The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALEXION PHARMACEUTICALS INC | COM | 015351109 | 1,212,486 | 6,600,000 | SH | SOLE | 6,600,000 | 0 | 0 | ||
| MAXIM INTEGRATED PRODS INC | COM | 57772K101 | 1,117,932 | 10,610,593 | SH | SOLE | 10,610,593 | 0 | 0 | ||
| MAXIM INTEGRATED PRODS INC | PUT | 57772K951 | 52,680 | 500,000 | SH | Put | SOLE | 500,000 | 0 | 0 | |
| PROOFPOINT INC | COM | 743424103 | 439,004 | 2,526,497 | SH | SOLE | 2,526,497 | 0 | 0 | ||
| PROOFPOINT INC | NOTE 0.250% 8/1 | 743424AF0 | 83,392 | 66,369,000 | PRN | SOLE | 66,369,000 | 0 | 0 | ||
| SLACK TECHNOLOGIES INC | COM CL A | 83088V102 | 734,474 | 16,579,543 | SH | SOLE | 16,579,543 | 0 | 0 | ||
| SLACK TECHNOLOGIES INC | NOTE 0.500% 4/1 | 83088VAB8 | 138,866 | 92,003,000 | PRN | SOLE | 92,003,000 | 0 | 0 | ||
| SLACK TECHNOLOGIES INC | PUT | 83088V952 | 6,246 | 141,000 | SH | Put | SOLE | 141,000 | 0 | 0 | |