-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KoyBXl1rKZc5lPg/dayI3wg3Q4p81oFoV4hrsaRIztTrxyRq4xVOPO3abtTj1Xjw YHVubnN3gtazhCJ4MGVVfw== 0000950005-08-000316.txt : 20081009 0000950005-08-000316.hdr.sgml : 20081009 20081009133552 ACCESSION NUMBER: 0000950005-08-000316 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081009 DATE AS OF CHANGE: 20081009 EFFECTIVENESS DATE: 20081009 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WESTCLIFF CAPITAL MANAGEMENT LLC/CA CENTRAL INDEX KEY: 0001057396 IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07054 FILM NUMBER: 081115725 BUSINESS ADDRESS: STREET 1: 200 7TH AVE SUITE 105 CITY: SANTA CRUZ STATE: CA ZIP: 95062 BUSINESS PHONE: 4084770422 MAIL ADDRESS: STREET 1: 200 SEVENTH AVE STREET 2: SUITE 105 CITY: SANTA CRUZ STATE: CA ZIP: 95602 13F-HR 1 p20481_form13f.txt FORM 13F/HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/08 Check here if Amendment / /; Amendment Number: This Amendment (Check only one): / / is a restatement / / adds new holdings entries. Institutional Investment Manager Filing this Report: WESTCLIFF CAPITAL MANAGEMENT, LLC 200 Seventh Avenue, Suite 105 Santa Cruz, CA 95062 Form 13F File Number: 028-07054 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: RICHARD S. SPENCER III Managing Member of Westcliff Capital Management, LLC 831-479-0422 Signature, Place and Date of Signing: /s/ Richard S. Spencer III - ------------------------------------- Richard S. Spencer III Santa Cruz, CA 10/08/2008 Report Type (Check only one): /x/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s)) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s)) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 53 Form 13F Information Table Value Total (x$1000): $111,234 List of Other Included Managers: None Westcliff Capital Management, LLC FORM 13F INFORMATION TABLE
TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MGERS SOLE SHARED NONE - --------------------------- -------- --------- ---------- -------- --- ---- ------- ------ ------ ------ ---- - -------------------------------------------------------------------------------------------------------------------- aurora oil & gas corp COM 052036100 477 3673000 SH Sole 3673000 barrick gold corp COM 067901108 604 16430 SH Sole 16430 basic energy svcs inc new COM 06985P100 1478 69400 SH Sole 69400 brigham exploration co COM 109178103 2413 219600 SH Sole 219600 c&d technologies inc COM 124661109 2550 448910 SH Sole 448910 carbo ceramics inc COM 140781105 3550 68790 SH Sole 68790 cardiac science corp COM 14141A108 3108 300040 SH Sole 300040 carrizo oil & co inc COM 144577103 2370 65350 SH Sole 65350 ce franklin ltd COM 125151100 5619 844958 SH Sole 844958 complete production services COM 20453E109 2429 120650 SH Sole 120650 comstock res inc COM 205768203 3633 72580 SH Sole 72580 conexant systems inc COM 207142308 1774 442440 SH Sole 442440 curtiss wright corp COM 231561101 1508 33170 SH Sole 33170 denison mines corp COM 248356107 539 181520 SH Sole 181520 diedrich coffee inc warrants COM 253675110 0 208331 SH Sole 208331 electroglas inc COM 285324109 2175 1907744 SH Sole 1907744 energy fuels inc COM 292671104 1059 2373860 SH Sole 2373860 energy xxi (bermuda) ltd COM G10082108 1604 527771 SH Sole 527771 energy xxi acq cp b regs bermu COM G10082124 487 150000 SH Sole 150000 evergreen energy inc COM 30024B104 2016 2036047 SH Sole 2036047 evergreen energy inc-warrants COM 30024B104 0 5556290 SH Sole 5556290 exco resources inc COM 269279402 3419 209520 SH Sole 209520 goldcorp inc COM 380956409 576 18200 SH Sole 18200 goodrich pete corp COM 382410405 3503 80370 SH Sole 80370 gse sys inc COM 36227K106 3786 540800 SH Sole 540800 gse systems inc wts COM 36227K106 82 81667 SH Sole 81667 hercules offshore inc COM 427093109 3609 238035 SH Sole 238035 hornbeck offshore svcs inc new COM 440543106 1284 33250 SH Sole 33250 kinross gold corp COM 496902404 585 36280 SH Sole 36280 kodiak oil & gas corp COM 50015Q100 3000 2000320 SH Sole 2000320 lufkin industries inc COM 549764108 3881 48910 SH Sole 48910 national oilwell varco inc COM 637071101 2956 58840 SH Sole 58840 newmont mining corp COM 651639106 503 12980 SH Sole 12980 paladin res nl COM Q7264T104 617 199160 SH Sole 199160 patterson uti energy inc COM 703481101 4164 207990 SH Sole 207990 petrohawk energy corp COM 716495106 3120 144240 SH Sole 144240 plains expl& prodtn co COM 726505100 3302 93900 SH Sole 93900 polypore intl inc COM 73179V103 3117 144890 SH Sole 144890 precision drilling corp COM 740215108 2430 146650 SH Sole 146650 revlon inc COM 761525609 3815 256925 SH Sole 256925 superior well svcs inc COM 86837X105 2969 117300 SH Sole 117300 supportsoft inc COM 868587106 4052 1350790 SH Sole 1350790 tesco corp COM 88157K101 2451 117030 SH Sole 117030 transocean inc COM G90073100 1523 13868 SH Sole 13868 treasur island rty tr unit COM 894626209 505 1202472 SH Sole 1202472 uex corp COM 902666106 1376 970170 SH Sole 970170 union drilling inc COM 90653P105 3352 316506 SH Sole 316506 ur energy inc COM 91688R108 1139 1808680 SH Sole 1808680 uranium energy corp com COM 916896103 1335 1405450 SH Sole 1405450 vnus medical technologies COM 928566108 2538 121240 SH Sole 121240 weatherford international ltd COM G95089101 278 11070 SH Sole 11070 westport innovations inc COM 960908101 2099 229656 SH Sole 229656 yamana gold inc COM 98462Y100 476 57100 SH Sole 57100 REPORT SUMMARY 53 DATA RECORD 111234 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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