UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
(Amendment No. 1)
CURRENT REPORT
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Explanatory Note
AXT, Inc. (the “Company”) filed with the Securities and Exchange Commission on May 24, 2022 a Current Report on Form 8-K (the “Original Filing”) to disclose the matters voted upon at its Annual Meeting of Stockholders held on May 19, 2022 and the results of such voting. This Amendment No. 1 on Form 8-K/A is being filed to amend the Original Filing to correct an inadvertent error with respect to the number of shares that were voted in favor of Proposal 3 from 32,469,274 shares to 33,469,274 shares. This correction does not impact the outcome of the voting on Proposal 3 and, except as stated herein, the Original Filing shall remain in effect.
Item 5.07. Submission of Matters to a Vote of Security Holders.
Proposal 3: Ratification of the appointment of BPM LLP (“BPM”) as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022:
For | Against | Abstain |
33,469,274 | 263,821 | 22,872 |
The appointment of BPM as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022 was ratified.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
AXT, INC. | |||
By: | /s/ Gary L. Fischer | ||
Date: August 19, 2022 | Gary L. Fischer Chief Financial Officer and Corporate Secretary |