SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
ANGELO GORDON & CO., L.P.

(Last) (First) (Middle)
C/O ANGELO, GORDON & CO., L.P.,
245 PARK AVENUE, 26TH FLOOR

(Street)
NEW YORK NY 10167

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/13/2021
3. Issuer Name and Ticker or Trading Symbol
U.S. WELL SERVICES, INC. [ USWS ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
09/17/2021
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Warrants for Class A Common Stock (Right to Buy) 12/09/2018 11/09/2023 Class A Common Stock 101,644(1) $5.75 I See Footnote(2)
Warrants for Class A Common Stock (Right to Buy) 12/09/2018 11/09/2023 Class A Common Stock 108,815.5(1) $5.75 I See Footnote(3)
Warrants for Class A Common Stock (Right to Buy) 12/09/2018 11/09/2023 Class A Common Stock 102,256(1) $5.75 I See Footnote(4)
Warrants for Class A Common Stock (Right to Buy) 12/09/2018 11/09/2023 Class A Common Stock 87,284.5(1) $5.75 I See Footnote(5)
1. Name and Address of Reporting Person*
ANGELO GORDON & CO., L.P.

(Last) (First) (Middle)
C/O ANGELO, GORDON & CO., L.P.,
245 PARK AVENUE, 26TH FLOOR

(Street)
NEW YORK NY 10167

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
AG Energy Funding, LLC

(Last) (First) (Middle)
C/O ANGELO, GORDON & CO., L.P.
245 PARK AVENUE, 26TH FLOOR

(Street)
NEW YORK NY 10167

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
AG PARTNERS LLC

(Last) (First) (Middle)
C/O ANGELO, GORDON & CO., L.P
245 PARK AVENUE, 26TH FLOOR

(Street)
NEW YORK NY 10167

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Baumgarten Joshua

(Last) (First) (Middle)
C/O ANGELO, GORDON & CO., L.P.
245 PARK AVENUE, 26TH FLOOR

(Street)
NEW YORK NY 10167

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
SCHWARTZ ADAM R

(Last) (First) (Middle)
C/O ANGELO, GORDON & CO., L.P.
245 PARK AVENUE, 26TH FLOOR

(Street)
NEW YORK NY 10167

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. These warrants were omitted from the reporting person's original Form 3. Each warrant was exercisable for one half of one share of common stock, par value $0.0001 per share, and the numbers reported reflect the underlying. Each of the reporting persons disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein and this report shall not be deemed to be an admission that any of the reporting persons is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
2. The warrants are held by AG SF Master (L), L.P., a fund for which Angelo, Gordon & Co, L.P. ("Angelo Gordon") acts as the investment manager. Josh Baumgarten and Adam Schwartz are the managing members of AG GP LLC ("AG GP"), which is the sole general partner of Angelo Gordon. Each of Messrs. Baumgarten and Schwartz, and AG GP may be deemed to control Angelo Gordon.
3. The warrants are held by AG SF (L), L.P., a fund for which Angelo Gordon acts as the investment manager. Josh Baumgarten and Adam Schwartz are the managing members of AG GP, which is the sole general partner of Angelo Gordon. Each of Messrs. Baumgarten and Schwartz, and AG GP may be deemed to control Angelo Gordon.
4. The warrants are held by AG Ofcon Ltd., a fund for which Angelo Gordon acts as the investment manager. Josh Baumgarten and Adam Schwartz are the managing members of AG GP, which is the sole general partner of Angelo Gordon. Each of Messrs. Baumgarten and Schwartz, and AG GP may be deemed to control Angelo Gordon.
5. The warrants are held by AG Oncon, LLC, a fund for which Angelo Gordon acts as the investment manager. Josh Baumgarten and Adam Schwartz are the managing members of AG GP, which is the sole general partner of Angelo Gordon. Each of Messrs. Baumgarten and Schwartz, and AG GP may be deemed to control Angelo Gordon.
Remarks:
The number of shares underlying the warrants reported herein are reported as of September 13, 2021 and without giving effect to the subsequent reverse stock split.
/s/ Christopher D. Moore, as Attorney-in-Fact for Josh Baumgarten and Adam Schwartz, Managing Members of AG GP LLC, Managing Members of Angelo, Gordon & Co., L.P. 11/17/2021
/s/ Christopher D. Moore, as Attorney-in-Fact for Josh Baumgarten and Adam Schwartz, Managing Members of AG GP LLC, Managing Members of Angelo, Gordon & Co., L.P., Manager of AG Funding, LLC 11/17/2021
/s/ Christopher D. Moore, as Attorney-in-Fact for Josh Baumgarten and Adam Schwartz, Managing Members of AG GP LLC 11/17/2021
/s/ Christopher D. Moore, as Attorney-in-Fact for Josh Baumgarten 11/17/2021
/s/ Christopher D. Moore, as Attorney-in-Fact for Adam Schwartz 11/17/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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