-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Esd2zRbtsKKI90YPk5pRDIH7wU40I6pyaZt4aZfyXRqOK0Wc+k8Y4feX9rA6ZlCw DU3Q70yMJmD/hasqDs9avQ== 0001352543-07-000008.txt : 20070927 0001352543-07-000008.hdr.sgml : 20070927 20070927152321 ACCESSION NUMBER: 0001352543-07-000008 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070331 FILED AS OF DATE: 20070927 DATE AS OF CHANGE: 20070927 EFFECTIVENESS DATE: 20070927 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Copper Rock Capital Partners, LLC CENTRAL INDEX KEY: 0001352543 IRS NUMBER: 753179897 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-11628 FILM NUMBER: 071139251 BUSINESS ADDRESS: STREET 1: 200 CLARENDON STREET, 52ND FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: (617) 369-7100 MAIL ADDRESS: STREET 1: 200 CLARENDON STREET, 52ND FLOOR CITY: BOSTON STATE: MA ZIP: 02116 13F-HR/A 1 cr03310713fhra2.txt AMENDED FORM 13F FOR 3/31/07 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 30, 2007 Check here if Amendment [X]; Amendment Number: 2 This Amendment (Check only one.) [X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Copper Rock Capital Partners, LLC Address: 200 Clarendon Street, 52nd Floor Boston, MA 02116 Form 13F File Number: 028-11628 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael L. Sakala Title: Chief Financial Officer Phone: (617) 369-7108 Signature, Place, and Date of Signing: /s/ Michael L. Sakala Boston, MA September 27, 2007 [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by another reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 266 Form 13F Information Table Value Total: $1,661,849 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NO. FORM 13F FILE NUMBER NAME - - --- -------------------- ---- 1 028-11931 Old Mutual (US) Holdings Inc. 2 028-11581 Old Mutual Capital, Inc. 3 028-02682 UBS Global Asset Management (Americas) Inc.
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - - -------------- -------- --------- -------- --------------- ---------- -------- -------------------- FAIR TITLE MARKET PAR/ VOTING AUTHORITY OF VALUE SHARES SH/ PUT/ INVESTMENT OTHER -------------------- NAME OF ISSUER CLASS CUSIP (X$1000) TOTAL PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - - -------------- ----- --------- -------- ------ --- ---- ---------- -------- ------ ------ ---- ABAXIS INC COM COM 002567105 4138 169818 SH DEFIINED 1 169818 ABAXIS INC COM COM 002567105 1225 50276 SH OTHER 1,2 50276 ACTIVISION INC NEW COM NEW COM 004930202 1953 103110 SH OTHER 1,3 103110 ACTIVISION INC NEW COM NEW COM 004930202 2650 139898 SH DEFIINED 1 139898 ADVISORY BRD CO COM COM 00762W107 2184 43150 SH OTHER 1,3 43150 ADVISORY BRD CO COM COM 00762W107 18341 362316 SH DEFIINED 1 362316 ADVISORY BRD CO COM COM 00762W107 4674 92328 SH OTHER 1,2 92328 AFFILIATED MANAGERS GROUP COM COM 008252108 31563 291311 SH DEFIINED 1 291311 AFFILIATED MANAGERS GROUP COM COM 008252108 7220 66636 SH OTHER 1,2 66636 AFFILIATED MANAGERS GROUP COM COM 008252108 3835 35390 SH OTHER 1,3 35390 ALLSCRIPTS HEALTHCARE SOLUTI COM COM 01988P108 2196 81900 SH OTHER 1,3 81900 ALLSCRIPTS HEALTHCARE SOLUTI COM COM 01988P108 15854 591373 SH DEFIINED 1 591373 ALLSCRIPTS HEALTHCARE SOLUTI COM COM 01988P108 3998 149130 SH OTHER 1,2 149130 AMERICAN REPROGRAPHICS CO COM COM 029263100 1575 51140 SH OTHER 1,3 51140 AMERICAN REPROGRAPHICS CO COM COM 029263100 12038 390992 SH DEFIINED 1 390992 AMERICAN REPROGRAPHICS CO COM COM 029263100 2960 96136 SH OTHER 1,2 96136 AMERIGON INC COM COM 03070L300 12034 966592 SH DEFIINED 1 966592 AMERIGON INC COM COM 03070L300 3587 288106 SH OTHER 1,2 288106 ANIXTER INTL INC COM COM 035290105 1192 18070 SH OTHER 1,3 18070 ANIXTER INTL INC COM COM 035290105 1582 23992 SH DEFIINED 1 23992 APPLIED MICRO CIRCUITS CORP COM COM 03822W109 1778 487260 SH OTHER 1,3 487260 APPLIED MICRO CIRCUITS CORP COM COM 03822W109 13135 3598545 SH DEFIINED 1 3598545 APPLIED MICRO CIRCUITS CORP COM COM 03822W109 3291 901670 SH OTHER 1,2 901670 ARENA RESOURCES INC COM COM 040049108 8921 177989 SH DEFIINED 1 177989 ARENA RESOURCES INC COM COM 040049108 2719 54245 SH OTHER 1,2 54245 ATP OIL & GAS CORP COM COM 00208J108 2062 54850 SH OTHER 1,3 54850 ATP OIL & GAS CORP COM COM 00208J108 16438 437163 SH DEFIINED 1 437163 ATP OIL & GAS CORP COM COM 00208J108 3044 80961 SH OTHER 1,2 80961 BARE ESCENTUALS INC COM COM 067511105 3229 90012 SH DEFIINED 1 90012 BARE ESCENTUALS INC COM COM 067511105 2437 67934 SH OTHER 1,3 67934 BE AEROSPACE INC COM COM 073302101 4295 135500 SH OTHER 1,3 135500 BE AEROSPACE INC COM COM 073302101 35191 1110117 SH DEFIINED 1 1110117 BE AEROSPACE INC COM COM 073302101 7574 238912 SH OTHER 1,2 238912 BJS RESTAURANTS INC COM COM 09180C106 5218 246965 SH DEFIINED 1 246965 BJS RESTAURANTS INC COM COM 09180C106 1572 74411 SH OTHER 1,2 74411
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - - -------------- -------- --------- -------- --------------- ---------- -------- -------------------- FAIR TITLE MARKET PAR/ VOTING AUTHORITY OF VALUE SHARES SH/ PUT/ INVESTMENT OTHER -------------------- NAME OF ISSUER CLASS CUSIP (X$1000) TOTAL PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - - -------------- ----- --------- -------- ------ --- ---- ---------- -------- ------ ------ ---- BLACKBOARD INC COM COM 091935502 3596 106922 SH OTHER 1,3 106922 BLACKBOARD INC COM COM 091935502 29129 866173 SH DEFIINED 1 866173 BLACKBOARD INC COM COM 091935502 6220 184966 SH OTHER 1,2 184966 CAPELLA EDUCATION COMPANY COM COM 139594105 11608 346109 SH DEFIINED 1 346109 CAPELLA EDUCATION COMPANY COM COM 139594105 3501 104394 SH OTHER 1,2 104394 CASTLE BRANDS INC COM COM 148435100 3917 565198 SH DEFIINED 1 565198 CASTLE BRANDS INC COM COM 148435100 1163 167883 SH OTHER 1,2 167883 CB RICHARD ELLIS GROUP INC CL A COM 12497T101 2423 70900 SH OTHER 1,3 70900 CB RICHARD ELLIS GROUP INC CL A COM 12497T101 3208 93858 SH DEFIINED 1 93858 CBEYOND INC COM COM 149847105 3047 103875 SH OTHER 1,3 103875 CBEYOND INC COM COM 149847105 29304 999119 SH DEFIINED 1 999119 CBEYOND INC COM COM 149847105 5677 193564 SH OTHER 1,2 193564 CHIPOTLE MEXICAN GRILL INC CL A COM 169656105 1321 21280 SH OTHER 1,3 21280 CHIPOTLE MEXICAN GRILL INC CL A COM 169656105 10160 163603 SH DEFIINED 1 163603 CHIPOTLE MEXICAN GRILL INC CL A COM 169656105 2445 39364 SH OTHER 1,2 39364 CIENA CORP COM NEW COM 171779309 1193 42700 SH DEFIINED 1 42700 CIENA CORP COM NEW COM 171779309 930 33270 SH OTHER 1,3 33270 CITI TRENDS INC COM COM 17306X102 11165 261228 SH DEFIINED 1 261228 CITI TRENDS INC COM COM 17306X102 3321 77697 SH OTHER 1,2 77697 COGENT COMM GROUP INC COM NEW COM 19239V302 17136 725142 SH DEFIINED 1 725142 COGENT COMM GROUP INC COM NEW COM 19239V302 4240 179433 SH OTHER 1,2 179433 COGENT COMM GROUP INC COM NEW COM 19239V302 2250 95238 SH OTHER 1,3 95238 COMMSCOPE INC COM COM 203372107 20076 467986 SH DEFIINED 1 467986 COMMSCOPE INC COM COM 203372107 4855 113171 SH OTHER 1,2 113171 COMMSCOPE INC COM COM 203372107 2556 59573 SH OTHER 1,3 59573 COMMUNITY BANCORP NEV COM COM 20343T100 5879 191171 SH DEFIINED 1 191171 COMMUNITY BANCORP NEV COM COM 20343T100 1740 56589 SH OTHER 1,2 56589 COMMVAULT SYSTEMS INC COM COM 204166102 1330 82105 SH OTHER 1,3 82105 COMMVAULT SYSTEMS INC COM COM 204166102 9775 603406 SH DEFIINED 1 603406 COMMVAULT SYSTEMS INC COM COM 204166102 2463 152010 SH OTHER 1,2 152010 COMTECH GROUP INC COM NEW COM 205821200 10276 587899 SH DEFIINED 1 587899 COMTECH GROUP INC COM NEW COM 205821200 3085 176516 SH OTHER 1,2 176516 CONCEPTUS INC COM COM 206016107 2063 103150 SH OTHER 1,3 103150 CONCEPTUS INC COM COM 206016107 24760 1237976 SH DEFIINED 1 1237976 CONCEPTUS INC COM COM 206016107 5099 254966 SH OTHER 1,2 254966 CONCUR TECHNOLOGIES INC COM COM 206708109 12163 696600 SH DEFIINED 1 696600 CONCUR TECHNOLOGIES INC COM COM 206708109 3649 209010 SH OTHER 1,2 209010
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - - -------------- -------- --------- -------- --------------- ---------- -------- -------------------- FAIR TITLE MARKET PAR/ VOTING AUTHORITY OF VALUE SHARES SH/ PUT/ INVESTMENT OTHER -------------------- NAME OF ISSUER CLASS CUSIP (X$1000) TOTAL PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - - -------------- ----- --------- -------- ------ --- ---- ---------- -------- ------ ------ ---- CORPORATE EXECUTIVE BRD CO COM COM 21988R102 1120 14750 SH OTHER 1,3 14750 CORPORATE EXECUTIVE BRD CO COM COM 21988R102 6742 88752 SH DEFIINED 1 88752 CORPORATE EXECUTIVE BRD CO COM COM 21988R102 1547 20367 SH OTHER 1,2 20367 DEALERTRACK HLDGS INC COM COM 242309102 23561 766960 SH DEFIINED 1 766960 DEALERTRACK HLDGS INC COM COM 242309102 5724 186344 SH OTHER 1,2 186344 DEALERTRACK HLDGS INC COM COM 242309102 3299 107387 SH OTHER 1,3 107387 DEVRY INC DEL COM COM 251893103 6903 235199 SH DEFIINED 1 235199 DEVRY INC DEL COM COM 251893103 2018 68771 SH OTHER 1,2 68771 DOUBLE-TAKE SOFTWARE INC COM COM 258598101 9380 694319 SH DEFIINED 1 694319 DOUBLE-TAKE SOFTWARE INC COM COM 258598101 2832 209653 SH OTHER 1,2 209653 DRESSER-RAND GROUP INC COM COM 261608103 4584 150500 SH OTHER 1,3 150500 DRESSER-RAND GROUP INC COM COM 261608103 25745 845200 SH DEFIINED 1 845200 DRESSER-RAND GROUP INC COM COM 261608103 5853 192138 SH OTHER 1,2 192138 DTS INC COM COM 23335C101 5831 240638 SH DEFIINED 1 240638 DTS INC COM COM 23335C101 1749 72177 SH OTHER 1,2 72177 EQUINIX INC COM NEW COM 29444U502 1824 21300 SH OTHER 1,3 21300 EQUINIX INC COM NEW COM 29444U502 14354 167628 SH DEFIINED 1 167628 EQUINIX INC COM NEW COM 29444U502 3547 41421 SH OTHER 1,2 41421 EVERCORE PARTNERS INC CLASS A COM 29977A105 253 8099 SH OTHER 1,3 8099 EVERCORE PARTNERS INC CLASS A COM 29977A105 2181 69936 SH DEFIINED 1 69936 EVERCORE PARTNERS INC CLASS A COM 29977A105 477 15283 SH OTHER 1,2 15283 EXLSERVICE HOLDINGS INC COM COM 302081104 6600 319907 SH DEFIINED 1 319907 EXLSERVICE HOLDINGS INC COM COM 302081104 2009 97382 SH OTHER 1,2 97382 FOCUS MEDIA HLDG LTD SPONSORED ADR COM 34415V109 1216 15500 SH OTHER 1,3 15500 FOCUS MEDIA HLDG LTD SPONSORED ADR COM 34415V109 1607 21124 SH DEFIINED 1 21124 FORCE PROTECTION INC COM NEW ADDED COM 345203202 14244 759269 SH DEFIINED 1 759269 FORCE PROTECTION INC COM NEW ADDED COM 345203202 3175 169219 SH OTHER 1,2 169219 FORCE PROTECTION INC COM NEW ADDED COM 345203202 1632 86984 SH OTHER 1,3 86984 GAMESTOP CORP NEW CL A COM 36467W109 3777 115970 SH OTHER 1,3 115970 GAMESTOP CORP NEW CL A COM 36467W109 5036 154624 SH DEFIINED 1 154624 GFI GROUP INC COM COM 361652209 2695 39650 SH OTHER 1,3 39650 GFI GROUP INC COM COM 361652209 19521 287200 SH DEFIINED 1 287200 GFI GROUP INC COM COM 361652209 4087 60133 SH OTHER 1,2 60133 GREENHILL & CO INC COM COM 395259104 410 6674 SH DEFIINED 1 6674 HIBBETT SPORTS INC COM ADDED COM 428567101 1780 62270 SH OTHER 1,3 62270 HIBBETT SPORTS INC COM ADDED COM 428567101 13098 458106 SH DEFIINED 1 458106 HIBBETT SPORTS INC COM ADDED COM 428567101 3295 115239 SH OTHER 1,2 115239
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - - -------------- -------- --------- -------- --------------- ---------- -------- -------------------- FAIR TITLE MARKET PAR/ VOTING AUTHORITY OF VALUE SHARES SH/ PUT/ INVESTMENT OTHER -------------------- NAME OF ISSUER CLASS CUSIP (X$1000) TOTAL PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - - -------------- ----- --------- -------- ------ --- ---- ---------- -------- ------ ------ ---- HOLOGIC INC COM COM 436440101 22289 386704 SH DEFIINED 1 386704 HOLOGIC INC COM COM 436440101 5140 89182 SH OTHER 1,2 89182 HOLOGIC INC COM COM 436440101 2721 47200 SH OTHER 1,3 47200 HURON CONSULTING GROUP INC COM COM 447462102 960 15780 SH OTHER 1,3 15780 HURON CONSULTING GROUP INC COM COM 447462102 7145 117432 SH DEFIINED 1 117432 HURON CONSULTING GROUP INC COM COM 447462102 1808 29717 SH OTHER 1,2 29717 INDEVUS PHARMACEUTICALS INC COM COM 454072109 5209 736768 SH DEFIINED 1 736768 INDEVUS PHARMACEUTICALS INC COM COM 454072109 1555 219960 SH OTHER 1,2 219960 INNERWORKINGS INC COM COM 45773Y105 14112 1195872 SH DEFIINED 1 1195872 INNERWORKINGS INC COM COM 45773Y105 3524 298644 SH OTHER 1,2 298644 INNERWORKINGS INC COM COM 45773Y105 1864 157990 SH OTHER 1,3 157990 INTL SECS EXCHANGE HLDGS INC CL A COM 46031W204 2511 51450 SH OTHER 1,3 51450 INTL SECS EXCHANGE HLDGS INC CL A COM 46031W204 14655 300316 SH DEFIINED 1 300316 INTL SECS EXCHANGE HLDGS INC CL A COM 46031W204 3373 69129 SH OTHER 1,2 69129 INTUITIVE SURGICAL INC COM NEW COM 46120E602 1276 10500 SH OTHER 1,3 10500 INTUITIVE SURGICAL INC COM NEW COM 46120E602 1697 13954 SH DEFIINED 1 13954 ISHARES TR RUSL 2000 GROW COM 464287648 6975 87120 SH DEFIINED 1 87120 ISHARES TR RUSL 2000 GROW COM 464287648 1323 16520 SH OTHER 1,2 16520 ITRON INC COM COM 465741106 2434 37430 SH OTHER 1,3 37430 ITRON INC COM COM 465741106 8214 280030 SH DEFIINED 1 280030 ITRON INC COM COM 465741106 4602 70763 SH OTHER 1,2 70763 ITT EDUCATIONAL SERVICES INC COM COM 45068B109 2229 27350 SH OTHER 1,3 27350 ITT EDUCATIONAL SERVICES INC COM COM 45068B109 16961 208145 SH DEFIINED 1 208145 ITT EDUCATIONAL SERVICES INC COM COM 45068B109 4207 51632 SH OTHER 1,2 51632 KENEXA CORP COM COM 488879107 1919 61650 SH OTHER 1,3 61650 KENEXA CORP COM COM 488879107 17185 552022 SH DEFIINED 1 552022 KENEXA CORP COM COM 488879107 3665 117737 SH OTHER 1,2 117737 KERYX BIOPHARMACEUTICALS INC COM COM 492515101 1493 141950 SH OTHER 1,3 141950 KERYX BIOPHARMACEUTICALS INC COM COM 492515101 11385 1082236 SH DEFIINED 1 1082236 KERYX BIOPHARMACEUTICALS INC COM COM 492515101 2811 267237 SH OTHER 1,2 267237 LADISH INC COM NEW COM 505754200 4170 110779 SH DEFIINED 1 110779 LADISH INC COM NEW COM 505754200 1270 33744 SH OTHER 1,2 33744 LIFECELL CORP COM COM 531927101 1875 75100 SH OTHER 1,3 75100 LIFECELL CORP COM COM 531927101 12561 503039 SH DEFIINED 1 503039 LIFECELL CORP COM COM 531927101 3114 124690 SH OTHER 1,2 124690 LIGHTBRIDGE INC COM COM 532226107 5168 294120 SH DEFIINED 1 294120 LIGHTBRIDGE INC COM COM 532226107 1555 88495 SH OTHER 1,2 88495
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - - -------------- -------- --------- -------- --------------- ---------- -------- -------------------- FAIR TITLE MARKET PAR/ VOTING AUTHORITY OF VALUE SHARES SH/ PUT/ INVESTMENT OTHER -------------------- NAME OF ISSUER CLASS CUSIP (X$1000) TOTAL PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - - -------------- ----- --------- -------- ------ --- ---- ---------- -------- ------ ------ ---- MEDICIS PHARMACEUTICAL CORP CL A NEW COM 584690309 1116 36200 SH OTHER 1,3 36200 MEDICIS PHARMACEUTICAL CORP CL A NEW COM 584690309 8470 274825 SH DEFIINED 1 274825 MEDICIS PHARMACEUTICAL CORP CL A NEW COM 584690309 2107 68380 SH OTHER 1,2 68380 METRETEK TECHNOLOGIES INC COM COM 59159Q107 6122 458919 SH DEFIINED 1 458919 METRETEK TECHNOLOGIES INC COM COM 59159Q107 1827 136959 SH OTHER 1,2 136959 MICRUS ENDOVASCULAR CORP COM COM 59518V102 3735 156649 SH DEFIINED 1 156649 MICRUS ENDOVASCULAR CORP COM COM 59518V102 1100 46150 SH OTHER 1,2 46150 NETLOGIC MICROSYSTEMS INC COM COM 64118B100 1544 57990 SH OTHER 1,3 57990 NETLOGIC MICROSYSTEMS INC COM COM 64118B100 11349 426357 SH DEFIINED 1 426357 NETLOGIC MICROSYSTEMS INC COM COM 64118B100 2877 108077 SH OTHER 1,2 108077 NEWSTAR FINANCIAL INC COM COM 65251F105 5190 309708 SH DEFIINED 1 309708 NEWSTAR FINANCIAL INC COM COM 65251F105 1278 76281 SH OTHER 1,2 76281 NEWSTAR FINANCIAL INC COM COM 65251F105 695 41450 SH OTHER 1,3 41450 NOVEN PHARMACEUTICALS INC COM COM 670009109 230 9924 SH DEFIINED 1 9924 NUANCE COMMUNICATIONS INC COM COM 67020Y100 1067 69710 SH OTHER 1,3 69710 NUANCE COMMUNICATIONS INC COM COM 67020Y100 8244 538446 SH DEFIINED 1 538446 NUANCE COMMUNICATIONS INC COM COM 67020Y100 1983 129516 SH OTHER 1,2 129516 NYMEX HOLDINGS INC COM COM 62948N104 3122 23000 SH OTHER 1,3 23000 NYMEX HOLDINGS INC COM COM 62948N104 4130 30421 SH DEFIINED 1 30421 OBAGI MEDICAL PRODUCTS INC COM COM 67423R108 8007 543574 SH DEFIINED 1 543574 OBAGI MEDICAL PRODUCTS INC COM COM 67423R108 2383 161756 SH OTHER 1,2 161756 OMNITURE INC COM COM 68212S109 476 25658 SH DEFIINED 1 25658 ONLINE RES CORP COM COM 68273G101 11600 1011354 SH DEFIINED 1 1011354 ONLINE RES CORP COM COM 68273G101 3576 311810 SH OTHER 1,2 311810 OPSWARE INC COM COM 68383A101 945 130300 SH OTHER 1,3 130300 OPSWARE INC COM COM 68383A101 8406 1159549 SH DEFIINED 1 1159549 OPSWARE INC COM COM 68383A101 2118 292121 SH OTHER 1,2 292121 ORBCOMM INC COM COM 68555P100 8573 672417 SH DEFIINED 1 672417 ORBCOMM INC COM COM 68555P100 2573 201804 SH OTHER 1,2 201804 PARALLEL PETE CORP DEL COM COM 699157103 2337 101850 SH OTHER 1,3 101850 PARALLEL PETE CORP DEL COM COM 699157103 12749 555505 SH DEFIINED 1 555505 PARALLEL PETE CORP DEL COM COM 699157103 2934 127845 SH OTHER 1,2 127845 PEOPLESUPPORT INC COM COM 712714302 5762 503253 SH DEFIINED 1 503253 PEOPLESUPPORT INC COM COM 712714302 1730 151112 SH OTHER 1,2 151112 PERFICIENT INC COM COM 71375U101 7272 367629 SH DEFIINED 1 367629 PERFICIENT INC COM COM 71375U101 2217 112074 SH OTHER 1,2 112074 PINNACLE ENTMT INC COM COM 723456109 24980 859293 SH DEFIINED 1 859293
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - - -------------- -------- --------- -------- --------------- ---------- -------- -------------------- FAIR TITLE MARKET PAR/ VOTING AUTHORITY OF VALUE SHARES SH/ PUT/ INVESTMENT OTHER -------------------- NAME OF ISSUER CLASS CUSIP (X$1000) TOTAL PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - - -------------- ----- --------- -------- ------ --- ---- ---------- -------- ------ ------ ---- PINNACLE ENTMT INC COM COM 723456109 5711 196465 SH OTHER 1,2 196465 PINNACLE ENTMT INC COM COM 723456109 3072 105680 SH OTHER 1,3 105680 PRECISION CASTPARTS CORP COM COM 740189105 5234 50300 SH OTHER 1,3 50300 PRECISION CASTPARTS CORP COM COM 740189105 6993 67215 SH DEFIINED 1 67215 PSYCHIATRIC SOLUTIONS INC COM COM 74439H108 4321 107200 SH OTHER 1,3 107200 PSYCHIATRIC SOLUTIONS INC COM COM 74439H108 34362 852448 SH DEFIINED 1 852448 PSYCHIATRIC SOLUTIONS INC COM COM 74439H108 7567 187725 SH OTHER 1,2 187725 QUIDEL CORP COM COM 74838J101 12385 1032066 SH DEFIINED 1 1032066 QUIDEL CORP COM COM 74838J101 3709 309042 SH OTHER 1,2 309042 RADIATION THERAPY SVCS INC COM COM 750323206 3057 99760 SH OTHER 1,3 99760 RADIATION THERAPY SVCS INC COM COM 750323206 27915 911085 SH DEFIINED 1 911085 RADIATION THERAPY SVCS INC COM COM 750323206 5615 183270 SH OTHER 1,2 183270 RIVERBED TECHNOLOGY INC COM COM 768573107 12954 468668 SH DEFIINED 1 468668 RIVERBED TECHNOLOGY INC COM COM 768573107 3295 119225 SH OTHER 1,2 119225 RIVERBED TECHNOLOGY INC COM COM 768573107 1780 64390 SH OTHER 1,3 64390 SANTARUS INC COM COM 802817304 12244 1739275 SH DEFIINED 1 1739275 SANTARUS INC COM COM 802817304 3666 520719 SH OTHER 1,2 520719 SBA COMMUNICATIONS CORP COM COM 78388J106 3006 101756 SH DEFIINED 1 101756 SBA COMMUNICATIONS CORP COM COM 78388J106 2261 76500 SH OTHER 1,3 76500 SHIRE PLC SPONSORED ADR COM 82481R106 2566 41450 SH OTHER 1,3 41450 SHIRE PLC SPONSORED ADR COM 82481R106 3433 55468 SH DEFIINED 1 55468 SIGNATURE BK NEW YORK N Y COM COM 82669G104 2475 76050 SH OTHER 1,3 76050 SIGNATURE BK NEW YORK N Y COM COM 82669G104 17734 544987 SH DEFIINED 1 544987 SIGNATURE BK NEW YORK N Y COM COM 82669G104 4295 131999 SH OTHER 1,2 131999 SOTHEBYS COM COM 835898107 8137 182930 SH DEFIINED 1 182930 SOTHEBYS COM COM 835898107 2155 48450 SH OTHER 1,2 48450 SOTHEBYS COM COM 835898107 1165 26190 SH OTHER 1,3 26190 SPIRIT AEROSYSTEMS HLDGS INC COM CL A COM 848574109 2788 87550 SH OTHER 1,3 87550 SPIRIT AEROSYSTEMS HLDGS INC COM CL A COM 848574109 3686 115719 SH DEFIINED 1 115719 SRS LABS INC COM COM 78464M106 6387 458477 SH DEFIINED 1 458477 SRS LABS INC COM COM 78464M106 1928 138377 SH OTHER 1,2 138377 STRAYER ED INC COM COM 863236105 2538 20300 SH OTHER 1,3 20300 STRAYER ED INC COM COM 863236105 19273 154188 SH DEFIINED 1 154188 STRAYER ED INC COM COM 863236105 4843 38747 SH OTHER 1,2 38747 SUNOPTA INC COM COM 8676EP108 1323 111150 SH OTHER 1,3 111150 SUNOPTA INC COM COM 8676EP108 10151 853053 SH DEFIINED 1 853053 SUNOPTA INC COM COM 8676EP108 2551 214371 SH OTHER 1,2 214371
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