The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 8,387 | 77,750 | SH | SOLE | 77,750 | 0 | 0 | ||
ABERDEEN TOTAL DYNAMIC DIVD | COM SH BEN INT | 00326L100 | 2,523 | 259,000 | SH | SOLE | 259,000 | 0 | 0 | ||
ADAMAS PHARMACEUTICALS INC | COM | 00548A106 | 687 | 140,000 | SH | SOLE | 140,000 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 4,116 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 1,556 | 136,501 | SH | SOLE | 136,501 | 0 | 0 | ||
AIR T INC | COM | 009207101 | 277 | 9,671 | SH | SOLE | 9,671 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 2,147 | 14,500 | SH | SOLE | 14,500 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 1,110 | 7,500 | SH | Call | SOLE | 7,500 | 0 | 0 | |
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 3,304 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 11,594 | 4,350 | SH | SOLE | 4,350 | 0 | 0 | ||
ALTIMMUNE INC | COM NEW | 02155H200 | 2,705 | 239,200 | SH | SOLE | 239,200 | 0 | 0 | ||
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 816 | 160,000 | SH | SOLE | 160,000 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 986 | 300 | SH | Call | SOLE | 300 | 0 | 0 | |
AMGEN INC | COM | 031162100 | 2,392 | 11,250 | SH | SOLE | 11,250 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 1,769 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
APTINYX INC | COM | 03836N103 | 267 | 114,000 | SH | SOLE | 114,000 | 0 | 0 | ||
APTIV PLC | SHS | G6095L109 | 335 | 2,250 | SH | SOLE | 2,250 | 0 | 0 | ||
ARENA PHARMACEUTICALS INC | COM NEW | 040047607 | 298 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
ARGENX SE | SPONSORED ADR | 04016X101 | 7,550 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 765 | 12,745 | SH | SOLE | 12,745 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 1,621 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
BECTON DICKINSON & CO | COM | 075887109 | 737 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
BK OF AMERICA CORP | COM | 060505104 | 6,368 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
BIOGEN INC | COM | 09062X103 | 566 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
BOULDER GROWTH & INCOME FD I | COM | 101507101 | 1,088 | 83,000 | SH | SOLE | 83,000 | 0 | 0 | ||
BOX INC | CL A | 10316T104 | 438 | 18,500 | SH | SOLE | 18,500 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 1,923 | 32,500 | SH | SOLE | 32,500 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 4,562 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
DISCOVERY INC | COM SER A | 25470F104 | 635 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
EQUILLIUM INC | COM | 29446K106 | 1,266 | 185,666 | SH | SOLE | 185,666 | 0 | 0 | ||
LILLY ELI & CO | COM | 532457108 | 2,599 | 11,250 | SH | SOLE | 11,250 | 0 | 0 | ||
LILLY ELI & CO | COM | 532457108 | 578 | 2,500 | SH | Call | SOLE | 2,500 | 0 | 0 | |
ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 | 206 | 21,500 | SH | SOLE | 21,500 | 0 | 0 | ||
FORD MTR CO DEL | COM | 345370860 | 1,876 | 132,500 | SH | SOLE | 132,500 | 0 | 0 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 325 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 4,744 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
GLOBAL X FDS | LITHIUM BTRY ETF | 37954Y855 | 779 | 9,500 | SH | SOLE | 9,500 | 0 | 0 | ||
ILLINOIS TOOL WKS INC | COM | 452308109 | 723 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
IMPEL NEUROPHARMA INC | COM | 45258K109 | 1,827 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
INCYTE CORP | COM | 45337C102 | 4,815 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
INCYTE CORP | COM | 45337C102 | 344 | 5,000 | SH | Call | SOLE | 5,000 | 0 | 0 | |
INTRA-CELLULAR THERAPIES INC | COM | 46116X101 | 14,129 | 379,000 | SH | SOLE | 379,000 | 0 | 0 | ||
ISHARES GOLD TR | ISHARES NEW | 464285204 | 3,341 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ISHARES SILVER TR | ISHARES | 46428Q109 | 1,642 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
KIRKLANDS INC | COM | 497498105 | 211 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
LENSAR INC | COM | 52634L108 | 2,140 | 279,788 | SH | SOLE | 279,788 | 0 | 0 | ||
LINEAGE CELL THERAPEUTICS IN | COM | 53566P109 | 219 | 87,000 | SH | SOLE | 87,000 | 0 | 0 | ||
MARVELL TECHNOLOGY INC | COM | 573874104 | 1,055 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
MATINAS BIOPHARMA HLDGS INC | COM | 576810105 | 201 | 154,500 | SH | SOLE | 154,500 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 12,599 | 177,500 | SH | SOLE | 177,500 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 355 | 5,000 | SH | Call | SOLE | 5,000 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 705 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
MORGAN STANLEY | COM NEW | 617446448 | 1,216 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
NEKTAR THERAPEUTICS | COM | 640268108 | 562 | 31,300 | SH | SOLE | 31,300 | 0 | 0 | ||
NOKIA CORP | SPONSORED ADR | 654902204 | 818 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 686 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
ONCOCYTE CORP | COM | 68235C107 | 43 | 12,149 | SH | SOLE | 12,149 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 3,485 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 967 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
OVID THERAPEUTICS INC | COM | 690469101 | 476 | 141,701 | SH | SOLE | 141,701 | 0 | 0 | ||
PAYSAFE LIMITED | ORD | G6964L107 | 853 | 110,000 | SH | SOLE | 110,000 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 2,796 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 1,049 | 7,500 | SH | Put | SOLE | 7,500 | 0 | 0 | |
PROSHARES TR | PSHS ULTSH 20YRS | 74347B201 | 551 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
PROTHENA CORP PLC | SHS | G72800108 | 4,274 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
QUOTIENT LTD | SHS | G73268107 | 196 | 83,937 | SH | SOLE | 83,937 | 0 | 0 | ||
REGENERON PHARMACEUTICALS | COM | 75886F107 | 9,683 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
SEAGEN INC | COM | 81181C104 | 2,292 | 13,500 | SH | SOLE | 13,500 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 6,652 | 15,500 | SH | Call | SOLE | 15,500 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 28,967 | 67,500 | SH | Put | SOLE | 67,500 | 0 | 0 | |
SPDR GOLD TR | GOLD SHS | 78463V107 | 3,695 | 22,500 | SH | SOLE | 22,500 | 0 | 0 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 2,628 | 16,000 | SH | Call | SOLE | 16,000 | 0 | 0 | |
TURNING PT BRANDS INC | COM | 90041L105 | 4,823 | 101,000 | SH | SOLE | 101,000 | 0 | 0 | ||
VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 | 5,157 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
VANECK ETF TRUST | JUNIOR GOLD MINE | 92189F791 | 1,534 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 5,401 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
VIACOMCBS INC | CL B | 92556H206 | 494 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
VIR BIOTECHNOLOGY INC | COM | 92764N102 | 1,219 | 28,000 | SH | SOLE | 28,000 | 0 | 0 | ||
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 235 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
VELO3D INC | *W EXP 12/01/202 | 92259N112 | 72 | 42,000 | SH | SOLE | 42,000 | 0 | 0 | ||
XENCOR INC | COM | 98401F105 | 7,512 | 230,000 | SH | SOLE | 230,000 | 0 | 0 |