (Shares) Item 5: ----------------------- Item 7: ----------------------------- Item 2: Item 3: Item 4: Shares of (b) Shared (c) Managers Item 1: Title of CUSIP Fair Market Principal (a) As Defined shared See Instr. Name of Issuer Class Number Value Amount Sole in Instr. V other V (a) sole (b) shared (c) None -------------- -------- --------- ----------- --------- ---- ----------- ------ ---------- --------- ---------- -------- ADVANTA CORP CL B...... CLB 007942204 5,212 555,100 X 555,100 ALCAN INC.............. COM 013716105 614 20,800 X 20,800 ALEXANDRIA REAL EST EQ COM................... COM 015271109 234 5,500 X 5,500 ALLSTATE CORP COM...... COM 020002101 10,268 277,600 X 277,600 ALLTEL CORP COM........ COM 020039103 28,045 549,900 X 549,900 AMERICAN HOME MTG HLDG COM................... COM 02660m108 7,662 696,500 X 696,500 AMERICAN MTG ACCEP CO SH BEN INT............ COM 027568104 1,765 125,300 X 125,300 ANALYSTS INTL CORP COM. COM 032681108 1,114 562,700 X 562,700 ANNALY MTG MGMT INC.... COM 035710409 30,871 1,642,100 X 1,642,100 ASHLAND INC............ COM 044204105 20,716 726,100 X 726,100 ASTORIA FINL CORP COM.. COM 046265104 8,748 322,200 X 322,200 ASTRO-MED INC NEW COM.. COM 04638f108 561 175,174 X 175,174 BANK NEW YORK INC...... COM 064057102 18,725 781,521 X 781,521 BANKATLANTIC BANCORP CL A..................... CLA 065908501 1,052 111,300 X 111,300 BAUSCH & LOMB INC COM.. COM 071707103 31,849 884,700 X 884,700 BAXTER INTL INC COM.... COM 071813109 19,830 708,200 X 708,200 BELLSOUTH CORP COM..... COM 079860102 28,496 1,101,500 X 1,101,500 BLOCK H & R INC COM.... COM 093671105 21,310 530,100 X 530,100 BOEING CO COM.......... COM 097023105 19,072 578,100 X 578,100 BOISE CASCADE CORP..... COM 097383103 31,487 1,248,500 X 1,248,500 --- --------- ------- --------- - - - - --------- - - Column Total........ 287,631 === ========= ======= ========= = = = = ========= = =
FORM 13 F Name of Reporting Manager DePrince, Race & Zollo, Inc. Page__ 2_of_9
Item 6: Item 8: Investment Discretion Voting Authority (Shares) Item 5: ----------------------- Item 7: ---------------------------- Item 2: Item 3: Item 4: Shares of (b) Shared (c) Managers Item 1: Title of CUSIP Fair Market Principal (a) As Defined shared See Instr. Name of Issuer Class Number Value Amount Sole in Instr. V other V (a) sole (b) shared (c) None -------------- -------- --------- ----------- --------- ---- ----------- ------ ---------- --------- ---------- ------- BORG-WARNER AUTOMOTIVE COM..................... COM 099724106 6,499 128,900 X 128,900 BOSTON ACOUSTICS INC COM..................... COM 100534106 163 13,600 X 13,600 BOWATER INC COM.......... COM 102183100 21,969 523,700 X 523,700 BRIGGS & STRATTON CORP COM..................... COM 109043109 6,689 157,500 X 157,500 BROOKLINE BANCORP INC COM..................... COM 11373m107 1,143 96,036 X 96,036 CABOT CORP............... COM 127055101 10,374 390,900 X 390,900 CALLAWAY GOLF............ COM 131193104 27,389 2,067,100 X 2,067,100 CARAUSTAR INDS........... COM 140909102 10,460 1,103,400 X 1,103,400 CARNIVAL CORP CL A....... CLA 143658102 10,105 405,000 X 405,000 CERES GROUP.............. COM 156772105 384 200,000 X 200,000 CHEVRONTEXACO CORP....... COM 166764100 18,584 279,550 X 279,550 CITIZENS SOUTH BKG CP COM..................... COM 176682102 714 70,000 X 70,000 COASTAL BANCORP INC COM.. COM 19041P105 11,602 358,650 X 358,650 COHU INC COM............. COM 192576106 8,332 566,800 X 566,800 COLLINS INDS INC COM..... COM 194858106 231 61,600 X 61,600 COMERICA................. COM 200340107 18,667 431,700 X 431,700 COMMONWEALTH INDUSTRIES INC DELAWARE............ COM 203004106 1,082 158,400 X 158,400 COMMUNITY BK SYS INC COM..................... COM 203607106 549 17,500 X 17,500 CONSOL ENERGY INC COM.... COM 20854P109 9,027 522,400 X 522,400 COOPER INDS COM CL A..... CLA G24182100 18,385 504,400 X 504,400 --- --------- ------- --------- - - - ---------- - - Column Total.......... 182,349 === ========= ======= ========= = = = ========== = =
FORM 13 F Name of Reporting Manager DePrince, Race & Zollo, Inc. Page__ 3_of_9
Item 6: Item 8: Investment Discretion Voting Authority (Shares) Item 5: ----------------------- Item 7: ---------------------------- Item 2: Item 3: Item 4: Shares of (b) Shared (c) Managers Item 1: Title of CUSIP Fair Market Principal (a) As Defined shared See Instr. Name of Issuer Class Number Value Amount Sole in Instr. V other V (a) sole (b) shared (c) None -------------- -------- --------- ----------- --------- ---- ----------- ------ ---------- --------- ---------- ------- CPI CORP COM ........... COM 125902106 6,074 419,200 X 419,200 CROMPTON CORP COM ...... COM 227116100 7,832 1,316,300 X 1,316,300 CUBIC CORP COM ......... COM 229669106 1,539 83,500 X 83,500 CUMMINS INC COM ........ COM 231021106 21,736 772,700 X 772,700 DEB SHOPS INC COM ...... COM 242728103 805 36,250 X 36,250 DELTA AND PINE LAND CO .............. COM 247357106 3,345 163,900 X 163,900 DIEBOLD INC COM ........ COM 253651103 11,917 289,100 X 289,100 DIME CMNTY BANCSHARES COM ................... COM 253922108 2,403 125,500 X 125,500 DIXIE GROUP, INC. ...... COM 255519100 2,070 541,900 X 541,900 DOMINION RES INC VA COM.................... COM 25746u109 20,994 382,400 X 382,400 DOVER DWNS GMNG & ENT COM ................... COM 260095104 604 66,400 X 66,400 DOW CHEM CO COM ........ COM 260543103 18,532 623,975 X 623,975 DOW JONES & CO INC COM ................... COM 260561105 22,285 515,500 X 515,500 DQE INC COM ............ COM 23329J104 2,181 143,100 X 143,100 EASTERN CO ............. COM 276317104 1,686 152,850 X 152,850 EMERSON ELEC CO COM .... COM 291011104 12,571 247,215 X 247,215 ENTERTAINMENT PPTYS TR COM SH BEN INT ........ COM 29380t105 1,557 66,200 X 66,200 FALCON PRODS INC COM ... COM 306075102 819 202,300 X 202,300 FBR ASSET INVT CORP COM.................... COM 30241E303 12,818 378,100 X 378,100 FIRSTFED AMER BANCORP COM ................... COM 337929103 4,103 165,100 X 165,100 --- --------- ------- --------- - - - --------- - - - Column Total 155,870 === ========= ======= ========= = = = ========= = = =
FORM 13 F Name of Reporting Manager DePrince, Race & Zollo, Inc. Page__ 4_of__9
Item 6: Item 8: Investment Discretion Voting Authority (Shares) Item 5: ----------------------- Item 7: ----------------------------- Item 2: Item 3: Item 4: Shares of (b) Shared (c) Managers Item 1: Title of CUSIP Fair Market Principal (a) As Defined shared See Instr. Name of Issuer Class Number Value Amount Sole in Instr. V other V (a) sole (b) shared (c) None -------------- -------- --------- ----------- --------- ---- ----------- ------ ---------- --------- ---------- -------- FLEETBOSTON FINL CORP................. COM 339030108 22,788 937,759 X 937,759 FOOT LOCKER INC COM.................. COM 344849104 8,783 836,500 X 836,500 FRANKLIN BANCORP INC MICH................. COM 35242V105 316 17,300 X 17,300 FREQUENCY ELECTRS INC COM.................. COM 358010106 12,072 1,180,100 X 1,180,100 FRIEDMAN BILLINGS RAMS CL A................. CLA 358433100 9,308 994,400 X 994,400 FRONTIER OIL CORP COM.. COM 35914p105 19,495 1,132,100 X 1,132,100 GATX CORP COM.......... COM 361448103 9,199 403,100 X 403,100 GENERAL MLS INC COM.... COM 370334104 16,827 358,400 X 358,400 GEORGIA PAC CORP COM... COM 373298108 19,652 1,216,100 X 1,216,100 HARDINGE INC COM....... COM 412324303 575 69,700 X 69,700 HARRIS CORP DEL COM.... COM 413875105 17,266 656,500 X 656,500 HARSCO CORP COM........ COM 415864107 702 22,000 X 22,000 HEINZ H J CO COM....... COM 423074103 29,305 891,550 X 891,550 HELIX TECHNOLOGY CORP.. COM 423319102 39,790 3,552,701 X 3,552,701 HONEYWELL INC COM...... COM 438516106 24,503 1,020,975 X 1,020,975 IKON OFFICE SOLUTIONS.. COM 451713101 37,492 5,243,700 X 5,243,700 IMPERIAL CHEM INDS..... COM 452704505 12,738 885,208 X 885,208 INGERSOLL-RAND CO CLA.. CLA g4776g101 16,135 374,700 X 374,700 INGLES MKTS INC CL A... CLA 457030104 7,131 616,300 X 616,300 INTERMET CORP.......... COM 45881K104 12,162 2,895,700 X 2,895,700 --- --------- ------- --------- - - - - --------- - - Column Total..... 316,238 === ========= ======= ========= = = = = ========= = =
FORM 13 F Name of Reporting Manager DePrince, Race & Zollo, Inc. Page__ 5_of__9
Item 6: Item 8: Investment Discretion Voting Authority (Shares) Item 5: ----------------------- Item 7: ----------------------------- Item 2: Item 3: Item 4: Shares of (b) Shared (c) Managers Item 1: Title of CUSIP Fair Market Principal (a) As Defined shared See Instr. Name of Issuer Class Number Value Amount Sole in Instr. V other V (a) sole (b) shared (c) None -------------- -------- --------- ----------- --------- ---- ----------- ------ ---------- --------- ---------- -------- INTERNATIONAL ALUM CP COM.................. COM 458884103 652 37,700 X 37,700 INTERPUBLIC GROUP COS.... COM 460690100 13,553 962,560 X 962,560 KAYDON CORP COM.......... COM 486587108 16,947 799,000 X 799,000 KEITHLEY INSTRS INC COM.. COM 487584104 2,524 201,900 X 201,900 KELLY SVCS INC CL A...... CLA 488152208 5,760 233,100 X 233,100 KENNAMETAL INC COM....... COM 489170100 13,999 406,000 X 406,000 KERR MCGEE CORP COM...... COM 492386107 21,237 479,400 X 479,400 KIMBERLY CLARK CORP COM..................... COM 494368103 22,325 470,300 X 470,300 KLAMATH FIRST BANCORP COM..................... COM 49842P103 2,147 133,800 X 133,800 LIMITED BRANDS INC COM... COM 532716107 18,525 1,329,898 X 1,329,898 LINCOLN NATIONAL CORP.... COM 534187109 17,508 554,400 X 554,400 LONGS DRUG STORES CORP COM..................... COM 543162101 11,780 568,000 X 568,000 LSI INDS INC COM......... COM 50216C108 8,629 623,000 X 623,000 LUFKIN INDS INC COM...... COM 549764108 598 25,500 X 25,500 LYONDELL CHEMICAL COMPANY................. COM 552078107 6,001 474,800 X 474,800 MAY DEPT. STORE.......... COM 577778103 20,357 885,875 X 885,875 MCSI INC................. COM 55270m108 9,151 1,926,500 X 1,926,500 MEADWESTVACO CORP COM..................... COM 583334107 21,184 857,300 X 857,300 MERIDIAN BIOSCIENCE...... COM 589584101 880 127,922 X 127,922 MERRILL LYNCH & CO....... COM 590188108 21,556 568,000 X 568,000 --- --------- ------- --------- - - - - --------- - - Column Total.......... 235,314 === ========= ======= ========= = = = = ========= = =
FORM 13 F Name of Reporting Manager DePrince, Race & Zollo, Inc. Page__ 6_of__9
Item 6: Item 8: Investment Discretion Voting Authority (Shares) Item 5: ----------------------- Item 7: ----------------------------- Item 2: Item 3: Item 4: Shares of (b) Shared (c) Managers Item 1: Title of CUSIP Fair Market Principal (a) As Defined shared See Instr. Name of Issuer Class Number Value Amount Sole in Instr. V other V (a) sole (b) shared (c) None -------------- -------- --------- ----------- --------- ---- ----------- ------ ---------- --------- ---------- -------- MET PRO CORP COM....... COM 590876306 2,001 138,200 X 138,200 MILLENNIUM CHEMICALS COM................... COM 599903101 11,820 1,241,600 X 1,241,600 MISONIX INC............ COM 604871103 1,904 494,600 X 494,600 MOCON INC.............. COM 607494101 983 138,700 X 138,700 MONSANTO CO............ COM 61166w101 18,247 947,900 X 947,900 NISOURCE INC COM....... COM 65473P105 5,964 298,200 X 298,200 NN INC................. COM 629337106 41,638 4,167,950 X 4,167,950 NORDSTROM INC COM...... COM 655664100 10,872 573,100 X 573,100 NYMAGIC INC COM........ COM 629484106 1,671 85,900 X 85,900 OLIN CORP COM PAR $1... COM 680665205 12,662 814,300 X 814,300 ONE LIBERTY PPTYS INC COM................... COM 682406103 1,532 100,000 X 100,000 PALL CORP COM.......... COM 696429307 25,605 1,535,100 X 1,535,100 PARK ELECTROCHEMICAL... COM 700416209 33,952 1,768,350 X 1,768,350 PARTNERS TR FINL GP COM................... COM 70213A103 1,194 75,000 X 75,000 PENNEY J C INC COM..... COM 708160106 13,335 579,550 X 579,550 PEPCO HOLDINGS......... COM 713291102 7,405 381,900 X 381,900 PERKINELMER INC COM.... COM 714046109 24,066 2,917,100 X 2,917,100 PHILLIPS ELECTRONICS... COM 500472303 12,381 700,300 X 700,300 PLAN VISTA CORP........ COM 72701P105 8,855 5,366,700 X 5,366,700 PLAN VISTA RESTRICTED.. COM 72701P105 913 553,500 X 553,500 --- --------- ------- --------- - - - - --------- - - Column Total........ 237,002 === ========= ======= ========= = = = = ========= = =
FORM 13 F Name of Reporting Manager DePrince, Race & Zollo, Inc. Page__ 7_of__9
Item 6: Item 8: Investment Discretion Voting Authority (Shares) Item 5: ----------------------- Item 7: ----------------------------- Item 2: Item 3: Item 4: Shares of (b) Shared (c) Managers Item 1: Title of CUSIP Fair Market Principal (a) As Defined shared See Instr. Name of Issuer Class Number Value Amount Sole in Instr. V other V (a) sole (b) shared (c) None -------------- -------- --------- ----------- --------- ---- ----------- ------ ---------- --------- ---------- -------- PNC BK CORP COM ....... COM 693475105 23,330 556,800 X 556,800 POPE & TALBOT INC ..... COM 732827100 23,086 1,618,940 X 1,618,940 PRAXAIR INC COM ....... COM 74005P104 15,780 273,148 X 273,148 PSYCHEMEDICS CORP COM .................. COM 744375205 1,172 125,650 X 125,650 PUBLIC SVC ENTERPRISE COM .................. COM 744573106 8,391 261,400 X 261,400 PXRE CORP ............. COM G73018106 43,287 1,766,800 X 1,766,800 QUAKER CHEM CORP COM .. COM 747316107 13,949 601,250 X 601,250 REGAL BELOIT CORP COM .................. COM 758750103 6,336 306,100 X 306,100 RICHARDSON ELECTRS .... COM 763165107 21,511 2,484,000 X 2,484,000 ROBBINS & MYERS INC COM .................. COM 770196103 1,104 60,000 X 60,000 ROCKWELL COLLINS INC .. COM 774341101 24,535 1,054,800 X 1,054,800 ROHM & HAAS ........... COM 775371107 21,794 671,000 X 671,000 RYDER SYS INC COM ..... COM 783549108 8,915 397,300 X 397,300 SAPPI LTD SPON ADR NEW .................. COM 803069202 9,976 754,600 X 754,600 SBC COMMUNICATIONS .... COM 78387G103 29,874 1,101,940 X 1,101,940 SCHERING PLOUGH CORP .. COM 806605101 21,035 947,532 X 947,532 SCHLUMBERGER LTD ...... COM 806857108 19,429 461,600 X 461,600 SCOTTISH ANNUITY&LIFE ORD .................. COM g7885t104 1,120 64,200 X 64,200 SEA CONTAINERS LTD CL A ................. CLA 811371707 9,255 1,036,400 X 1,036,400 SPAN AMER MED SYS INC COM .................. COM 846396109 1,337 165,505 X 165,505 --- --------- ------- --------- - - - - ---------- - - Column Total..... 305,216 === ========= ======= ========= = = = = ========== = =
FORM 13 F Name of Reporting Manager DePrince, Race & Zollo, Inc. Page__ 8_of__9
Item 6: Item 8: Investment Discretion Voting Authority (Shares) Item 5: ----------------------- Item 7: ----------------------------- Item 2: Item 3: Item 4: Shares of (b) Shared (c) Managers Item 1: Title of CUSIP Fair Market Principal (a) As Defined shared See Instr. Name of Issuer Class Number Value Amount Sole in Instr. V other V (a) sole (b) shared (c) None -------------- -------- --------- ----------- --------- ---- ----------- ------ ---------- --------- ---------- -------- SPARTECH CORP COM NEW.. COM 847220209 5,362 259,900 X 259,900 ST PAUL COS INC COM.... COM 792860108 23,334 685,300 X 685,300 SUN HYDRAULICS CORP COM................... COM 866942105 208 26,000 X 26,000 SUNTRUST BKS INC COM... COM 867914103 14,567 255,915 X 255,915 TASTY BAKING CO COM.... COM 876553306 5,242 602,525 X 602,525 TEEKAY SHIPPING CORP... COM Y8564W103 33,915 833,300 X 833,300 TENNANT CO COM......... COM 880345103 1,372 42,100 X 42,100 TIDEWATER INC COM...... COM 886423102 12,645 406,600 X 406,600 TIERONE CORP COM....... COM 88650R108 5,132 338,500 X 338,500 TIMBERLINE SOFTWARE CP COM................... COM 887134104 910 154,698 X 154,698 TRANSTECHNOLOGY CORP... COM 893889105 21,205 2,023,400 X 2,023,400 TREDEGAR CORP COM...... COM 894650100 9,924 661,600 X 661,600 TRINITY INDS INC COM... COM 896522109 6,799 358,600 X 358,600 TSAKOS ENERGY NAVIGATN SHS................... COM G9108L108 24,201 1,565,400 X 1,565,400 UNITED GUARDIAN INC COM................... COM 910571108 619 147,300 X 147,300 US BANCORP DEL COM..... COM 902973304 17,465 823,023 X 823,023 VERIZON COMM........... COM 92343v104 29,226 754,225 X 754,225 VINTAGE PETE INC COM... COM 927460105 25,259 2,394,200 X 2,394,200 WASHINGTON FED INC COM................... COM 938824109 5,219 210,000 X 210,000 WELLMAN INC............ COM 949702104 18,522 1,373,000 X 1,373,000 --- --------- ------- --------- - - - - --------- - - Column Total..... 261,125 === ========= ======= ========= = = = = ========= = =
FORM 13 F Name of Reporting Manager DePrince, Race & Zollo, Inc. Page__ 9_of__9
Item 6: Item 8: Investment Discretion Voting Authority (Shares) Item 5: ----------------------- Item 7: ----------------------------- Item 2: Item 3: Item 4: Shares of (b) Shared (c) Managers Item 1: Title of CUSIP Fair Market Principal (a) As Defined shared See Instr. Name of Issuer Class Number Value Amount Sole in Instr. V other V (a) sole (b) shared (c) None -------------- -------- --------- ----------- --------- ---- ----------- ------ ---------- --------- ---------- -------- WELLS FINL CORP COM.... COM 949759104 1,668 80,000 X 80,000 WOODHEAD INDS INC COM.. COM 979438108 1,687 149,300 X 149,300 --- --------- --------- ------- - - - - ------- - - Column Total..... 3,355 === ========= ========= ======= = = = = ======= = = Aggregate Total.. 1,984,100 === ========= ========= ======= = = = = ======= = =
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