UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
Amendment No. 1
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
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Item 1.01 Entry into a Material Definitive Agreement
Background
On July 29, 2021, we filed a Form 8-K reporting that on July 27, 2021 we entered into a Common Stock Purchase Agreement (“CSPA”) with Triton Funds, LP, a Delaware limited partnership (“Triton”), giving us the option to sell up to $1,000,000 worth of our common stock to Triton, in increments, pursuant to Purchase Notices that we issue to Triton and filing an S-1 Registration Statement, which S-1 the SEC declared effective on August 13, 2021.
No Further Purchase Notices
On October 20, 2021, our Board of Directors determined not to deliver any Purchase Notices to Triton setting forth the Purchase Notice Shares, which we would have otherwise required Triton to purchase.
Item 9.01 Financial Statements and Exhibits.
Exhibit | Description |
10.1 | Common Stock Purchase Agreement dated July 27, 2021 (previously filed as Exhibit 10.1 on Form 8-K on July 29, 2021) |
104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: October 21, 2021
The 4 Less Group Inc.
By: /s/ Timothy Armes
Timothy Armes
Chief Executive Officer
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