SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Garay Arpa

(Last) (First) (Middle)
MERCK & CO., INC.
2000 GALLOPING HILL ROAD

(Street)
KENILWORTH NJ 07033

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/28/2022
3. Issuer Name and Ticker or Trading Symbol
Merck & Co., Inc. [ MRK ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP Human Health Global Mktg.
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 290 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit 05/03/2020(1) 05/03/2022 Common Stock 773 (2) D
Restricted Stock Unit 05/01/2021(3) 05/01/2023 Common Stock 1,732 (2) D
Restricted Stock Unit 10/30/2021(4) 10/30/2023 Common Stock 1,828 (2) D
Restricted Stock Unit 05/04/2022(5) 05/04/2024 Common Stock 2,726 (2) D
Restricted Stock Unit 08/03/2022(6) 08/03/2024 Common Stock 13,087 (2) D
Stock Option (Right to Buy) 05/03/2020(7) 05/02/2029 Common Stock 5,821 $77.62 D
Stock Option (Right to Buy) 05/01/2021(8) 04/30/2030 Common Stock 13,543 $75.36 D
Stock Option (Right to Buy) 05/04/2022(9) 05/03/2031 Common Stock 21,139 $73.73 D
Explanation of Responses:
1. The restricted stock units vest and are distributed as shares of Merck & Co., Inc. common stock in three equal installment on 5/3/2020, 5/3/2021 and 5/3/2022.
2. Each restricted stock unit represents a contingent right to receive one share of Merck & Co., Inc. common stock.
3. These restricted stock units vest and are distributed as shares of Merck & Co., Inc. common stock in three equal installments on 5/1/2021, 5/1/2022 and 5/1/2023.
4. These restricted stock units vest and are distributed as shares of Merck & Co., Inc. common stock in three equal installments on 10/30/2021, 10/30/2022 and 10/30/2023.
5. These restricted stock units vest and are distributed as shares of Merck & Co., Inc. common stock in three equal installments on 5/4/2022, 5/4/2023 and 5/4/2024.
6. These restricted stock units vest and are distributed as shares of Merck & Co., Inc. common stock in three equal installments on 8/3/2022, 8/3/2023 and 8/3/2024.
7. The options become exercisable in three equal installments on 5/3/2020, 5/3/2021 and 5/3/2022.
8. The options become exercisable in three equal installments on 5/1/2021, 5/1/2022 and 5/1/2023.
9. The options become exercisable in three equal installments on 5/4/2022, 5/4/2023 and 5/4/2024.
Remarks:
See Exhibit 24 - Power of Attorney
/s/ Kelly E. W. Grez, as attorney-in-fact for Arpa Garay 03/10/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.