The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 4,924 | 41,600 | SH | DFND | 1,2,3,4 | 41,600 | 0 | 0 | |
ADICET BIO INC | COM | 007002108 | 5,492 | 275,000 | SH | DFND | 1,2,3,4 | 275,000 | 0 | 0 | |
ALCOA CORP | COM | 013872106 | 33,149 | 368,200 | SH | DFND | 1,2,3,4 | 368,200 | 0 | 0 | |
ALLEGHANY CORP MD | COM | 017175100 | 8,047 | 9,500 | SH | DFND | 1,2,3,4 | 9,500 | 0 | 0 | |
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 6,058 | 37,100 | SH | Put | DFND | 1,2,3,4 | 37,100 | 0 | 0 |
AMAZON COM INC | COM | 023135106 | 36,674 | 11,250 | SH | DFND | 1,2,3,4 | 11,250 | 0 | 0 | |
AMN HEALTHCARE SVCS INC | COM | 001744101 | 10,433 | 100,000 | SH | Put | DFND | 1,2,3,4 | 100,000 | 0 | 0 |
APELLIS PHARMACEUTICALS INC | COM | 03753U106 | 7,622 | 150,000 | SH | Put | DFND | 1,2,3,4 | 150,000 | 0 | 0 |
API GROUP CORP | COM STK | 00187Y100 | 21,979 | 1,045,128 | SH | DFND | 1,2,3,4 | 1,045,128 | 0 | 0 | |
APOLLO GLOBAL MGMT INC | COM | 03769M106 | 6,199 | 100,000 | SH | DFND | 1,2,3,4 | 100,000 | 0 | 0 | |
AZEK CO INC | CL A | 05478C105 | 12,867 | 518,000 | SH | DFND | 1,2,3,4 | 518,000 | 0 | 0 | |
BEYOND AIR INC | COM | 08862L103 | 668 | 100,000 | SH | Call | DFND | 1,2,3,4 | 100,000 | 0 | 0 |
BEYOND AIR INC | COM | 08862L103 | 5,212 | 780,228 | SH | DFND | 1,2,3,4 | 780,228 | 0 | 0 | |
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 16,162 | 136,306 | SH | DFND | 1,2,3,4 | 136,306 | 0 | 0 | |
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 23,714 | 200,000 | SH | Call | DFND | 1,2,3,4 | 200,000 | 0 | 0 |
BLOOMIN BRANDS INC | COM | 094235108 | 8,063 | 367,500 | SH | DFND | 1,2,3,4 | 367,500 | 0 | 0 | |
CARA THERAPEUTICS INC | COM | 140755109 | 14,373 | 1,183,000 | SH | DFND | 1,2,3,4 | 1,183,000 | 0 | 0 | |
CHARLES RIV LABS INTL INC | COM | 159864107 | 14,255 | 50,200 | SH | DFND | 1,2,3,4 | 50,200 | 0 | 0 | |
CHART INDS INC | COM | 16115Q308 | 4,223 | 24,585 | SH | DFND | 1,2,3,4 | 24,585 | 0 | 0 | |
CROWN HLDGS INC | COM | 228368106 | 19,472 | 155,665 | SH | DFND | 1,2,3,4 | 155,665 | 0 | 0 | |
CURIS INC | COM NEW | 231269200 | 3,772 | 1,585,000 | SH | DFND | 1,2,3,4 | 1,585,000 | 0 | 0 | |
DISCOVER FINL SVCS | COM | 254709108 | 6,277 | 56,965 | SH | DFND | 1,2,3,4 | 56,965 | 0 | 0 | |
DISNEY WALT CO | COM | 254687106 | 4,115 | 30,000 | SH | DFND | 1,2,3,4 | 30,000 | 0 | 0 | |
DOCUSIGN INC | COM | 256163106 | 2,678 | 25,000 | SH | Put | DFND | 1,2,3,4 | 25,000 | 0 | 0 |
DOLLAR TREE INC | COM | 256746108 | 2,242 | 14,000 | SH | DFND | 1,2,3,4 | 14,000 | 0 | 0 | |
DUCKHORN PORTFOLIO INC | COM | 26414D106 | 6,031 | 331,531 | SH | DFND | 1,2,3,4 | 331,531 | 0 | 0 | |
ENCOMPASS HEALTH CORP | COM | 29261A100 | 8,960 | 126,000 | SH | DFND | 1,2,3,4 | 126,000 | 0 | 0 | |
ENVVENO MEDICAL CORPORATION | COM | 29415J106 | 1,396 | 219,180 | SH | DFND | 1,2,3,4 | 219,180 | 0 | 0 | |
EQUITABLE HLDGS INC | COM | 29452E101 | 7,728 | 250,000 | SH | DFND | 1,2,3,4 | 250,000 | 0 | 0 | |
EUCRATES BIOMEDICAL ACQU COR | *W EXP 10/23/202 | G3141W122 | 11 | 66,665 | SH | DFND | 1,2,3,4 | 66,665 | 0 | 0 | |
EUCRATES BIOMEDICAL ACQU COR | SHS | G3141W106 | 1,968 | 200,000 | SH | DFND | 1,2,3,4 | 200,000 | 0 | 0 | |
FLUENCE ENERGY INC | COM CL A | 34379V103 | 4,944 | 377,145 | SH | DFND | 1,2,3,4 | 377,145 | 0 | 0 | |
FOGHORN THERAPEUTICS INC | COM | 344174107 | 826 | 54,241 | SH | DFND | 1,2,3,4 | 54,241 | 0 | 0 | |
GENOCEA BIOSCIENCES INC | COM NEW | 372427401 | 2,465 | 1,972,056 | SH | DFND | 1,2,3,4 | 1,972,056 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 5,945 | 100,000 | SH | Put | DFND | 1,2,3,4 | 100,000 | 0 | 0 |
GREAT ELM GROUP INC | COM NEW | 39037G109 | 2,279 | 1,259,049 | SH | DFND | 1,2,3,4 | 1,259,049 | 0 | 0 | |
GTY TECHNOLOGY HOLDINGS INC | COM | 362409104 | 3,746 | 1,159,600 | SH | DFND | 1,2,3,4 | 1,159,600 | 0 | 0 | |
GUARDANT HEALTH INC | COM | 40131M109 | 6,624 | 100,000 | SH | Call | DFND | 1,2,3,4 | 100,000 | 0 | 0 |
GUARDANT HEALTH INC | COM | 40131M109 | 9,658 | 145,800 | SH | DFND | 1,2,3,4 | 145,800 | 0 | 0 | |
HERSHEY CO | COM | 427866108 | 2,036 | 9,400 | SH | DFND | 1,2,3,4 | 9,400 | 0 | 0 | |
IMAGO BIOSCIENCES INC | COM | 45250K107 | 5,012 | 260,118 | SH | DFND | 1,2,3,4 | 260,118 | 0 | 0 | |
INFLARX NV | COM | N44821101 | 135 | 73,860 | SH | DFND | 1,2,3,4 | 73,860 | 0 | 0 | |
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 16,351 | 54,200 | SH | DFND | 1,2,3,4 | 54,200 | 0 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 6,344 | 17,500 | SH | Call | DFND | 1,2,3,4 | 17,500 | 0 | 0 |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 132,327 | 365,000 | SH | Put | DFND | 1,2,3,4 | 365,000 | 0 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 40,028 | 195,000 | SH | Put | DFND | 1,2,3,4 | 195,000 | 0 | 0 |
JASPER THERAPEUTICS INC | COM | 471871103 | 1,917 | 540,000 | SH | DFND | 1,2,3,4 | 540,000 | 0 | 0 | |
MEDICUS SCIENCES ACQUISITION | *W EXP 02/12/202 | G5960S124 | 12 | 33,332 | SH | DFND | 1,2,3,4 | 33,332 | 0 | 0 | |
MEDICUS SCIENCES ACQUISITION | CL A SHS | G5960S108 | 2,934 | 300,000 | SH | DFND | 1,2,3,4 | 300,000 | 0 | 0 | |
META PLATFORMS INC | CL A | 30303M102 | 34,156 | 153,605 | SH | DFND | 1,2,3,4 | 153,605 | 0 | 0 | |
MIRION TECHNOLOGIES INC | COM CL A | 60471A101 | 5,649 | 700,000 | SH | DFND | 1,2,3,4 | 700,000 | 0 | 0 | |
MOLECULAR TEMPLATES INC | COM | 608550109 | 3,524 | 1,021,317 | SH | DFND | 1,2,3,4 | 1,021,317 | 0 | 0 | |
MOLSON COORS BEVERAGE CO | CL B | 60871R209 | 2,068 | 38,750 | SH | DFND | 1,2,3,4 | 38,750 | 0 | 0 | |
NEXIMMUNE INC | COM | 65344D109 | 497 | 117,962 | SH | DFND | 1,2,3,4 | 117,962 | 0 | 0 | |
NUVATION BIO INC | COM CL A | 67080N101 | 2,228 | 423,500 | SH | DFND | 1,2,3,4 | 423,500 | 0 | 0 | |
OPTINOSE INC | COM | 68404V100 | 4,940 | 2,000,000 | SH | DFND | 1,2,3,4 | 2,000,000 | 0 | 0 | |
OVERSTOCK COM INC DEL | COM | 690370101 | 2,640 | 60,000 | SH | Put | DFND | 1,2,3,4 | 60,000 | 0 | 0 |
OVERSTOCK COM INC DEL | COM | 690370101 | 3,080 | 70,000 | SH | DFND | 1,2,3,4 | 70,000 | 0 | 0 | |
PALO ALTO NETWORKS INC | COM | 697435105 | 11,983 | 19,250 | SH | DFND | 1,2,3,4 | 19,250 | 0 | 0 | |
PRAXIS PRECISION MEDICINES I | COM | 74006W108 | 4,232 | 414,489 | SH | DFND | 1,2,3,4 | 414,489 | 0 | 0 | |
PROMETHEUS BIOSCIENCES INC | COM | 74349U108 | 3,776 | 100,000 | SH | DFND | 1,2,3,4 | 100,000 | 0 | 0 | |
RADIUS HEALTH INC | COM NEW | 750469207 | 2,649 | 300,000 | SH | Call | DFND | 1,2,3,4 | 300,000 | 0 | 0 |
RADIUS HEALTH INC | COM NEW | 750469207 | 5,077 | 575,000 | SH | DFND | 1,2,3,4 | 575,000 | 0 | 0 | |
RAPT THERAPEUTICS INC | COM | 75382E109 | 23,932 | 1,088,321 | SH | DFND | 1,2,3,4 | 1,088,321 | 0 | 0 | |
REGENERON PHARMACEUTICALS | COM | 75886F107 | 17,461 | 25,000 | SH | Put | DFND | 1,2,3,4 | 25,000 | 0 | 0 |
SCYNEXIS INC | COM NEW | 811292200 | 3,116 | 797,048 | SH | DFND | 1,2,3,4 | 797,048 | 0 | 0 | |
SIGNATURE BK NEW YORK N Y | COM | 82669G104 | 7,337 | 25,000 | SH | DFND | 1,2,3,4 | 25,000 | 0 | 0 | |
SOL GEL TECHNOLOGIES | SHS | M8694L103 | 6,146 | 832,800 | SH | DFND | 1,2,3,4 | 832,800 | 0 | 0 | |
SOVOS BRANDS INC | COM | 84612U107 | 3,940 | 277,834 | SH | DFND | 1,2,3,4 | 277,834 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 94,844 | 210,000 | SH | Put | DFND | 1,2,3,4 | 210,000 | 0 | 0 |
SPDR SER TR | S&P OILGAS EXP | 78468R556 | 38,898 | 289,100 | SH | DFND | 1,2,3,4 | 289,100 | 0 | 0 | |
SYNOVUS FINL CORP | COM NEW | 87161C501 | 7,840 | 160,000 | SH | DFND | 1,2,3,4 | 160,000 | 0 | 0 | |
TANDEM DIABETES CARE INC | COM NEW | 875372203 | 11,629 | 100,000 | SH | Call | DFND | 1,2,3,4 | 100,000 | 0 | 0 |
TANDEM DIABETES CARE INC | COM NEW | 875372203 | 20,048 | 172,400 | SH | DFND | 1,2,3,4 | 172,400 | 0 | 0 | |
TECK RESOURCES LTD | CL B | 878742204 | 28,267 | 699,850 | SH | DFND | 1,2,3,4 | 699,850 | 0 | 0 | |
TRILOGY METALS INC NEW | COM | 89621C105 | 590 | 561,900 | SH | DFND | 1,2,3,4 | 561,900 | 0 | 0 | |
UNITED RENTALS INC | COM | 911363109 | 24,618 | 69,305 | SH | DFND | 1,2,3,4 | 69,305 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 9,536 | 18,700 | SH | DFND | 1,2,3,4 | 18,700 | 0 | 0 | |
VINCERX PHARMA INC | COM NEW | 92731L106 | 1,540 | 385,000 | SH | DFND | 1,2,3,4 | 385,000 | 0 | 0 | |
WELLS FARGO CO NEW | COM | 949746101 | 8,723 | 180,000 | SH | DFND | 1,2,3,4 | 180,000 | 0 | 0 | |
WILLSCOT MOBIL MINI HLDNG CO | COM CL A | 971378104 | 12,758 | 326,029 | SH | DFND | 1,2,3,4 | 326,029 | 0 | 0 | |
WNS HLDGS LTD | SPON ADR | 92932M101 | 3,420 | 40,000 | SH | DFND | 1,2,3,4 | 40,000 | 0 | 0 |