SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
WESTLEY PETER

(Last) (First) (Middle)
8484 GEORGIA AVE., SUITE 700

(Street)
SILVER SPRING, MD 20910

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
05/21/2022
3. Issuer Name and Ticker or Trading Symbol
CuriosityStream Inc. [ CURI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 6,312 I Held by The Westley Revocable Trust, of which Mr. Westley is the trustee.
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (Right to Buy) (1) 04/22/2032 Common Stock 50,000 $2.32 D
Explanation of Responses:
1. On April 22, 2022, the Company granted Mr. Westley 50,000 options under the Company's 2020 Omnibus Incentive Plan (the "Plan"). The options granted will vest annually over four years in equal increments beginning on the first anniversary of the grant date and will fully vest if Mr. Westley's employment is involuntarily terminated without Cause (as defined in the Plan) following a Change in Control (as defined in the Plan).
Remarks:
Exhibit 24, Power of Attorney, is attached.
/s/ Peter Westley by Marianna Shelenkova, attorney-in-fact 05/24/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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