The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 4,593 | 35,495 | SH | DFND | 1 | 0 | 35,495 | 0 | |
ADOBE SYSTEMS INCORPORATED | COM | 00724F101 | 5,493 | 15,007 | SH | DFND | 1 | 0 | 15,007 | 0 | |
ADOBE SYSTEMS INCORPORATED | COM | 00724F101 | 1,380 | 3,770 | SH | DFND | 0 | 3,770 | 0 | ||
ALCON AG | ORD SHS | H01301128 | 1,798 | 25,733 | SH | DFND | 0 | 25,733 | 0 | ||
ALCON AG | ORD SHS | H01301128 | 5,806 | 83,074 | SH | DFND | 3 | 0 | 83,074 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 659 | 5,800 | SH | DFND | 0 | 5,800 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 3,147 | 1,444 | SH | DFND | 0 | 1,444 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 2,582 | 1,185 | SH | DFND | 1 | 0 | 1,185 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 4,988 | 2,280 | SH | DFND | 1 | 0 | 2,280 | 0 | |
AMBRX BIOPHARMA INC | SPONSORED ADS | 02290A102 | 5,121 | 1,932,591 | SH | DFND | 2 | 0 | 1,932,591 | 0 | |
AMERICAN WELL CORP | CL A | 03044L105 | 8,773 | 2,030,767 | SH | DFND | 0 | 2,030,767 | 0 | ||
AMNEAL PHARMACEUTICALS INC | COM STK CL A | 03168L105 | 58,537 | 18,407,656 | SH | DFND | 0 | 18,407,656 | 0 | ||
AMNEAL PHARMACEUTICALS INC | COM STK CL A | 03168L105 | 9,901 | 3,113,645 | SH | DFND | 2 | 0 | 3,113,645 | 0 | |
ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | 5,706 | 105,765 | SH | DFND | 3 | 0 | 105,765 | 0 | |
ANALOG DEVICES INC | COM | 032654105 | 1,928 | 13,200 | SH | DFND | 1 | 0 | 13,200 | 0 | |
ANALOG DEVICES INC | COM | 032654105 | 4,984 | 34,117 | SH | DFND | 3 | 0 | 34,117 | 0 | |
ANALOG DEVICES INC | COM | 032654105 | 4,238 | 29,009 | SH | DFND | 0 | 29,009 | 0 | ||
APPLE INC | COM | 037833100 | 4,673 | 34,180 | SH | DFND | 1 | 0 | 34,180 | 0 | |
AURORA MOBILE LTD | ADS | 051857100 | 9,571 | 9,028,932 | SH | DFND | 0 | 9,028,932 | 0 | ||
BECTON DICKINSON & CO | COM | 075887109 | 2,103 | 8,530 | SH | DFND | 1 | 0 | 8,530 | 0 | |
BECTON DICKINSON & CO | COM | 075887109 | 7,724 | 31,330 | SH | DFND | 3 | 0 | 31,330 | 0 | |
BECTON DICKINSON & CO | COM | 075887109 | 2,141 | 8,688 | SH | DFND | 0 | 8,688 | 0 | ||
BIONTECH SE | SPONSORED ADS | 09075V102 | 149,643 | 1,003,640 | SH | DFND | 2 | 0 | 1,003,640 | 0 | |
BUTTERFLY NETWORK INC | COM CL A | 124155102 | 32,900 | 10,716,630 | SH | DFND | 2 | 0 | 10,716,630 | 0 | |
CARMAX INC | COM | 143130102 | 697 | 7,700 | SH | DFND | 0 | 7,700 | 0 | ||
CHECK CAP LTD | SHS | M2361E203 | 40 | 127,559 | SH | DFND | 2 | 0 | 127,559 | 0 | |
CISCO SYS INC | COM | 17275R102 | 4,525 | 106,118 | SH | DFND | 1 | 0 | 106,118 | 0 | |
CLARIVATE PLC | ORD SHS | G21810109 | 1,479 | 106,735 | SH | DFND | 1 | 0 | 106,735 | 0 | |
CLARIVATE PLC | ORD SHS | G21810109 | 2,100 | 151,491 | SH | DFND | 0 | 151,491 | 0 | ||
COCA COLA CO | COM | 191216100 | 6,656 | 105,809 | SH | DFND | 1 | 0 | 105,809 | 0 | |
CONTRAFECT CORP | COM NEW | 212326300 | 2,288 | 745,385 | SH | DFND | 2 | 0 | 745,385 | 0 | |
CYMABAY THERAPEUTICS INC | COM | 23257D103 | 546 | 185,000 | SH | DFND | 0 | 185,000 | 0 | ||
CYMABAY THERAPEUTICS INC | COM | 23257D103 | 232 | 78,529 | SH | DFND | 3 | 0 | 78,529 | 0 | |
DIAGEO PLC | SPON ADR NEW | 25243Q205 | 4,263 | 24,483 | SH | DFND | 3 | 0 | 24,483 | 0 | |
DIGITALBRIDGE GROUP INC | NOTE 5.000% 4/1 | 19624RAA4 | 7,868 | 8,000,000 | SH | DFND | 1 | 0 | 8,000,000 | 0 | |
DISNEY WALT CO | COM | 254687106 | 768 | 8,135 | SH | DFND | 1 | 0 | 8,135 | 0 | |
DISNEY WALT CO | COM | 254687106 | 1,853 | 19,627 | SH | DFND | 0 | 19,627 | 0 | ||
FISERV INC | COM | 337738108 | 3,121 | 35,078 | SH | DFND | 1 | 0 | 35,078 | 0 | |
FISERV INC | COM | 337738108 | 4,758 | 53,475 | SH | DFND | 0 | 53,475 | 0 | ||
GALLAGHER ARTHUR J & CO | COM | 363576109 | 8,497 | 52,114 | SH | DFND | 3 | 0 | 52,114 | 0 | |
GALLAGHER ARTHUR J & CO | COM | 363576109 | 999 | 6,124 | SH | DFND | 0 | 6,124 | 0 | ||
HELLO GROUP INC | NOTE 1.250% 7/0 | 60879BAB3 | 28,269 | 30,523,000 | SH | DFND | 1 | 0 | 30,523,000 | 0 | |
HUAZHU GROUP LTD | SPONSORED ADS | 44332N106 | 667 | 17,500 | SH | DFND | 0 | 17,500 | 0 | ||
HUIZE HLDG LTD | SPONSORED ADS | 44473E105 | 446 | 360,000 | SH | DFND | 0 | 360,000 | 0 | ||
HYPERFINE INC | COM CL A | 44916K106 | 3,885 | 1,742,020 | SH | DFND | 2 | 0 | 1,742,020 | 0 | |
INTEL CORP | COM | 458140100 | 3,882 | 103,758 | SH | DFND | 1 | 0 | 103,758 | 0 | |
INTERNATIONAL FLAVORS&FRAGRA | COM | 459506101 | 1,811 | 15,200 | SH | DFND | 1 | 0 | 15,200 | 0 | |
INTERNATIONAL FLAVORS&FRAGRA | COM | 459506101 | 5,601 | 47,017 | SH | DFND | 3 | 0 | 47,017 | 0 | |
INTERNATIONAL FLAVORS&FRAGRA | COM | 459506101 | 4,053 | 34,024 | SH | DFND | 0 | 34,024 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 6,451 | 36,341 | SH | DFND | 1 | 0 | 36,341 | 0 | |
KLA CORP | COM NEW | 482480100 | 205 | 641 | SH | DFND | 1 | 0 | 641 | 0 | |
KLA CORP | COM NEW | 482480100 | 737 | 2,310 | SH | DFND | 0 | 2,310 | 0 | ||
KONINKLIJKE PHILIPS N V | NY REGIS SHS NEW | 500472303 | 2,551 | 118,508 | SH | DFND | 3 | 0 | 118,508 | 0 | |
MERCK & CO INC | COM | 58933Y105 | 5,234 | 57,405 | SH | DFND | 3 | 0 | 57,405 | 0 | |
MICROSOFT CORP | COM | 594918104 | 7,493 | 29,176 | SH | DFND | 1 | 0 | 29,176 | 0 | |
MICROSOFT CORP | COM | 594918104 | 7,038 | 27,405 | SH | DFND | 3 | 0 | 27,405 | 0 | |
MICROSOFT CORP | COM | 594918104 | 2,354 | 9,163 | SH | DFND | 0 | 9,163 | 0 | ||
NATURES SUNSHINE PRODS INC | COM | 639027101 | 31,253 | 2,929,001 | SH | DFND | 2 | 0 | 2,929,001 | 0 | |
NETEASE INC | SPONSORED ADS | 64110W102 | 2,369 | 25,370 | SH | DFND | 1 | 0 | 25,370 | 0 | |
NIKE INC | CL B | 654106103 | 3,575 | 34,985 | SH | DFND | 1 | 0 | 34,985 | 0 | |
ONCORUS INC | COM | 68236R103 | 1,213 | 962,323 | SH | DFND | 2 | 0 | 962,323 | 0 | |
PFIZER INC | COM | 717081103 | 5,719 | 109,082 | SH | DFND | 1 | 0 | 109,082 | 0 | |
PHILIP MORRIS INTL INC | COM | 718172109 | 7,737 | 78,355 | SH | DFND | 3 | 0 | 78,355 | 0 | |
PHILIP MORRIS INTL INC | COM | 718172109 | 325 | 3,294 | SH | DFND | 0 | 3,294 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 5,550 | 38,596 | SH | DFND | 1 | 0 | 38,596 | 0 | |
QUANTUM SI INC | COM CL A | 74765K105 | 1,726 | 743,935 | SH | DFND | 2 | 0 | 743,935 | 0 | |
SAP SE | SPON ADR | 803054204 | 5,018 | 55,318 | SH | DFND | 3 | 0 | 55,318 | 0 | |
SCHWAB CHARLES CORP | COM | 808513105 | 865 | 13,690 | SH | DFND | 1 | 0 | 13,690 | 0 | |
SCHWAB CHARLES CORP | COM | 808513105 | 1,534 | 24,282 | SH | DFND | 0 | 24,282 | 0 | ||
SERA PROGNOSTICS INC | CLASS A COM | 81749D107 | 909 | 554,148 | SH | DFND | 2 | 0 | 554,148 | 0 | |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 5,662 | 69,257 | SH | DFND | 3 | 0 | 69,257 | 0 | |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 4,889 | 59,800 | SH | DFND | 0 | 59,800 | 0 | ||
TRIP COM GROUP LTD | ADS | 89677Q107 | 2,513 | 91,537 | SH | DFND | 0 | 91,537 | 0 | ||
TWITTER INC | NOTE 3/1 | 90184LAN2 | 7,128 | 8,000,000 | SH | DFND | 1 | 0 | 8,000,000 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 515 | 1,000 | SH | DFND | 0 | 1,000 | 0 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 5,089 | 27,880 | SH | DFND | 1 | 0 | 27,880 | 0 | |
VANECK ETF TRUST | FALLEN ANGEL HG | 92189F437 | 14,041 | 519,668 | SH | DFND | 1 | 0 | 519,668 | 0 | |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 4,098 | 11,818 | SH | DFND | 3 | 0 | 11,818 | 0 | |
VERISK ANALYTICS INC | COM | 92345Y106 | 955 | 5,520 | SH | DFND | 1 | 0 | 5,520 | 0 | |
VERISK ANALYTICS INC | COM | 92345Y106 | 4,796 | 27,706 | SH | DFND | 3 | 0 | 27,706 | 0 | |
VERISK ANALYTICS INC | COM | 92345Y106 | 1,327 | 7,667 | SH | DFND | 0 | 7,667 | 0 | ||
VERRICA PHARMACEUTICALS INC | COM | 92511W108 | 295 | 153,395 | SH | DFND | 0 | 153,395 | 0 | ||
VERRICA PHARMACEUTICALS INC | COM | 92511W108 | 248 | 129,013 | SH | DFND | 3 | 0 | 129,013 | 0 | |
VIEWRAY INC | COM | 92672L107 | 41,127 | 15,519,500 | SH | DFND | 0 | 15,519,500 | 0 | ||
VISA INC | COM CL A | 92826C839 | 1,537 | 7,803 | SH | DFND | 0 | 7,803 | 0 | ||
VISA INC | COM CL A | 92826C839 | 6,931 | 35,204 | SH | DFND | 1 | 0 | 35,204 | 0 | |
WEIBO CORP | NOTE 1.250% 11/1 | 948596AC5 | 80,577 | 81,730,000 | SH | DFND | 1 | 0 | 81,730,000 | 0 | |
WEIBO CORP | NOTE 1.250% 11/1 | 948596AC5 | 986 | 1,000,000 | SH | DFND | 0 | 1,000,000 | 0 | ||
WELLS FARGO CO NEW | COM | 949746101 | 858 | 21,900 | SH | DFND | 0 | 21,900 | 0 | ||
WYNDHAM HOTELS & RESORTS INC | COM | 098311A05 | 642 | 9,760 | SH | DFND | 0 | 9,760 | 0 |