00013938838-K2021FYFALSE11/9/202100013938832021-11-092021-11-09
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported) November 9, 2021
(Exact Name of Registrant as Specified in Its Charter)
(State or Other Jurisdiction of Incorporation) | | | | | | | | | | | | | | | | | | | | | | | | | | |
| 001-33584 | | 20-3179218 |
| (Commission File Number) | | (IRS Employer Identification No.) |
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| 6465 South Greenwood Plaza, | Suite 400, | Centennial, | Colorado | | 80111 |
| (Address of Principal Executive Office) | | Zip Code |
(Registrant's Telephone Number, Including Area Code)
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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| Securities registered pursuant to Section 12(b) of the Act: |
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
| Common Stock, par value $0.01 per share | DHX | New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o
ITEM 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
On November 9, 2021, Christian Dwyer, Chief Product Officer of DHI Group, Inc. (the "Company") and the Company mutually agreed that Mr. Dwyer would step down from his position as Chief Product Officer effective November 9, 2021. Paul Farnsworth, Chief Technology Officer, will oversee both the technology and product organizations of the Company effective immediately.
The Company and Mr. Dwyer will enter into a Separation Agreement and General Release pursuant to which (i) Mr. Dwyer will receive continued payment of his base salary for twelve months, (ii) will receive accelerated vesting of certain unvested restricted and performance stock, and (iii) will continue to serve in an advisory capacity to the Company through January 2, 2022 to assist with the transition.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. | | | | | | | | | | | | | | |
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| | DHI GROUP, INC. | | |
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| Date: | November 16, 2021 | By: /S/ Brian P. Campbell | | |
| | Name: Brian P. Campbell | | |
| | Title: Chief Legal Officer | | |
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