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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K/A
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported) September 30, 2022

Rocket Companies, Inc.
(Exact name of registrant as specified in its charter)
Delaware001-3943284-4946470
(State or other jurisdiction(Commission(I.R.S. Employer
of incorporation)File Number)Identification No.)
1050 Woodward Avenue
Detroit, MI 48226
(Address of principal executive offices) (Zip Code)
(313) 373-7990
(Registrant’s Telephone Number, Including Area Code)
(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐     Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐     Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐     Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐     Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading SymbolName of each exchange on which registered
Class A common stock, par value $0.00001 per shareRKTNew York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐



Item 5.02    Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers.

As previously announced on October 3, 2022, Rocket Companies, Inc. (the “Company”) appointed Brian Brown as the Company’s Chief Financial Officer and Treasurer, effective November 15, 2022. This Current Report on Form 8-K/A (“Amendment No. 2”) amends Item 5.02 of the Company’s Current Report on Form 8-K filed on October 3, 2022 (as amended by the Current Report on Form 8-K/A filed on October 21, 2022, the “Original Filing”) to disclose certain compensation arrangements in connection with Mr. Brown’s appointment, which arrangements had not yet been determined when the Original Filing was filed. This Amendment No. 2 supplements the Original Filing and should be read in conjunction with the Original Filing.

In connection with Mr. Brown’s service as the Company’s Chief Financial Officer and Treasurer, on December 2, 2022, the Compensation Committee of the Board of Directors of the Company approved an annual salary of $500,000 for Mr. Brown and a target bonus of 75% of his annual salary.


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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: December 8, 2022


ROCKET COMPANIES, INC.
By:/s/ Tina V. John
Name:Tina V. John
Title:General Counsel and Secretary