The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 51JOB INC | SPONSORED ADS | 316827104 | 14,569 | 297,752 | SH | DFND | 297,752 | 0 | 0 | ||
| ACADIA PHARMACEUTICALS INC | COM | 004225108 | 458 | 19,613 | SH | DFND | 19,613 | 0 | 0 | ||
| ACM RESH INC | COM CL A | 00108J109 | 1,993 | 23,373 | SH | DFND | 23,373 | 0 | 0 | ||
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 2,296 | 19,326 | SH | DFND | 19,326 | 0 | 0 | ||
| ALLOT LTD | SHS | M0854Q105 | 9,121 | 767,742 | SH | DFND | 0 | 767,742 | 0 | ||
| ANTERIX INC | COM | 03676C100 | 25,658 | 436,666 | SH | DFND | 436,666 | 0 | 0 | ||
| APPHARVEST INC | *W EXP 01/30/202 | 03783T111 | 293 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
| ARGENX SE | SPONSORED ADR | 04016X101 | 11,380 | 32,498 | SH | DFND | 32,498 | 0 | 0 | ||
| BAIDU INC | SPON ADR REP A | 056752108 | 1,547 | 10,400 | SH | DFND | 10,400 | 0 | 0 | ||
| BAOZUN INC | NOTE 1.625% 5/0 | 06684LAB9 | 4,697 | 5,000,000 | PRN | DFND | 5,000,000 | 0 | 0 | ||
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 14,336 | 47,946 | SH | DFND | 47,946 | 0 | 0 | ||
| BEST INC | NOTE 1.750%10/0 | 08653CAB2 | 18,976 | 24,198,000 | PRN | DFND | 24,198,000 | 0 | 0 | ||
| BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 391 | 4,429 | SH | DFND | 4,429 | 0 | 0 | ||
| CAL MAINE FOODS INC | COM NEW | 128030202 | 1,983 | 53,613 | SH | DFND | 53,613 | 0 | 0 | ||
| CARNIVAL CORP | NOTE 5.750% 4/0 | 143658BE1 | 26,666 | 12,500,000 | PRN | DFND | 12,500,000 | 0 | 0 | ||
| CLOVIS ONCOLOGY INC | COM | 189464100 | 1,369 | 505,000 | SH | DFND | 505,000 | 0 | 0 | ||
| CLOVIS ONCOLOGY INC | NOTE 4.500% 8/0 | 189464AE0 | 15,384 | 20,000,000 | PRN | DFND | 20,000,000 | 0 | 0 | ||
| CLOVIS ONCOLOGY INC | COM | 189464100 | 1,369 | 505,000 | SH | Put | DFND | 505,000 | 0 | 0 | |
| EAGLE BULK SHIPPING INC | NOTE 5.000% 8/0 | 269442AB5 | 7,005 | 4,850,000 | PRN | DFND | 4,850,000 | 0 | 0 | ||
| EURONAV NV | SHS | B38564108 | 13,944 | 1,568,517 | SH | DFND | 1,568,517 | 0 | 0 | ||
| FISKER INC | CL A COM STK | 33813J106 | 4,719 | 300,000 | SH | Put | DFND | 300,000 | 0 | 0 | |
| FRANCHISE GROUP INC | COM | 35180X105 | 6,787 | 130,120 | SH | DFND | 130,120 | 0 | 0 | ||
| GDS HLDGS LTD | NOTE 2.000% 6/0 | 36165LAB4 | 13,539 | 11,500,000 | PRN | DFND | 11,500,000 | 0 | 0 | ||
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | 13,672 | 35,739 | SH | DFND | 35,739 | 0 | 0 | ||
| GRAY TELEVISION INC | COM | 389375106 | 5,876 | 291,452 | SH | DFND | 291,452 | 0 | 0 | ||
| HOME DEPOT INC | COM | 437076102 | 12,378 | 29,826 | SH | DFND | 29,826 | 0 | 0 | ||
| ILLUMINA INC | COM | 452327109 | 5,421 | 14,250 | SH | DFND | 14,250 | 0 | 0 | ||
| ILLUMINA INC | COM | 452327109 | 38,044 | 100,000 | SH | Call | DFND | 100,000 | 0 | 0 | |
| IMMUNOGEN INC | COM | 45253H101 | 10,209 | 1,375,900 | SH | DFND | 1,375,900 | 0 | 0 | ||
| INSTIL BIO INC | COM | 45783C101 | 1,688 | 98,644 | SH | DFND | 98,644 | 0 | 0 | ||
| IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 12,954 | 678,564 | SH | DFND | 678,564 | 0 | 0 | ||
| JD.COM INC | SPON ADR CL A | 47215P106 | 6,751 | 96,348 | SH | DFND | 96,348 | 0 | 0 | ||
| JOYY INC | NOTE 0.750% 6/1 | 98426TAD8 | 915 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
| LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | 6,735 | 242,800 | SH | DFND | 242,800 | 0 | 0 | ||
| LIBERTY LATIN AMERICA LTD | COM CL C | G9001E128 | 16,529 | 1,449,886 | SH | DFND | 1,449,886 | 0 | 0 | ||
| MAKEMYTRIP LIMITED MAURITIUS | SHS | V5633W109 | 13,605 | 490,981 | SH | DFND | 490,981 | 0 | 0 | ||
| MERSANA THERAPEUTICS INC | COM | 59045L106 | 390 | 62,657 | SH | DFND | 62,657 | 0 | 0 | ||
| META PLATFORMS INC | CL A | 30303M102 | 7,069 | 21,017 | SH | DFND | 21,017 | 0 | 0 | ||
| MICROSTRATEGY INC | NOTE 0.750%12/1 | 594972AC5 | 29,007 | 18,500,000 | PRN | DFND | 18,500,000 | 0 | 0 | ||
| MICROSTRATEGY INC | CL A NEW | 594972408 | 25,373 | 46,600 | SH | Put | DFND | 46,600 | 0 | 0 | |
| MP MATERIALS CORP | COM CL A | 553368101 | 876,706 | 19,302,193 | SH | DFND | 19,302,193 | 0 | 0 | ||
| NELNET INC | CL A | 64031N108 | 16,827 | 172,265 | SH | DFND | 172,265 | 0 | 0 | ||
| NEW YORK TIMES CO | CL A | 650111107 | 15,309 | 316,947 | SH | DFND | 316,947 | 0 | 0 | ||
| NEXSTAR MEDIA GROUP INC | CL A | 65336K103 | 25,023 | 165,735 | SH | DFND | 165,735 | 0 | 0 | ||
| NIO INC | NOTE 4.500% 2/0 | 62914VAB2 | 68,083 | 20,000,000 | PRN | DFND | 20,000,000 | 0 | 0 | ||
| NOBLE CORP NEW | SHS | G6610J209 | 4,590 | 185,000 | SH | DFND | 185,000 | 0 | 0 | ||
| QUDIAN INC | NOTE 1.000% 7/0 | 747798AB2 | 15,140 | 16,670,000 | PRN | DFND | 16,670,000 | 0 | 0 | ||
| RH | NOTE 6/1 | 74967XAA1 | 46,733 | 16,948,000 | PRN | DFND | 16,948,000 | 0 | 0 | ||
| ROIVANT SCIENCES LTD | SHS | G76279101 | 1,304,290 | 129,393,817 | SH | DFND | 129,393,817 | 0 | 0 | ||
| SAREPTA THERAPEUTICS INC | COM | 803607100 | 281 | 3,117 | SH | DFND | 3,117 | 0 | 0 | ||
| SCULPTOR CAP MGMT | COM CL A | 811246107 | 1,731 | 81,068 | SH | DFND | 81,068 | 0 | 0 | ||
| SEA LTD | NOTE 0.250% 9/1 | 81141RAG5 | 11,037 | 12,000,000 | PRN | DFND | 12,000,000 | 0 | 0 | ||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 27,928 | 58,801 | SH | DFND | 58,801 | 0 | 0 | ||
| STRIDE INC | NOTE 1.125% 9/0 | 86333MAA6 | 7,841 | 8,000,000 | PRN | DFND | 8,000,000 | 0 | 0 | ||
| TEEKAY TANKERS LTD | CL A | Y8565N300 | 2,002 | 183,700 | SH | DFND | 183,700 | 0 | 0 | ||
| VERTEX ENERGY INC | COM | 92534K107 | 2,523 | 557,000 | SH | DFND | 557,000 | 0 | 0 | ||
| VERTEX ENERGY INC | COM | 92534K107 | 2,523 | 557,000 | SH | Put | DFND | 557,000 | 0 | 0 | |
| VIACOMCBS INC | CL B | 92556H206 | 10,659 | 353,165 | SH | DFND | 353,165 | 0 | 0 | ||
| VIPSHOP HOLDINGS LIMITED | SPONSORED ADS A | 92763W103 | 843 | 100,400 | SH | DFND | 100,400 | 0 | 0 | ||
| WORKDAY INC | NOTE 0.250%10/0 | 98138HAF8 | 72,720 | 39,000,000 | PRN | DFND | 39,000,000 | 0 | 0 | ||