The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AMERICAN WELL CORP | CALL | 03044L105 | 64 | 4,572 | SH | SOLE | 0 | 0 | 4,572 | ||
| AIR LEASE CORP | CL A | 00912X302 | 13,492 | 305,043 | SH | SOLE | 0 | 0 | 305,043 | ||
| ALPHA AND OMEGA SEMICONDUCTOR LTD | SHS | G6331P104 | 24,137 | 398,569 | SH | SOLE | 0 | 0 | 398,569 | ||
| AMERESCO INC | CLA | 02361E108 | 14,680 | 180,260 | SH | SOLE | 0 | 0 | 180,260 | ||
| APOLLO ENDOSURGERY INC | COM | 03767D108 | 11,206 | 1,329,354 | SH | SOLE | 0 | 0 | 1,329,354 | ||
| BIOLIFE SOLUTIONS INC | COM NEW | 09062W204 | 6,532 | 175,275 | SH | SOLE | 0 | 0 | 175,275 | ||
| BLACKLINE INC | COM | 09239B109 | 12,823 | 123,843 | SH | SOLE | 0 | 0 | 123,843 | ||
| CAREDX INC | COM | 14167L103 | 12,614 | 277,347 | SH | SOLE | 0 | 0 | 277,347 | ||
| CASTLIGHT HEALTH INC | CL B | 14862Q100 | 4,556 | 2,958,279 | SH | SOLE | 0 | 0 | 2,958,279 | ||
| CELCUITY INC | COM | 15102K100 | 2,478 | 187,873 | SH | SOLE | 0 | 0 | 187,873 | ||
| CNFINANCE HOLDINGS LIMITED | SPON ADS | 18979T105 | 2,725 | 667,825 | SH | SOLE | 0 | 0 | 667,825 | ||
| E2OPEN PARENT HOLDINGS INC | COM CL A | 29788T103 | 9,469 | 840,947 | SH | SOLE | 0 | 0 | 840,947 | ||
| E2OPEN PARENT HOLDINGS INC | *W EXP 02/04/202 | 29788T111 | 813 | 280,316 | SH | SOLE | 0 | 0 | 280,316 | ||
| ENTERPRISE PRODS PARTNERS L P | COM | 293792107 | 6,061 | 275,981 | SH | SOLE | 0 | 0 | 275,981 | ||
| ENVIVA PARTNERS LP | COM UNIT | 29414J107 | 10,195 | 144,777 | SH | SOLE | 0 | 0 | 144,777 | ||
| EQUINIX INC | COM | 29444U700 | 7,757 | 9,171 | SH | SOLE | 0 | 0 | 9,171 | ||
| EVERBRIDGE INC | COM | 29978A104 | 7,028 | 104,383 | SH | SOLE | 0 | 0 | 104,383 | ||
| FIVE9 INC | COM | 338307101 | 11,159 | 81,266 | SH | SOLE | 0 | 0 | 81,266 | ||
| FRESHWORKS INC | CLASS A COM | 358054104 | 3,114 | 118,577 | SH | SOLE | 0 | 0 | 118,577 | ||
| LUMBER LIQUIDATORS HOLDINGS INC | COM | 55003T107 | 6,995 | 409,756 | SH | SOLE | 0 | 0 | 409,756 | ||
| MIROMATRIX MED INC | COM | 60471P108 | 1,078 | 229,802 | SH | SOLE | 0 | 0 | 229,802 | ||
| NAVIGATOR HLDGS LTD | SHS | Y62132108 | 9,691 | 1,092,564 | SH | SOLE | 0 | 0 | 1,092,564 | ||
| NEW RELIC INC | COM | 64829B100 | 13,700 | 124,589 | SH | SOLE | 0 | 0 | 124,589 | ||
| OPSENS INC | COM | 683823108 | 2,935 | 1,195,840 | SH | SOLE | 0 | 0 | 1,195,840 | ||
| PACIRA BIOSCIENCES | COM | 695127100 | 15,111 | 251,140 | SH | SOLE | 0 | 0 | 251,140 | ||
| POWER SOLUTIONS INTERNATIONAL INC | COM | 73933G202 | 1,880 | 626,584 | SH | SOLE | 0 | 0 | 626,584 | ||
| PROFOUND MED CORP | COM NEW | 74319B502 | 4,516 | 402,177 | SH | SOLE | 0 | 0 | 402,177 | ||
| SECUREWORKS CORP | CL A | 81374A105 | 7,484 | 468,599 | SH | SOLE | 0 | 0 | 468,599 | ||
| SEMA4 HOLDINGS CORP | COM CL A | 81663L101 | 3,296 | 739,100 | SH | SOLE | 0 | 0 | 739,100 | ||
| SEMA4 HOLDINGS CORP | *W EXP 07/22/2026 | 81663L119 | 241 | 246,365 | SH | SOLE | 0 | 0 | 246,365 | ||
| SOMALOGIC INC | CLASS A COM | 83444K105 | 5,971 | 512,968 | SH | SOLE | 0 | 0 | 512,968 | ||
| SOMALOGIC INC | *W EXP 8/31/2026 | 83444K113 | 343 | 102,594 | SH | SOLE | 0 | 0 | 102,594 | ||
| YEXT INC | CL A | 98585N106 | 11,291 | 1,138,253 | SH | SOLE | 0 | 0 | 1,138,253 | ||
| ZUORA INC | CL A | 98983V106 | 6,314 | 337,993 | SH | SOLE | 0 | 0 | 337,993 | ||