-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wdx6FzlF+NHlzJyMR/C+bEahdmTjJXAGzEyKoHx63fvmiiSHDoYsmbmIUQjJThJj KWDN9VywCgeLqlweePEHmw== 0000891020-97-001549.txt : 19971203 0000891020-97-001549.hdr.sgml : 19971203 ACCESSION NUMBER: 0000891020-97-001549 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19971117 ITEM INFORMATION: FILED AS OF DATE: 19971202 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRANSGLOBE ENERGY CORP CENTRAL INDEX KEY: 0000736744 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] STATE OF INCORPORATION: A1 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 000-11378 FILM NUMBER: 97731324 BUSINESS ADDRESS: STREET 1: 808 1111 WEST HASTINGS ST CITY: VANCOUVER BC CANADA STATE: A1 MAIL ADDRESS: STREET 1: 808-111 WEST HASTINGS STREET CITY: VANCOUVER BC CANADA STATE: A1 FORMER COMPANY: FORMER CONFORMED NAME: DUSTY MAC OIL & GAS LTD DATE OF NAME CHANGE: 19950323 8-K 1 FORM 8-K FOR PERIOD ENDING NOVEMBER 17, 1997 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 17, 1997 TRANSGLOBE ENERGY CORP. (Exact name of registrant as specified in its charter) British Columbia (State or other jurisdiction of incorporation) 0-11378 (Commission File Number) Not Applicable (IRS Employer Identification No.) Suite 1450 505 - 3rd Street SW Calgary, Alberta T2P 3E6 (403) 264-9888 Page 1 of 3 2 ITEM 1. CHANGES IN CONTROL OF REGISTRANT. N/A ITEM 2. ACQUISITION OR DISPOSITION OF ASSETS. N/A ITEM 3. BANKRUPTCY OR RECEIVERSHIP. N/A ITEM 4. CHANGES IN REGISTRANT'S CERTIFYING ACCOUNTANT. N/A ITEM 5. OTHER EVENTS. N/A ITEM 6. RESIGNATIONS OF REGISTRANT'S DIRECTORS. N/A ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS. N/A ITEM 8. CHANGE IN FISCAL YEAR. N/A ITEM 9. SALES OF EQUITY SECURITIES PURSUANT TO REGULATION S. Effective November 17, 1997, Dr. James Bambrick and Mr. Robert L. Smith were granted options to acquire up to 80,000 and 30,000 shares, respectively, of the registrant's common stock pursuant to its Stock Option Plan. Dr. Bambrick is the registrant's Manager of Geophysics: Mr. Smith is an industry consultant and member of the registrant's Advisory Board. No underwriter was involved. As to Dr. Bambrick, this transaction was effected pursuant to the securities registration exemption set forth in Rule 903(c)(1)(iv) promulgated by the Commission under the Securities Act of 1933, as amended. As to Mr. Smith, the transaction was effected pursuant to Rule 506 of Regulation D. Page 2 of 3 3 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. TRANSGLOBE ENERGY CORP. By Ross Clarkson ------------------------ Ross Clarkson, President Date: December 2, 1997. Page 3 of 3 -----END PRIVACY-ENHANCED MESSAGE-----