SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
McClaskey James Paul

(Last) (First) (Middle)
C/O BERKELEY LIGHTS, INC.
5858 HORTON STREET, SUITE 320

(Street)
EMERYVILLE CA 94608

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/09/2022
3. Issuer Name and Ticker or Trading Symbol
Berkeley Lights, Inc. [ BLI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, Chief Accounting Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 19,637(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (Right to Buy) (2) 07/19/2031 Common Stock 7,681 $48.4 D
Stock Options (Right to Buy) (3) 07/19/2031 Common Stock 2,486 $48.4 D
Explanation of Responses:
1. Represents awards of restricted stock units which vest with respect to 25% of the shares on the first anniversary of the respective award's vesting commencement date, and in equal quarterly installments thereafter for three years, resulting in 6,198 shares being fully vested by July 20, 2025, and 13,439 shares being fully vested by November 20, 2025.
2. The stock option will vest with respect to 25% of the shares on the first anniversary of the vesting commencement date, and in equal monthly installments thereafter until fully vested on July 6, 2025.
3. The stock option will vest with respect to 25% of the shares on the first anniversary of the vesting commencement date, and in equal monthly installments thereafter until fully vested on July 6, 2025.
/s/ Stuart L. Merkadeau, Attorney-in-fact for Paul McClaskey 03/31/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.