The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AerSale Corp. | COM | 00810F106 | 10,130 | 595,881 | SH | DFND | 290,700 | 305,181 | 0 | ||
| AerSale Corp. WTS Exp 12/22/25 | WT | 00810F114 | 800 | 130,000 | SH | DFND | 130,000 | 0 | 0 | ||
| Asure Software Inc. | COM | 04649U102 | 19,685 | 2,184,810 | SH | DFND | 592,538 | 1,592,272 | 0 | ||
| Air Transport Services Group, Inc. | COM | 00922R105 | 19,691 | 762,907 | SH | DFND | 175,814 | 587,093 | 0 | ||
| Barrett Business Services | COM | 068463108 | 15,831 | 207,590 | SH | DFND | 60,385 | 147,205 | 0 | ||
| First Busey Corp. | COM | 319383204 | 13,205 | 536,118 | SH | DFND | 144,834 | 391,284 | 0 | ||
| Celanese Corp. | COM | 150870103 | 7,158 | 47,519 | SH | DFND | 5,410 | 42,109 | 0 | ||
| CapStar Financial Holdings, Inc. | COM | 14070T102 | 8,491 | 399,756 | SH | DFND | 113,534 | 286,222 | 0 | ||
| Eastern Bankshares, Inc. | COM | 27627N105 | 13,346 | 657,460 | SH | DFND | 171,550 | 485,910 | 0 | ||
| Meridian Bancorp, Inc. | COM | 58958U103 | 2,652 | 127,750 | SH | DFND | 9,000 | 118,750 | 0 | ||
| ECN Capital Corporation | COM | 26829L107 | 47,308 | 5,700,193 | SH | DFND | 1,593,075 | 4,107,118 | 0 | ||
| Everi Holdings, Inc. | COM | 30034T103 | 26,697 | 1,104,096 | SH | DFND | 292,896 | 811,200 | 0 | ||
| FireEye, Inc. | COM | 562662106 | 623 | 35,000 | SH | DFND | 35,000 | 0 | 0 | ||
| First Northwest Bancorp | COM | 335834107 | 13,245 | 754,244 | SH | DFND | 201,323 | 552,921 | 0 | ||
| Fiesta Restaurant Group, Inc. | COM | 31660B101 | 12,886 | 1,175,717 | SH | DFND | 330,593 | 845,124 | 0 | ||
| Information Services Group | COM | 45675Y104 | 29,232 | 4,071,323 | SH | DFND | 1,050,963 | 3,020,360 | 0 | ||
| Imax Corporation | COM | 45245E109 | 20,853 | 1,098,667 | SH | DFND | 286,665 | 812,002 | 0 | ||
| Jefferies Financial Group Inc. | COM | 47233W109 | 29,170 | 785,625 | SH | DFND | 225,495 | 560,130 | 0 | ||
| KKR Acquisition Holdings I Corp. Cl A | COM | 48253T109 | 9,548 | 979,265 | SH | DFND | 78,700 | 900,565 | 0 | ||
| KKR Acquis. Hldgs I Corp. WTS Exp 12/31/27 | WT | 48253T117 | 335 | 348,671 | SH | DFND | 100,050 | 248,621 | 0 | ||
| KKR & Co. Inc. Cl A | COM | 48251W104 | 43,299 | 711,222 | SH | DFND | 178,390 | 532,832 | 0 | ||
| Lakeland Industries Inc. | COM | 511795106 | 10,154 | 483,516 | SH | DFND | 126,720 | 356,796 | 0 | ||
| Lantheus Holdings Inc. | COM | 516544103 | 23,666 | 921,573 | SH | DFND | 232,180 | 689,393 | 0 | ||
| Motorcar Parts of America, Inc. | COM | 620071100 | 20,593 | 1,056,076 | SH | DFND | 284,303 | 771,773 | 0 | ||
| Perion Network Ltd. | COM | M78673114 | 26,214 | 1,512,652 | SH | DFND | 479,952 | 1,032,700 | 0 | ||
| PowerFleet, Inc. | COM | 73931J109 | 8,756 | 1,306,796 | SH | DFND | 682,329 | 624,467 | 0 | ||
| QuinStreet, Inc. | COM | 74874Q100 | 47,026 | 2,678,024 | SH | DFND | 921,432 | 1,756,592 | 0 | ||
| Raymond James Financial, Inc. | COM | 754730109 | 11,377 | 123,290 | SH | DFND | 6,337 | 116,953 | 0 | ||
| iShares Silver Trust | COM | 46428Q109 | 410 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
| SmartFinancial Inc. | COM | 83190L208 | 13,605 | 526,313 | SH | DFND | 151,231 | 375,082 | 0 | ||
| StoneX Group Inc. | COM | 861896108 | 25,290 | 383,767 | SH | DFND | 103,555 | 280,212 | 0 | ||
| Synovus Financial Corp. | COM | 87161C501 | 13,339 | 303,929 | SH | DFND | 77,570 | 226,359 | 0 | ||
| Stoneridge, Inc. | COM | 86183P102 | 7,495 | 367,563 | SH | DFND | 93,065 | 274,498 | 0 | ||
| Community Financial Corporation | COM | 20368X101 | 1,252 | 33,968 | SH | DFND | 58 | 33,910 | 0 | ||
| Target Hospitality Corp. | COM | 87615L107 | 18,294 | 4,904,513 | SH | DFND | 1,382,806 | 3,521,707 | 0 | ||
| Tastemaker Acquisition Corp. | COM | 876545104 | 296 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
| Tronox Holdings PLC | COM | G9087Q102 | 28,081 | 1,139,204 | SH | DFND | 308,810 | 830,394 | 0 | ||
| Visteon Corp. | COM | 92839U206 | 13,368 | 141,628 | SH | DFND | 39,054 | 102,574 | 0 | ||
| Verint Systems Inc. | COM | 92343X100 | 11,516 | 257,117 | SH | DFND | 70,920 | 186,197 | 0 | ||
| BP p.l.c. Sponsored ADR | COM | 055622104 | 492 | 18,000 | SH | Call | DFND | 18,000 | 0 | 0 | |
| Carnival Corporation | COM | 143658300 | 1,463 | 58,500 | SH | Call | DFND | 58,500 | 0 | 0 | |
| Cognyte Software Ltd. | COM | M25133105 | 1,130 | 55,000 | SH | Call | DFND | 55,000 | 0 | 0 | |
| Mandiant, Inc. | COM | 562662106 | 926 | 52,000 | SH | Call | DFND | 52,000 | 0 | 0 | |
| Fiserv, Inc. | COM | 337738108 | 2,604 | 24,000 | SH | Call | DFND | 24,000 | 0 | 0 | |
| 3M Company | COM | 88579Y101 | 2,193 | 12,500 | SH | Call | DFND | 12,500 | 0 | 0 | |
| Occidental Petroleum Corporation | COM | 674599105 | 887 | 30,000 | SH | Call | DFND | 30,000 | 0 | 0 | |
| Perion Network Ltd | COM | M78673114 | 113 | 6,500 | SH | Call | DFND | 6,500 | 0 | 0 | |
| PetIQ, Inc. Class A | COM | 71639T106 | 1,249 | 50,000 | SH | Call | DFND | 50,000 | 0 | 0 | |
| Pinterest, Inc. Class A | COM | 72352L106 | 2,140 | 42,000 | SH | Call | DFND | 42,000 | 0 | 0 | |
| Palantir Technologies Inc. Class A | COM | 69608A108 | 2,885 | 120,000 | SH | Call | DFND | 120,000 | 0 | 0 | |
| Phillips 66 | COM | 718546104 | 280 | 4,000 | SH | Call | DFND | 4,000 | 0 | 0 | |
| PowerFleet, Inc. | COM | 73931J109 | 134 | 20,000 | SH | Call | DFND | 20,000 | 0 | 0 | |
| Qualcomm Inc | COM | 747525103 | 2,580 | 20,000 | SH | Call | DFND | 20,000 | 0 | 0 | |
| Restaurant Brands International Inc | COM | 76131D103 | 1,989 | 32,500 | SH | Call | DFND | 32,500 | 0 | 0 | |
| Teladoc Health, Inc. | COM | 87918A105 | 2,219 | 17,500 | SH | Call | DFND | 17,500 | 0 | 0 | |
| ProShares UltraPro QQQ | COM | 74347X831 | 2,491 | 20,000 | SH | Call | DFND | 20,000 | 0 | 0 | |
| LendingTree, Inc. | COM | 52603B107 | 811 | 5,800 | SH | Call | DFND | 5,800 | 0 | 0 | |
| ViacomCBS Inc. Class B | COM | 92556H206 | 3,378 | 85,500 | SH | Call | DFND | 85,500 | 0 | 0 | |
| Walmart Inc. | COM | 931142103 | 2,091 | 15,000 | SH | Call | DFND | 15,000 | 0 | 0 | |
| Alliance Data Systems Corporation | COM | 018581108 | 724 | 9,000 | SH | Put | DFND | 9,000 | 0 | 0 | |
| Mandiant, Inc. | COM | 562662106 | 1,086 | 61,000 | SH | Put | DFND | 61,000 | 0 | 0 | |
| Fiserv, Inc. | COM | 337738108 | 2,604 | 24,000 | SH | Put | DFND | 24,000 | 0 | 0 | |
| 3M Company | COM | 88579Y101 | 2,193 | 12,500 | SH | Put | DFND | 12,500 | 0 | 0 | |
| Occidental Petroleum Corporation | COM | 674599105 | 887 | 30,000 | SH | Put | DFND | 30,000 | 0 | 0 | |
| PetIQ, Inc. Class A | COM | 71639T106 | 1,249 | 50,000 | SH | Put | DFND | 50,000 | 0 | 0 | |
| Pinterest, Inc. Class A | COM | 72352L106 | 815 | 16,000 | SH | Put | DFND | 16,000 | 0 | 0 | |
| Phillips 66 | COM | 718546104 | 2,556 | 36,500 | SH | Put | DFND | 36,500 | 0 | 0 | |
| Qualcomm Inc | COM | 747525103 | 2,580 | 20,000 | SH | Put | DFND | 20,000 | 0 | 0 | |
| Restaurant Brands International Inc | COM | 76131D103 | 1,989 | 32,500 | SH | Put | DFND | 32,500 | 0 | 0 | |
| iShares Silver Trust | COM | 46428Q109 | 410 | 20,000 | SH | Put | DFND | 20,000 | 0 | 0 | |
| Teladoc Health, Inc. | COM | 87918A105 | 634 | 5,000 | SH | Put | DFND | 5,000 | 0 | 0 | |
| ProShares UltraPro QQQ | COM | 74347X831 | 1,246 | 10,000 | SH | Put | DFND | 10,000 | 0 | 0 | |
| LendingTree, Inc. | COM | 52603B107 | 811 | 5,800 | SH | Put | DFND | 5,800 | 0 | 0 | |
| ViacomCBS Inc. Class B | COM | 92556H206 | 1,403 | 35,500 | SH | Put | DFND | 35,500 | 0 | 0 | |
| Walmart Inc. | COM | 931142103 | 2,091 | 15,000 | SH | Put | DFND | 15,000 | 0 | 0 | |