-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PUP32OcRhjlaKPj9RDwwXYplbLfCGStq78GQDnoqUBj8OFLnkF1jECV468/ld6l3 m59TSMHj/MO1hsmDm+cEUQ== 0000950150-97-000193.txt : 19970222 0000950150-97-000193.hdr.sgml : 19970222 ACCESSION NUMBER: 0000950150-97-000193 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970203 ITEM INFORMATION: FILED AS OF DATE: 19970219 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRANSGLOBE ENERGY CORP CENTRAL INDEX KEY: 0000736744 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] STATE OF INCORPORATION: A1 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-11378 FILM NUMBER: 97537929 BUSINESS ADDRESS: STREET 1: 808 1111 WEST HASTINGS ST CITY: VANCOUVER BC CANADA STATE: A1 MAIL ADDRESS: STREET 1: 808-111 WEST HASTINGS STREET CITY: VANCOUVER BC CANADA STATE: A1 FORMER COMPANY: FORMER CONFORMED NAME: DUSTY MAC OIL & GAS LTD DATE OF NAME CHANGE: 19950323 8-K 1 FORM 8-K 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) February 3, 1997 TRANSGLOBE ENERGY CORPORATION (Exact name of registrant as specified in its charter) British Columbia (State or other jurisdiction of incorporation) 0-11378 (Commission File Number) Not Applicable (IRS Employer Identification No.) Suite 808 1111 West Hastings Street Vancouver, British Columbia V6E 2J3 (604) 683-2568 Page 1 of 3 2 ITEM 1. CHANGES IN CONTROL OF REGISTRANT. N/A ITEM 2. ACQUISITION OR DISPOSITION OF ASSETS. N/A ITEM 3. BANKRUPTCY OR RECEIVERSHIP. N/A ITEM 4. CHANGES IN REGISTRANT'S CERTIFYING ACCOUNTANT. N/A ITEM 5. OTHER EVENTS. N/A ITEM 6. RESIGNATIONS OF REGISTRANT'S DIRECTORS. N/A ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS. N/A ITEM 8. CHANGE IN FISCAL YEAR. N/A ITEM 9. SALES OF EQUITY SECURITIES PURSUANT TO REGULATION S. On February 3, 1997, the Vancouver Stock Exchange gave the necessary approval of the registrant's entering into an agreement for the sale of three hundred thousand (300,000) shares of its common stock to a European institutional investor, at a price of $1.00 (U.S.) per share. No underwriter was involved. This transaction was effected pursuant to the securities registration exemption set forth in Rule 903(c)(3) promulgated by the Commission under the Securities Act of 1933, as amended. The institutional investor in question was an existing shareholder of the registrant at the time of the transaction. The subject offering was effected in an offshore transaction and without directed Page 2 of 3 3 selling efforts in the United States, as those terms are defined in Rule 902 of the Commission, and the securities in question are restricted against transfer except in accordance with, inter alia, the provisions of Regulation S. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. TRANSGLOBE ENERGY CORPORATION By /s/ Ross Clarkson --------------------------------- Ross Clarkson, President Date February 18, 1997 ------------------------------- Page 3 of 3 -----END PRIVACY-ENHANCED MESSAGE-----