The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
APPLE INC | COM | 037833100 | 273 | 1,994 | SH | DFND | 0 | 0 | 1,994 | ||
FS KKR CAP CORP | COM | 302635206 | 223 | 11,501 | SH | DFND | 0 | 0 | 11,501 | ||
ISHARES TR | GLOB HLTHCRE ETF | 464287325 | 1,748 | 21,544 | SH | DFND | 0 | 0 | 21,544 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 1,478 | 23,647 | SH | DFND | 0 | 0 | 23,647 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 4,794 | 60,512 | SH | DFND | 0 | 0 | 60,512 | ||
ISHARES TR | MBS ETF | 464288588 | 891 | 9,142 | SH | DFND | 0 | 0 | 9,142 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 2,076 | 53,257 | SH | DFND | 0 | 0 | 53,257 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 693 | 22,038 | SH | DFND | 0 | 0 | 22,038 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 3,474 | 10,016 | SH | DFND | 0 | 0 | 10,016 | ||
ABBVIE INC | COM | 00287Y109 | 289 | 1,888 | SH | DFND | 0 | 0 | 1,888 | ||
ADVISORS INNER CIRCLE FD III | RAYLIANT QUANTAM | 00774Q197 | 211 | 9,487 | SH | DFND | 0 | 0 | 9,487 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 2,450 | 9,586 | SH | DFND | 0 | 0 | 9,586 | ||
AMPHASTAR PHARMACEUTICALS IN | COM | 03209R103 | 21 | 593 | SH | DFND | 0 | 0 | 593 | ||
ARCUS BIOSCIENCES INC | COM | 03969F109 | 204 | 8,041 | SH | DFND | 0 | 0 | 8,041 | ||
ARES CAPITAL CORP | COM | 04010L103 | 2,542 | 141,791 | SH | DFND | 0 | 0 | 141,791 | ||
BIONTECH SE | SPONSORED ADS | 09075V102 | 262 | 1,760 | SH | DFND | 0 | 0 | 1,760 | ||
BLACKROCK INCOME TR INC | COM | 09247F100 | 53 | 11,712 | SH | DFND | 0 | 0 | 11,712 | ||
BLACKROCK FLOATING RATE INCO | COM | 09255X100 | 202 | 17,696 | SH | SOLE | 17,696 | 0 | 0 | ||
BROADCOM INC | COM | 11135F101 | 423 | 871 | SH | DFND | 0 | 0 | 871 | ||
CATALYST PHARMACEUTICALS INC | COM | 14888U101 | 28 | 3,983 | SH | DFND | 0 | 0 | 3,983 | ||
CENTERPOINT ENERGY INC | COM | 15189T107 | 460 | 15,537 | SH | DFND | 0 | 0 | 15,537 | ||
CHEMED CORP NEW | COM | 16359R103 | 75 | 159 | SH | DFND | 0 | 0 | 159 | ||
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 1,987 | 11,803 | SH | DFND | 0 | 0 | 11,803 | ||
DEVON ENERGY CORP NEW | COM | 25179M103 | 414 | 7,505 | SH | DFND | 0 | 0 | 7,505 | ||
ETF SER SOLUTIONS | NETLEASE CORP | 26922A248 | 1,941 | 75,389 | SH | DFND | 0 | 0 | 75,389 | ||
EMERGENT BIOSOLUTIONS INC | COM | 29089Q105 | 15 | 490 | SH | DFND | 0 | 0 | 490 | ||
EXELON CORP | COM | 30161N101 | 470 | 10,360 | SH | DFND | 0 | 0 | 10,360 | ||
EXELIXIS INC | COM | 30161Q104 | 72 | 3,438 | SH | DFND | 0 | 0 | 3,438 | ||
FIRST TR EXCHANGE-TRADED FD | NAT GAS ETF | 33733E807 | 3,418 | 155,993 | SH | DFND | 0 | 0 | 155,993 | ||
FIRST TR VALUE LINE DIVID IN | SHS | 33734H106 | 234 | 6,030 | SH | DFND | 0 | 0 | 6,030 | ||
FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 33734X192 | 1,556 | 23,614 | SH | DFND | 0 | 0 | 23,614 | ||
FIRST TR EXCHANGE-TRADED FD | SENIOR LN FD | 33738D309 | 842 | 19,099 | SH | DFND | 0 | 0 | 19,099 | ||
FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 33738R506 | 205 | 5,000 | SH | DFND | 0 | 0 | 5,000 | ||
FIRST TR EXCHANGE-TRADED FD | DORSEYWRGT ETF | 33738R712 | 2,192 | 86,456 | SH | DFND | 0 | 0 | 86,456 | ||
FIRST TR MLP & ENERGY INCOME | COM | 33739B104 | 2,245 | 291,932 | SH | DFND | 0 | 0 | 291,932 | ||
FIRST TR EXCH TRADED FD III | LNG/SHT EQUITY | 33739P103 | 2,129 | 43,780 | SH | DFND | 0 | 0 | 43,780 | ||
GLOBAL X FDS | GLB X SUPERDIV | 37950E549 | 74 | 8,008 | SH | DFND | 0 | 0 | 8,008 | ||
GLOBAL X FDS | S&P 500 COVERED | 37954Y475 | 1,927 | 45,147 | SH | DFND | 0 | 0 | 45,147 | ||
HALOZYME THERAPEUTICS INC | COM | 40637H109 | 48 | 1,093 | SH | DFND | 0 | 0 | 1,093 | ||
INCYTE CORP | COM | 45337C102 | 146 | 1,916 | SH | DFND | 0 | 0 | 1,916 | ||
INNOVIVA INC | COM | 45781M101 | 20 | 1,350 | SH | DFND | 0 | 0 | 1,350 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 BUY WRT | 46137V399 | 2,017 | 97,869 | SH | DFND | 0 | 0 | 97,869 | ||
INVESCO EXCHANGE TRADED FD T | DYNMC ENRG EXP | 46137V761 | 2,587 | 100,729 | SH | DFND | 0 | 0 | 100,729 | ||
INVESCO DB COMMDY INDX TRCK | UNIT | 46138B103 | 2,169 | 81,434 | SH | DFND | 0 | 0 | 81,434 | ||
INVESCO EXCHANGE-TRADED FD T | KBW PREM YIELD | 46138E594 | 1,971 | 89,214 | SH | DFND | 0 | 0 | 89,214 | ||
INVESCO EXCHANGE-TRADED FD T | FNDMNTL HY CRP | 46138E719 | 4,099 | 243,291 | SH | DFND | 0 | 0 | 243,291 | ||
INVESCO EXCHANGE-TRADED FD T | SR LN ETF | 46138G508 | 343 | 16,900 | SH | SOLE | 16,900 | 0 | 0 | ||
INVESCO EXCHANGE-TRADED FD T | SR LN ETF | 46138G508 | 1,161 | 57,281 | SH | DFND | 0 | 0 | 57,281 | ||
POWERSHARES DB MULTI-SECTOR | ENERGY FD | 46140H304 | 3,045 | 116,356 | SH | DFND | 0 | 0 | 116,356 | ||
IRONWOOD PHARMACEUTICALS INC | COM CL A | 46333X108 | 20 | 1,741 | SH | DFND | 0 | 0 | 1,741 | ||
ISHARES S&P GSCI COMMODITY I | UNIT BEN INT | 46428R107 | 2,162 | 93,589 | SH | DFND | 0 | 0 | 93,589 | ||
ISHARES TR | US TREAS BD ETF | 46429B267 | 4,425 | 185,154 | SH | DFND | 0 | 0 | 185,154 | ||
ISHARES U S ETF TR | COMMOD SEL STG | 46431W853 | 2,177 | 53,164 | SH | DFND | 0 | 0 | 53,164 | ||
ISHARES TR | CONV BD ETF | 46435G102 | 497 | 7,170 | SH | DFND | 0 | 0 | 7,170 | ||
J P MORGAN EXCHANGE-TRADED F | ULTRA SHRT INC | 46641Q837 | 299 | 5,960 | SH | DFND | 0 | 0 | 5,960 | ||
JANUS DETROIT STR TR | HENDRSN SHRT ETF | 47103U886 | 3,915 | 80,501 | SH | DFND | 0 | 0 | 80,501 | ||
LABORATORY CORP AMER HLDGS | COM NEW | 50540R409 | 196 | 835 | SH | DFND | 0 | 0 | 835 | ||
MARATHON PETE CORP | COM | 56585A102 | 388 | 4,725 | SH | DFND | 0 | 0 | 4,725 | ||
MCKESSON CORP | COM | 58155Q103 | 441 | 1,353 | SH | DFND | 0 | 0 | 1,353 | ||
MERCK & CO. INC | COM | 58933Y105 | 345 | 3,780 | SH | DFND | 0 | 0 | 3,780 | ||
MODERNA INC | COM | 60770K107 | 244 | 1,710 | SH | DFND | 0 | 0 | 1,710 | ||
MOSAIC CO NEW | COM | 61945C103 | 397 | 8,412 | SH | DFND | 0 | 0 | 8,412 | ||
PACER FDS TR | BNCHMRK INDSTR | 69374H766 | 1,787 | 43,764 | SH | DFND | 0 | 0 | 43,764 | ||
PIMCO CORPORATE & INCOME STR | COM | 72200U100 | 1,184 | 93,628 | SH | DFND | 0 | 0 | 93,628 | ||
PIMCO ETF TR | ENHNCD LW DUR AC | 72201R718 | 2,403 | 25,027 | SH | DFND | 0 | 0 | 25,027 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 488 | 4,928 | SH | DFND | 0 | 0 | 4,928 | ||
PIMCO DYNAMIC INCOME FD | SHS | 72201Y101 | 2,444 | 117,107 | SH | DFND | 0 | 0 | 117,107 | ||
PROSHARES TR | PSHS ULTSH 20YRS | 74347B201 | 578 | 22,108 | SH | DFND | 0 | 0 | 22,108 | ||
REGENERON PHARMACEUTICALS | COM | 75886F107 | 261 | 441 | SH | DFND | 0 | 0 | 441 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 27,457 | 72,783 | SH | DFND | 0 | 0 | 72,783 | ||
SSGA ACTIVE ETF TR | BLKSTN GSOSRLN | 78467V608 | 1,203 | 28,900 | SH | DFND | 0 | 0 | 28,900 | ||
SPDR SER TR | BLOOMBERG BRCLYS | 78468R622 | 4,231 | 46,636 | SH | DFND | 0 | 0 | 46,636 | ||
SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 2,656 | 36,092 | SH | DFND | 0 | 0 | 36,092 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 16,138 | 125,845 | SH | DFND | 0 | 0 | 125,845 | ||
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 18,763 | 259,940 | SH | DFND | 0 | 0 | 259,940 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 33 | 240 | SH | DFND | 0 | 0 | 240 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 12,258 | 171,426 | SH | DFND | 0 | 0 | 171,426 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 40 | 1,273 | SH | DFND | 0 | 0 | 1,273 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 8,992 | 102,951 | SH | DFND | 0 | 0 | 102,951 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 17,164 | 135,016 | SH | DFND | 0 | 0 | 135,016 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 6,446 | 91,916 | SH | DFND | 0 | 0 | 91,916 | ||
TEUCRIUM COMMODITY TR | CORN FD SHS | 88166A102 | 2,152 | 85,538 | SH | DFND | 0 | 0 | 85,538 | ||
TWO RDS SHARED TR | ANFIELD CAP DI | 90213U115 | 10,185 | 1,143,115 | SH | DFND | 0 | 0 | 1,143,115 | ||
TWO RDS SHARED TR | REGENTS PK HDGD | 90214Q642 | 460 | 51,985 | SH | DFND | 0 | 0 | 51,985 | ||
TWO RDS SHARED TR | APEX HEALTHCARE | 90214Q659 | 578 | 68,602 | SH | DFND | 0 | 0 | 68,602 | ||
TWO RDS SHARED TR | ANFIELD DYNAMIC | 90214Q725 | 1,844 | 216,685 | SH | DFND | 0 | 0 | 216,685 | ||
TWO RDS SHARED TR | ANFIELD US EQU | 90214Q733 | 3,007 | 271,178 | SH | DFND | 0 | 0 | 271,178 | ||
VANECK VECTORS ETF TR | BDC INCOME ETF | 92189F411 | 2,012 | 133,224 | SH | DFND | 0 | 0 | 133,224 | ||
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 338 | 1,200 | SH | DFND | 0 | 0 | 1,200 | ||
VIR BIOTECHNOLOGY INC | COM | 92764N102 | 19 | 762 | SH | DFND | 0 | 0 | 762 | ||
HORIZON THERAPEUTICS PUB LTD | SHS | G46188101 | 151 | 1,887 | SH | DFND | 0 | 0 | 1,887 | ||
CRISPR THERAPEUTICS AG | NAMEN AKT | H17182108 | 23 | 373 | SH | DFND | 0 | 0 | 373 | ||
UNIQURE NV | COM | N90064101 | 13 | 710 | SH | DFND | 0 | 0 | 710 |