The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ADAGENE INC | ADS | 005329107 | 4,702 | 1,343,364 | SH | DFND | 1,2,6 | 1,343,364 | 0 | 0 | |
| BEAM THERAPEUTICS INC | COM | 07373V105 | 45,616 | 796,089 | SH | DFND | 1,2,7 | 796,089 | 0 | 0 | |
| BIT MINING LIMITED | SPON ADR REP A | 33829R100 | 9,777 | 3,504,273 | SH | DFND | 1,2 | 3,504,273 | 0 | 0 | |
| BURNING ROCK BIOTECH LTD | SPONSORED ADS | 12233L107 | 1,971 | 212,121 | SH | DFND | 1,2,6 | 212,121 | 0 | 0 | |
| CHINA ONLINE ED GROUP | SPONSORED ADR | 16954L105 | 1,346 | 769,288 | SH | DFND | 1,2 | 769,288 | 0 | 0 | |
| CHINA ONLINE ED GROUP | SPONSORED ADR | 16954L105 | 3,324 | 1,899,605 | SH | DFND | 1,2,5 | 1,899,605 | 0 | 0 | |
| COOTEK CAYMAN INC | SPONSORED ADS | 21718L102 | 104 | 416,000 | SH | DFND | 1,2 | 416,000 | 0 | 0 | |
| DADA NEXUS LTD | ADS | 23344D108 | 2,923 | 320,180 | SH | DFND | 1,2,5 | 320,180 | 0 | 0 | |
| DADA NEXUS LTD | ADS | 23344D108 | 302 | 33,082 | SH | DFND | 1,2 | 33,082 | 0 | 0 | |
| DADA NEXUS LTD | ADS | 23344D108 | 390 | 42,738 | SH | DFND | 1,2 | 42,738 | 0 | 0 | |
| DIDI GLOBAL | SPONSORED ADS | 23292E108 | 20,612 | 8,244,668 | SH | DFND | 1,2,9 | 8,244,668 | 0 | 0 | |
| DIDI GLOBAL | SPONSORED ADS | 23292E108 | 11,794 | 4,717,720 | SH | DFND | 1,2,9 | 4,717,720 | 0 | 0 | |
| DIDI GLOBAL | SPONSORED ADS | 23292E108 | 3,646 | 1,458,460 | SH | DFND | 1,2 | 1,458,460 | 0 | 0 | |
| DINGDONG CAYMAN LTD | ADS | 25445D101 | 39,551 | 11,141,166 | SH | DFND | 1,2,9 | 11,141,166 | 0 | 0 | |
| FULL TRUCK ALLIANCE CO LTD | SPONSORED ADS | 35969L108 | 54,464 | 8,165,466 | SH | DFND | 1,2 | 8,165,466 | 0 | 0 | |
| FULL TRUCK ALLIANCE CO LTD | SPONSORED ADS | 35969L108 | 189,042 | 28,342,131 | SH | DFND | 1,2,5 | 28,342,131 | 0 | 0 | |
| FUTU HLDGS LTD | SPONSORED ADS CL A | 36118L106 | 29,137 | 894,885 | SH | DFND | 1,2,4 | 894,885 | 0 | 0 | |
| FUTU HLDGS LTD | SPONSORED ADS CL A | 36118L106 | 5,299 | 162,759 | SH | DFND | 1,2,6 | 162,759 | 0 | 0 | |
| JIANPU TECHNOLOGY INC | ADR COMMON | 47738D101 | 68 | 64,015 | SH | DFND | 1,2 | 64,015 | 0 | 0 | |
| JIANPU TECHNOLOGY INC | ADR COMMON | 47738D101 | 600 | 560,983 | SH | DFND | 1,2,4 | 560,983 | 0 | 0 | |
| KANZHUN LIMITED | SPONSORED ADS | 48553T106 | 47,329 | 1,900,000 | SH | DFND | 1,2,9 | 1,900,000 | 0 | 0 | |
| KE HLDGS | SPONSORED ADS | 482497104 | 37,110 | 3,000,000 | SH | DFND | 1,2,9 | 3,000,000 | 0 | 0 | |
| KE HLDGS | SPONSORED ADS | 482497104 | 45,708 | 3,695,082 | SH | DFND | 1,2,9 | 3,695,082 | 0 | 0 | |
| LYELL IMMUNOPHARMA INC | COM | 55083R104 | 3,076 | 609,199 | SH | DFND | 1,2,8 | 609,199 | 0 | 0 | |
| LYELL IMMUNOPHARMA INC | COM | 55083R104 | 12,306 | 2,436,798 | SH | DFND | 1,2,8 | 2,436,798 | 0 | 0 | |
| NOAH HLDGS LTD | SPON ADR CL A | 65487X102 | 77,649 | 3,300,000 | SH | DFND | 1,2,3 | 3,300,000 | 0 | 0 | |
| PINDUODUO INC | SPONSORED ADS | 722304102 | 70,192 | 1,749,999 | SH | DFND | 1,2,8 | 1,749,999 | 0 | 0 | |
| RLX TECHNOLOGY INC | SPONSORED ADS | 74969N103 | 21,941 | 12,257,707 | SH | DFND | 1,2,7 | 12,257,707 | 0 | 0 | |
| RLX TECHNOLOGY INC | SPONSORED ADS | 74969N103 | 5,167 | 2,886,430 | SH | DFND | 1,2,8 | 2,886,430 | 0 | 0 | |
| ROIVANT SCIENCES LTD | COM | G76279101 | 24,473 | 4,953,984 | SH | DFND | 1,2,7 | 4,953,984 | 0 | 0 | |
| TUNIU CORP | SPONSORED ADS A | 89977P106 | 991 | 1,111,111 | SH | DFND | 1,2 | 1,111,111 | 0 | 0 | |
| ZAI LAB LTD | ADR | 98887Q104 | 7,248 | 164,804 | SH | DFND | 1,2 | 164,804 | 0 | 0 | |
| ZAI LAB LTD | ADR | 98887Q104 | 23,302 | 529,830 | SH | DFND | 1,2,4 | 529,830 | 0 | 0 | |