The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 5,644 | 38,700 | SH | Put | DFND | 1,2,3,4 | 38,700 | 0 | 0 |
AMAZON COM INC | COM | 023135106 | 17,525 | 165,000 | SH | DFND | 1,2,3,4 | 165,000 | 0 | 0 | |
AMERICAN VANGUARD CORP | COM | 030371108 | 4,501 | 201,400 | SH | DFND | 1,2,3,4 | 201,400 | 0 | 0 | |
API GROUP CORP | COM STK | 00187Y100 | 16,768 | 1,120,128 | SH | DFND | 1,2,3,4 | 1,120,128 | 0 | 0 | |
APOLLO GLOBAL MGMT INC | COM | 03769M106 | 2,909 | 60,000 | SH | DFND | 1,2,3,4 | 60,000 | 0 | 0 | |
ARAMARK | COM | 03852U106 | 11,639 | 380,000 | SH | DFND | 1,2,3,4 | 380,000 | 0 | 0 | |
AXSOME THERAPEUTICS INC | COM | 05464T104 | 9,575 | 250,000 | SH | Put | DFND | 1,2,3,4 | 250,000 | 0 | 0 |
BEYOND AIR INC | COM | 08862L103 | 1,673 | 250,000 | SH | Call | DFND | 1,2,3,4 | 250,000 | 0 | 0 |
BEYOND AIR INC | COM | 08862L103 | 5,220 | 780,228 | SH | DFND | 1,2,3,4 | 780,228 | 0 | 0 | |
BK OF AMERICA CORP | COM | 060505104 | 5,448 | 175,000 | SH | DFND | 1,2,3,4 | 175,000 | 0 | 0 | |
BK OF AMERICA CORP | COM | 060505104 | 7,004 | 225,000 | SH | Put | DFND | 1,2,3,4 | 225,000 | 0 | 0 |
BLACKROCK INC | COM | 09247X101 | 5,481 | 9,000 | SH | DFND | 1,2,3,4 | 9,000 | 0 | 0 | |
BLACKSTONE INC | COM | 09260D107 | 2,281 | 25,000 | SH | DFND | 1,2,3,4 | 25,000 | 0 | 0 | |
BLOOMIN BRANDS INC | COM | 094235108 | 11,875 | 714,500 | SH | DFND | 1,2,3,4 | 714,500 | 0 | 0 | |
CARA THERAPEUTICS INC | COM | 140755109 | 1,370 | 150,000 | SH | Call | DFND | 1,2,3,4 | 150,000 | 0 | 0 |
CARA THERAPEUTICS INC | COM | 140755109 | 10,801 | 1,183,000 | SH | DFND | 1,2,3,4 | 1,183,000 | 0 | 0 | |
CARLYLE GROUP INC | COM | 14316J108 | 2,375 | 75,000 | SH | DFND | 1,2,3,4 | 75,000 | 0 | 0 | |
CENTENE CORP DEL | COM | 15135B101 | 13,851 | 163,700 | SH | DFND | 1,2,3,4 | 163,700 | 0 | 0 | |
CHARLES RIV LABS INTL INC | COM | 159864107 | 8,209 | 38,365 | SH | DFND | 1,2,3,4 | 38,365 | 0 | 0 | |
CHART INDS INC | COM | 16115Q308 | 9,264 | 55,350 | SH | DFND | 1,2,3,4 | 55,350 | 0 | 0 | |
CHENIERE ENERGY INC | COM NEW | 16411R208 | 15,701 | 118,025 | SH | DFND | 1,2,3,4 | 118,025 | 0 | 0 | |
CROWN HLDGS INC | COM | 228368106 | 19,861 | 215,480 | SH | DFND | 1,2,3,4 | 215,480 | 0 | 0 | |
CURIS INC | COM NEW | 231269200 | 1,895 | 1,924,424 | SH | DFND | 1,2,3,4 | 1,924,424 | 0 | 0 | |
DEXCOM INC | COM | 252131107 | 5,545 | 74,400 | SH | DFND | 1,2,3,4 | 74,400 | 0 | 0 | |
DISCOVER FINL SVCS | COM | 254709108 | 6,148 | 65,000 | SH | DFND | 1,2,3,4 | 65,000 | 0 | 0 | |
DISNEY WALT CO | COM | 254687106 | 2,124 | 22,500 | SH | DFND | 1,2,3,4 | 22,500 | 0 | 0 | |
DOLLAR TREE INC | COM | 256746108 | 4,130 | 26,500 | SH | DFND | 1,2,3,4 | 26,500 | 0 | 0 | |
DUCKHORN PORTFOLIO INC | COM | 26414D106 | 8,067 | 383,031 | SH | DFND | 1,2,3,4 | 383,031 | 0 | 0 | |
ENVVENO MEDICAL CORPORATION | COM | 29415J106 | 829 | 219,180 | SH | DFND | 1,2,3,4 | 219,180 | 0 | 0 | |
EUCRATES BIOMEDICAL ACQU COR | *W EXP 10/23/202 | G3141W122 | 2 | 66,665 | SH | DFND | 1,2,3,4 | 66,665 | 0 | 0 | |
EUCRATES BIOMEDICAL ACQU COR | SHS | G3141W106 | 1,980 | 200,000 | SH | DFND | 1,2,3,4 | 200,000 | 0 | 0 | |
GREAT ELM GROUP INC | COM NEW | 39037G109 | 2,965 | 1,379,049 | SH | DFND | 1,2,3,4 | 1,379,049 | 0 | 0 | |
GRIFOLS S A | SP ADR REP B NVT | 398438408 | 1,336 | 112,490 | SH | DFND | 1,2,3,4 | 112,490 | 0 | 0 | |
GUARDANT HEALTH INC | COM | 40131M109 | 6,051 | 150,000 | SH | Call | DFND | 1,2,3,4 | 150,000 | 0 | 0 |
HAEMONETICS CORP MASS | COM | 405024100 | 6,225 | 95,500 | SH | DFND | 1,2,3,4 | 95,500 | 0 | 0 | |
HUMANA INC | COM | 444859102 | 19,612 | 41,900 | SH | DFND | 1,2,3,4 | 41,900 | 0 | 0 | |
INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 | 6,583 | 70,000 | SH | DFND | 1,2,3,4 | 70,000 | 0 | 0 | |
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 7,293 | 36,334 | SH | DFND | 1,2,3,4 | 36,334 | 0 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 100,901 | 360,000 | SH | Put | DFND | 1,2,3,4 | 360,000 | 0 | 0 |
JASPER THERAPEUTICS INC | COM | 471871103 | 1,042 | 540,000 | SH | DFND | 1,2,3,4 | 540,000 | 0 | 0 | |
KKR & CO INC | COM | 48251W104 | 2,777 | 60,000 | SH | DFND | 1,2,3,4 | 60,000 | 0 | 0 | |
MEDICUS SCIENCES ACQUISITION | *W EXP 02/12/202 | G5960S124 | 6 | 33,332 | SH | DFND | 1,2,3,4 | 33,332 | 0 | 0 | |
MEDICUS SCIENCES ACQUISITION | CL A SHS | G5960S108 | 2,934 | 300,000 | SH | DFND | 1,2,3,4 | 300,000 | 0 | 0 | |
META PLATFORMS INC | CL A | 30303M102 | 19,815 | 122,884 | SH | DFND | 1,2,3,4 | 122,884 | 0 | 0 | |
MOLECULAR TEMPLATES INC | COM | 608550109 | 481 | 528,104 | SH | DFND | 1,2,3,4 | 528,104 | 0 | 0 | |
MOLSON COORS BEVERAGE CO | CL B | 60871R209 | 2,112 | 38,750 | SH | DFND | 1,2,3,4 | 38,750 | 0 | 0 | |
OLIN CORP | COM PAR $1 | 680665205 | 6,556 | 141,649 | SH | DFND | 1,2,3,4 | 141,649 | 0 | 0 | |
OPTINOSE INC | COM | 68404V100 | 8,089 | 2,210,000 | SH | DFND | 1,2,3,4 | 2,210,000 | 0 | 0 | |
OVERSTOCK COM INC DEL | COM | 690370101 | 1,251 | 50,000 | SH | Call | DFND | 1,2,3,4 | 50,000 | 0 | 0 |
OVERSTOCK COM INC DEL | COM | 690370101 | 1,876 | 75,000 | SH | DFND | 1,2,3,4 | 75,000 | 0 | 0 | |
PALO ALTO NETWORKS INC | COM | 697435105 | 9,879 | 20,000 | SH | DFND | 1,2,3,4 | 20,000 | 0 | 0 | |
PRAXIS PRECISION MEDICINES I | COM | 74006W108 | 2,832 | 1,155,989 | SH | DFND | 1,2,3,4 | 1,155,989 | 0 | 0 | |
RADIUS HEALTH INC | COM NEW | 750469207 | 9,074 | 875,000 | SH | DFND | 1,2,3,4 | 875,000 | 0 | 0 | |
RAPT THERAPEUTICS INC | COM | 75382E109 | 18,676 | 1,023,321 | SH | DFND | 1,2,3,4 | 1,023,321 | 0 | 0 | |
SCYNEXIS INC | COM NEW | 811292200 | 2,413 | 1,297,048 | SH | DFND | 1,2,3,4 | 1,297,048 | 0 | 0 | |
SEA LTD | SPONSORD ADS | 81141R100 | 2,006 | 30,000 | SH | Call | DFND | 1,2,3,4 | 30,000 | 0 | 0 |
SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 | 9,435 | 300,000 | SH | Put | DFND | 1,2,3,4 | 300,000 | 0 | 0 |
SIGNATURE BK NEW YORK N Y | COM | 82669G104 | 6,272 | 35,000 | SH | DFND | 1,2,3,4 | 35,000 | 0 | 0 | |
SOL GEL TECHNOLOGIES | SHS | M8694L103 | 3,414 | 832,800 | SH | DFND | 1,2,3,4 | 832,800 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 50,552 | 134,000 | SH | Put | DFND | 1,2,3,4 | 134,000 | 0 | 0 |
SPDR SER TR | S&P REGL BKG | 78464A698 | 11,618 | 200,000 | SH | Put | DFND | 1,2,3,4 | 200,000 | 0 | 0 |
SYNOVUS FINL CORP | COM NEW | 87161C501 | 4,146 | 115,000 | SH | DFND | 1,2,3,4 | 115,000 | 0 | 0 | |
TANDEM DIABETES CARE INC | COM NEW | 875372203 | 7,014 | 118,500 | SH | DFND | 1,2,3,4 | 118,500 | 0 | 0 | |
TECK RESOURCES LTD | CL B | 878742204 | 6,354 | 207,850 | SH | DFND | 1,2,3,4 | 207,850 | 0 | 0 | |
VINCERX PHARMA INC | COM NEW | 92731L106 | 508 | 385,000 | SH | DFND | 1,2,3,4 | 385,000 | 0 | 0 | |
WELLS FARGO CO NEW | COM | 949746101 | 5,876 | 150,000 | SH | DFND | 1,2,3,4 | 150,000 | 0 | 0 | |
WELLS FARGO CO NEW | COM | 949746101 | 7,442 | 190,000 | SH | Put | DFND | 1,2,3,4 | 190,000 | 0 | 0 |
WILLSCOT MOBIL MINI HLDNG CO | COM CL A | 971378104 | 10,570 | 326,029 | SH | DFND | 1,2,3,4 | 326,029 | 0 | 0 | |
WNS HLDGS LTD | SPON ADR | 92932M101 | 3,797 | 50,874 | SH | DFND | 1,2,3,4 | 50,874 | 0 | 0 |