The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ABBOTT LABS COM 002824100 295 2,545 SH   SOLE   2,545 0 0
ABBVIE INC COM 00287Y109 470 4,172 SH   SOLE   4,172 0 0
ABERDEEN EMRG MRKTS EQT INM COM 00301W105 0 6 SH   SOLE   6 0 0
ADOBE SYSTEMS INCORPORATED COM 00724F101 570 974 SH   SOLE   974 0 0
AFFILIATED MANAGERS GROUP IN COM 008252108 10 62 SH   SOLE   62 0 0
AGNICO EAGLE MINES LTD COM 008474108 60 1,000 SH   SOLE   1,000 0 0
AGREE RLTY CORP COM 008492100 78 1,100 SH   SOLE   1,100 0 0
ALCOA CORP COM 013872106 7 189 SH   SOLE   189 0 0
ALEXANDRIA REAL ESTATE EQ IN COM 015271109 35 190 SH   SOLE   190 0 0
ALLIANT ENERGY CORP COM 018802108 40 710 SH   SOLE   710 0 0
ALLSTATE CORP COM 020002101 17 130 SH   SOLE   130 0 0
ALPHABET INC CAP STK CL A 02079K305 2,298 941 SH   SOLE   941 0 0
ALPHABET INC CAP STK CL C 02079K107 4,108 1,639 SH   SOLE   1,639 0 0
ALTRIA GROUP INC COM 02209S103 160 3,358 SH   SOLE   3,358 0 0
AMAZON COM INC COM 023135106 4,015 1,167 SH   SOLE   1,167 0 0
AMER STATES WTR CO COM 029899101 99 1,250 SH   SOLE   1,250 0 0
AMERICAN AIRLS GROUP INC COM 02376R102 21 1,000 SH   SOLE   1,000 0 0
AMERICAN ELEC PWR CO INC COM 025537101 401 4,743 SH   SOLE   4,743 0 0
AMERICAN TOWER CORP NEW COM 03027X100 27 100 SH   SOLE   100 0 0
AMERICAN WTR WKS CO INC NEW COM 030420103 14 89 SH   SOLE   89 0 0
AMERIPRISE FINL INC COM 03076C106 62 250 SH   SOLE   250 0 0
AMGEN INC COM 031162100 239 981 SH   SOLE   981 0 0
ANALOG DEVICES INC COM 032654105 293 1,700 SH   SOLE   1,700 0 0
APA CORPORATION COM 03743Q108 5 231 SH   SOLE   231 0 0
APPHARVEST INC COM 03783T103 16 1,000 SH   SOLE   1,000 0 0
APPLE INC COM 037833100 9,983 72,891 SH   SOLE   72,891 0 0
APPLIED MATLS INC COM 038222105 29 203 SH   SOLE   203 0 0
APTOSE BIOSCIENCES INC COM NEW 03835T200 5 1,486 SH   SOLE   1,486 0 0
ARBOR REALTY TRUST INC COM 038923108 335 18,800 SH   SOLE   18,800 0 0
ARCONIC CORPORATION COM 03966V107 2 59 SH   SOLE   59 0 0
ARTISAN PARTNERS ASSET MGMT CL A 04316A108 7 137 SH   SOLE   137 0 0
ASANA INC CL A 04342Y104 186 3,000 SH   SOLE   3,000 0 0
ASTRAZENECA PLC SPONSORED ADR 046353108 15 250 SH   SOLE   250 0 0
AT&T INC COM 00206R102 1,036 35,994 SH   SOLE   35,994 0 0
AURORA CANNABIS INC COM 05156X884 1 129 SH   SOLE   129 0 0
AUTODESK INC COM 052769106 58 200 SH   SOLE   200 0 0
AUTOMATIC DATA PROCESSING IN COM 053015103 229 1,155 SH   SOLE   1,155 0 0
BANK NEW YORK MELLON CORP COM 064058100 67 1,300 SH   SOLE   1,300 0 0
BARCLAYS BANK PLC IPTH SR B S&P 06747R477 416 14,110 SH   SOLE   14,110 0 0
BARRICK GOLD CORP COM 067901108 62 3,000 SH   SOLE   3,000 0 0
BECTON DICKINSON & CO COM 075887109 49 200 SH   SOLE   200 0 0
BELLUS HEALTH INC NEW COM NEW 07987C204 0 134 SH   SOLE   134 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 118 425 SH   SOLE   425 0 0
BIOGEN INC COM 09062X103 47 136 SH   SOLE   136 0 0
BK OF AMERICA CORP COM 060505104 4,486 108,804 SH   SOLE   108,804 0 0
BLACKBERRY LTD COM 09228F103 6 500 SH   SOLE   500 0 0
BLACKROCK INC COM 09247X101 44 50 SH   SOLE   50 0 0
BLACKSTONE GROUP INC COM 09260D107 23 240 SH   SOLE   240 0 0
BOEING CO COM 097023105 1,094 4,567 SH   SOLE   4,567 0 0
BRISTOL-MYERS SQUIBB CO COM 110122108 465 6,959 SH   SOLE   6,959 0 0
BROADCOM INC COM 11135F101 71 149 SH   SOLE   149 0 0
BROADRIDGE FINL SOLUTIONS IN COM 11133T103 30 186 SH   SOLE   186 0 0
BROWN & BROWN INC COM 115236101 47 893 SH   SOLE   893 0 0
C H ROBINSON WORLDWIDE INC COM NEW 12541W209 5 50 SH   SOLE   50 0 0
C3 AI INC CL A 12468P104 31 500 SH   SOLE   500 0 0
CAMPBELL SOUP CO COM 134429109 12 268 SH   SOLE   268 0 0
CANADIAN NAT RES LTD COM 136385101 15 400 SH   SOLE   400 0 0
CANOPY GROWTH CORP COM 138035100 55 2,283 SH   SOLE   2,283 0 0
CAPITAL ONE FINL CORP COM 14040H105 17 109 SH   SOLE   109 0 0
CARNIVAL CORP UNIT 99/99/9999 143658300 5 200 SH   SOLE   200 0 0
CARRIER GLOBAL CORPORATION COM 14448C104 114 2,350 SH   SOLE   2,350 0 0
CASPER SLEEP INC COM 147626105 33 4,000 SH   SOLE   4,000 0 0
CATALYST PHARMACEUTICALS INC COM 14888U101 1,966 341,964 SH   SOLE   341,964 0 0
CATERPILLAR INC COM 149123101 1,247 5,730 SH   SOLE   5,730 0 0
CDK GLOBAL INC COM 12508E101 7 133 SH   SOLE   133 0 0
CENOVUS ENERGY INC COM 15135U109 13 1,400 SH   SOLE   1,400 0 0
CENTERPOINT ENERGY INC COM 15189T107 27 1,090 SH   SOLE   1,090 0 0
CHANGE HEALTHCARE INC COM 15912K100 6 275 SH   SOLE   275 0 0
CHEMOURS CO COM 163851108 40 1,160 SH   SOLE   1,160 0 0
CHERRY HILL MTG INVT CORP COM 164651101 725 73,500 SH   SOLE   73,500 0 0
CHEVRON CORP NEW COM 166764100 1,893 18,075 SH   SOLE   18,075 0 0
CHIMERA INVT CORP COM NEW 16934Q208 543 36,050 SH   SOLE   36,050 0 0
CHIPOTLE MEXICAN GRILL INC COM 169656105 2,146 1,384 SH   SOLE   1,384 0 0
CHUBB LIMITED COM H1467J104 44 275 SH   SOLE   275 0 0
CIGNA CORP NEW COM 125523100 22 92 SH   SOLE   92 0 0
CISCO SYS INC COM 17275R102 341 6,437 SH   SOLE   6,437 0 0
CITIGROUP INC COM NEW 172967424 258 3,650 SH   SOLE   3,650 0 0
CLOROX CO DEL COM 189054109 126 700 SH   SOLE   700 0 0
CME GROUP INC COM 12572Q105 43 200 SH   SOLE   200 0 0
COCA COLA CO COM 191216100 2,615 48,332 SH   SOLE   48,332 0 0
COHEN & STEERS QUALITY INCOM COM 19247L106 84 5,321 SH   SOLE   5,321 0 0
COLGATE PALMOLIVE CO COM 194162103 309 3,803 SH   SOLE   3,803 0 0
COMCAST CORP NEW CL A 20030N101 93 1,630 SH   SOLE   1,630 0 0
CONSOLIDATED EDISON INC COM 209115104 43 600 SH   SOLE   600 0 0
CORENERGY INFRASTRUCTURE TR COM NEW 21870U502 5 800 SH   SOLE   800 0 0
CORNING INC COM 219350105 57 1,385 SH   SOLE   1,385 0 0
CORTEVA INC COM 22052L104 32 726 SH   SOLE   726 0 0
COSTCO WHSL CORP NEW COM 22160K105 70 177 SH   SOLE   177 0 0
CROWN CASTLE INTL CORP NEW COM 22822V101 20 100 SH   SOLE   100 0 0
CSX CORP COM 126408103 467 14,550 SH   SOLE   14,550 0 0
CULLEN FROST BANKERS INC COM 229899109 90 800 SH   SOLE   800 0 0
CVR PARTNERS LP COM 126633205 39 634 SH   SOLE   634 0 0
CVS HEALTH CORP COM 126650100 80 964 SH   SOLE   964 0 0
DARDEN RESTAURANTS INC COM 237194105 16 110 SH   SOLE   110 0 0
DEERE & CO COM 244199105 1,199 3,400 SH   SOLE   3,400 0 0
DELL TECHNOLOGIES INC CL C 24703L202 30 301 SH   SOLE   301 0 0
DELTA AIR LINES INC DEL COM NEW 247361702 85 1,970 SH   SOLE   1,970 0 0
DEVON ENERGY CORP NEW COM 25179M103 19 650 SH   SOLE   650 0 0
DIAMEDICA THERAPEUTICS INC COM NEW 25253X207 2 542 SH   SOLE   542 0 0
DIGITAL RLTY TR INC COM 253868103 24 160 SH   SOLE   160 0 0
DISCOVERY INC COM SER A 25470F104 18 580 SH   SOLE   580 0 0
DISCOVERY INC COM SER C 25470F302 50 1,740 SH   SOLE   1,740 0 0
DISNEY WALT CO COM 254687106 1,345 7,651 SH   SOLE   7,651 0 0
DOCUSIGN INC COM 256163106 56 200 SH   SOLE   200 0 0
DOMINION ENERGY INC COM 25746U109 35 480 SH   SOLE   480 0 0
DOW INC COM 260557103 239 3,784 SH   SOLE   3,784 0 0
DRAFTKINGS INC COM CL A 26142R104 1,186 22,730 SH   SOLE   22,730 0 0
DUKE ENERGY CORP NEW COM NEW 26441C204 1,066 10,802 SH   SOLE   10,802 0 0
DUPONT DE NEMOURS INC COM 26614N102 288 3,718 SH   SOLE   3,718 0 0
DYNAVAX TECHNOLOGIES CORP COM NEW 268158201 211 21,425 SH   SOLE   21,425 0 0
EASTMAN CHEM CO COM 277432100 10 89 SH   SOLE   89 0 0
EATON CORP PLC SHS G29183103 92 624 SH   SOLE   624 0 0
ECOLAB INC COM 278865100 19 90 SH   SOLE   90 0 0
ELLINGTON RESIDENTIAL MTG RE COM SHS BEN INT 288578107 1,341 113,970 SH   SOLE   113,970 0 0
EMERSON ELEC CO COM 291011104 245 2,548 SH   SOLE   2,548 0 0
ENBRIDGE INC COM 29250N105 60 1,507 SH   SOLE   1,507 0 0
ENTERPRISE PRODS PARTNERS L COM 293792107 48 2,000 SH   SOLE   2,000 0 0
EOG RES INC COM 26875P101 8 90 SH   SOLE   90 0 0
ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 47 2,300 SH   SOLE   2,300 0 0
EVERGY INC COM 30034W106 6 100 SH   SOLE   100 0 0
EXELON CORP COM 30161N101 80 1,800 SH   SOLE   1,800 0 0
EXXON MOBIL CORP COM 30231G102 355 5,620 SH   SOLE   5,620 0 0
FACEBOOK INC CL A 30303M102 96 275 SH   SOLE   275 0 0
FASTENAL CO COM 311900104 10 188 SH   SOLE   188 0 0
FEDEX CORP COM 31428X106 527 1,765 SH   SOLE   1,765 0 0
FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 140 5,725 SH   SOLE   5,725 0 0
FLY LEASING LTD SPONSORED ADR 34407D109 0 5 SH   SOLE   5 0 0
FORD MTR CO DEL COM 345370860 405 27,275 SH   SOLE   27,275 0 0
FORTUNE BRANDS HOME & SEC IN COM 34964C106 20 200 SH   SOLE   200 0 0
FOUR CORNERS PPTY TR INC COM 35086T109 7 259 SH   SOLE   259 0 0
FREEPORT-MCMORAN INC CL B 35671D857 668 18,001 SH   SOLE   18,001 0 0
GALLAGHER ARTHUR J & CO COM 363576109 103 735 SH   SOLE   735 0 0
GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 2 502 SH   SOLE   502 0 0
GCP APPLIED TECHNOLOGIES INC COM 36164Y101 28 1,214 SH   SOLE   1,214 0 0
GENERAL DYNAMICS CORP COM 369550108 38 200 SH   SOLE   200 0 0
GENERAL ELECTRIC CO COM 369604103 65 4,840 SH   SOLE   4,840 0 0
GENERAL MLS INC COM 370334104 9 150 SH   SOLE   150 0 0
GENERAL MTRS CO COM 37045V100 364 6,148 SH   SOLE   6,148 0 0
GILEAD SCIENCES INC COM 375558103 642 9,325 SH   SOLE   9,325 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 572 1,507 SH   SOLE   1,507 0 0
GRACE W R & CO DEL NEW COM 38388F108 84 1,214 SH   SOLE   1,214 0 0
GRANITE PT MTG TR INC COM STK 38741L107 13 872 SH   SOLE   872 0 0
HALLIBURTON CO COM 406216101 2 100 SH   SOLE   100 0 0
HEICO CORP NEW COM 422806109 28 200 SH   SOLE   200 0 0
HEWLETT PACKARD ENTERPRISE C COM 42824C109 1 50 SH   SOLE   50 0 0
HEXO CORP COM NEW 428304307 2 300 SH   SOLE   300 0 0
HILLENBRAND INC COM 431571108 7 150 SH   SOLE   150 0 0
HOLLYFRONTIER CORP COM 436106108 3 102 SH   SOLE   102 0 0
HOME DEPOT INC COM 437076102 5,250 16,464 SH   SOLE   16,464 0 0
HONEYWELL INTL INC COM 438516106 117 534 SH   SOLE   534 0 0
HOWMET AEROSPACE INC COM 443201108 8 236 SH   SOLE   236 0 0
HP INC COM 40434L105 158 5,250 SH   SOLE   5,250 0 0
HUNTINGTON BANCSHARES INC COM 446150104 88 6,173 SH   SOLE   6,173 0 0
IAA INC COM 449253103 16 297 SH   SOLE   297 0 0
II-VI INC COM 902104108 15 200 SH   SOLE   200 0 0
ILLINOIS TOOL WKS INC COM 452308109 335 1,497 SH   SOLE   1,497 0 0
INGERSOLL RAND INC COM 45687V106 5 97 SH   SOLE   97 0 0
INTEL CORP COM 458140100 39 700 SH   SOLE   700 0 0
INTERNATIONAL GAME TECHNOLOG SHS USD G4863A108 1 36 SH   SOLE   36 0 0
INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 7 166 SH   SOLE   166 0 0
INVESCO LTD SHS G491BT108 20 734 SH   SOLE   734 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 248 700 SH   SOLE   700 0 0
IONIS PHARMACEUTICALS INC COM 462222100 11 275 SH   SOLE   275 0 0
IRON MTN INC NEW COM 46284V101 1,069 25,260 SH   SOLE   25,260 0 0
ISHARES INC MSCI EURZONE ETF 464286608 10 200 SH   SOLE   200 0 0
ISHARES SILVER TR ISHARES 46428Q109 44 1,800 SH   SOLE   1,800 0 0
ISHARES TR CORE S&P MCP ETF 464287507 27 100 SH   SOLE   100 0 0
ISHARES TR CORE S&P500 ETF 464287200 21 50 SH   SOLE   50 0 0
ISHARES TR CORE US AGGBD ET 464287226 577 5,000 SH   SOLE   5,000 0 0
ISHARES TR EAFE GRWTH ETF 464288885 641 5,974 SH   SOLE   5,974 0 0
ISHARES TR FLTG RATE NT ETF 46429B655 51 1,000 SH   SOLE   1,000 0 0
ISHARES TR IBOXX HI YD ETF 464288513 9 100 SH   SOLE   100 0 0
ISHARES TR INTRM GOV CR ETF 464288612 289 2,500 SH   SOLE   2,500 0 0
ISHARES TR ISHARES BIOTECH 464287556 25 150 SH   SOLE   150 0 0
ISHARES TR MSCI ACWI EX US 464288240 408 7,100 SH   SOLE   7,100 0 0
ISHARES TR MSCI EAFE ETF 464287465 670 8,498 SH   SOLE   8,498 0 0
ISHARES TR MSCI EMG MKT ETF 464287234 50 900 SH   SOLE   900 0 0
ISHARES TR RUS 2000 GRW ETF 464287648 958 3,075 SH   SOLE   3,075 0 0
ISHARES TR RUS 2000 VAL ETF 464287630 804 4,851 SH   SOLE   4,851 0 0
ISHARES TR RUS MID CAP ETF 464287499 15 190 SH   SOLE   190 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 336 1,465 SH   SOLE   1,465 0 0
ISHARES TR S&P 500 GRWT ETF 464287309 2,924 40,200 SH   SOLE   40,200 0 0
ISHARES TR S&P 500 VAL ETF 464287408 2,127 14,405 SH   SOLE   14,405 0 0
ISHARES TR S&P MC 400GR ETF 464287606 948 11,712 SH   SOLE   11,712 0 0
ISHARES TR S&P MC 400VL ETF 464287705 211 2,000 SH   SOLE   2,000 0 0
ISHARES TR U.S. FINLS ETF 464287788 556 6,860 SH   SOLE   6,860 0 0
ISHARES TR U.S. REAL ES ETF 464287739 31 300 SH   SOLE   300 0 0
JAZZ PHARMACEUTICALS PLC SHS USD G50871105 94 527 SH   SOLE   527 0 0
JOHNSON & JOHNSON COM 478160104 2,127 12,911 SH   SOLE   12,911 0 0
JPMORGAN CHASE & CO COM 46625H100 3,770 24,241 SH   SOLE   24,241 0 0
KANSAS CITY SOUTHERN COM NEW 485170302 156 550 SH   SOLE   550 0 0
KIMBERLY-CLARK CORP COM 494368103 363 2,713 SH   SOLE   2,713 0 0
KINDER MORGAN INC DEL COM 49456B101 691 37,883 SH   SOLE   37,883 0 0
KLA CORP COM NEW 482480100 20 61 SH   SOLE   61 0 0
KRAFT HEINZ CO COM 500754106 15 356 SH   SOLE   356 0 0
KROGER CO COM 501044101 8 200 SH   SOLE   200 0 0
LAM RESEARCH CORP COM 512807108 133 204 SH   SOLE   204 0 0
LANDSTAR SYS INC COM 515098101 31 196 SH   SOLE   196 0 0
LEGGETT & PLATT INC COM 524660107 21 400 SH   SOLE   400 0 0
LENNAR CORP CL A 526057104 60 600 SH   SOLE   600 0 0
LIBERTY GLOBAL PLC SHS CL A G5480U104 17 622 SH   SOLE   622 0 0
LIBERTY GLOBAL PLC SHS CL C G5480U120 17 622 SH   SOLE   622 0 0
LIBERTY LATIN AMERICA LTD COM CL A G9001E102 1 108 SH   SOLE   108 0 0
LIBERTY LATIN AMERICA LTD COM CL C G9001E128 2 108 SH   SOLE   108 0 0
LILLY ELI & CO COM 532457108 225 979 SH   SOLE   979 0 0
LINDE PLC SHS G5494J103 142 490 SH   SOLE   490 0 0
LIVE OAK BANCSHARES INC COM 53803X105 47 800 SH   SOLE   800 0 0
LOCKHEED MARTIN CORP COM 539830109 792 2,092 SH   SOLE   2,092 0 0
LOWES COS INC COM 548661107 14 70 SH   SOLE   70 0 0
LPL FINL HLDGS INC COM 50212V100 54 400 SH   SOLE   400 0 0
LYFT INC CL A COM 55087P104 145 2,400 SH   SOLE   2,400 0 0
LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 22 210 SH   SOLE   210 0 0
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 196 4,000 SH   SOLE   4,000 0 0
MASTEC INC COM 576323109 1,552 14,625 SH   SOLE   14,625 0 0
MASTERCARD INCORPORATED CL A 57636Q104 2,214 6,064 SH   SOLE   6,064 0 0
MCDONALDS CORP COM 580135101 3,516 15,221 SH   SOLE   15,221 0 0
MEDTRONIC PLC SHS G5960L103 45 359 SH   SOLE   359 0 0
MERCK & CO INC COM 58933Y105 1,243 15,985 SH   SOLE   15,985 0 0
METLIFE INC COM 59156R108 82 1,365 SH   SOLE   1,365 0 0
MICROSOFT CORP COM 594918104 3,064 11,312 SH   SOLE   11,312 0 0
MONDELEZ INTL INC CL A 609207105 1,096 17,552 SH   SOLE   17,552 0 0
MORGAN STANLEY COM NEW 617446448 9 100 SH   SOLE   100 0 0
NATIONAL GRID PLC SPONSORED ADR NE 636274409 42 651 SH   SOLE   651 0 0
NATIONAL RETAIL PROPERTIES I COM 637417106 401 8,550 SH   SOLE   8,550 0 0
NETFLIX INC COM 64110L106 3,478 6,585 SH   SOLE   6,585 0 0
NEWMONT CORP COM 651639106 368 5,800 SH   SOLE   5,800 0 0
NEXTERA ENERGY INC COM 65339F101 191 2,600 SH   SOLE   2,600 0 0
NIELSEN HLDGS PLC SHS EUR G6518L108 10 388 SH   SOLE   388 0 0
NIKE INC CL B 654106103 949 6,143 SH   SOLE   6,143 0 0
NORFOLK SOUTHN CORP COM 655844108 500 1,885 SH   SOLE   1,885 0 0
NORTHERN TR CORP COM 665859104 217 1,880 SH   SOLE   1,880 0 0
NORTHROP GRUMMAN CORP COM 666807102 14 38 SH   SOLE   38 0 0
NOV INC COM 62955J103 2 160 SH   SOLE   160 0 0
NUSTAR ENERGY LP UNIT COM 67058H102 2 100 SH   SOLE   100 0 0
NVIDIA CORPORATION COM 67066G104 1,194 5,968 SH   SOLE   5,968 0 0
OCCIDENTAL PETE CORP COM 674599105 4 116 SH   SOLE   116 0 0
OLIN CORP COM PAR $1 680665205 4 82 SH   SOLE   82 0 0
ONEOK INC NEW COM 682680103 9 161 SH   SOLE   161 0 0
ORACLE CORP COM 68389X105 55 708 SH   SOLE   708 0 0
ORGANON & CO COMMON STOCK 68622V106 48 1,592 SH   SOLE   1,592 0 0
OTIS WORLDWIDE CORP COM 68902V107 96 1,175 SH   SOLE   1,175 0 0
OXFORD INDS INC COM 691497309 721 7,294 SH   SOLE   7,294 0 0
PALANTIR TECHNOLOGIES INC CL A 69608A108 66 2,500 SH   SOLE   2,500 0 0
PARKER-HANNIFIN CORP COM 701094104 46 149 SH   SOLE   149 0 0
PAYPAL HLDGS INC COM 70450Y103 1,253 4,298 SH   SOLE   4,298 0 0
PEPSICO INC COM 713448108 606 4,090 SH   SOLE   4,090 0 0
PFIZER INC COM 717081103 1,971 50,328 SH   SOLE   50,328 0 0
PHILIP MORRIS INTL INC COM 718172109 391 3,946 SH   SOLE   3,946 0 0
PHILLIPS 66 COM 718546104 236 2,752 SH   SOLE   2,752 0 0
PNC FINL SVCS GROUP INC COM 693475105 88 462 SH   SOLE   462 0 0
PORTMAN RIDGE FIN CORP COM 73688F102 1,591 668,428 SH   SOLE   668,428 0 0
PROCTER AND GAMBLE CO COM 742718109 2,864 21,226 SH   SOLE   21,226 0 0
PROSHARES TR PSHS ULDOW30 NEW 74347B276 100 10,700 SH   SOLE   10,700 0 0
PROSHARES TR PSHS ULT S&P 500 74347R107 328 2,750 SH   SOLE   2,750 0 0
PROSHARES TR PSHS ULTSH 20YRS 74347B201 134 7,102 SH   SOLE   7,102 0 0
PROSHARES TR ULTRAPRO SHT QQQ 74347G861 9 1,000 SH   SOLE   1,000 0 0
PROSHARES TR II ULTA BLMBG 2017 74347Y888 8 100 SH   SOLE   100 0 0
PROSPECT CAP CORP COM 74348T102 8 1,000 SH   SOLE   1,000 0 0
PRUDENTIAL FINL INC COM 744320102 161 1,573 SH   SOLE   1,573 0 0
PUBLIC SVC ENTERPRISE GRP IN COM 744573106 36 600 SH   SOLE   600 0 0
QUALCOMM INC COM 747525103 87 612 SH   SOLE   612 0 0
RANGE RES CORP COM 75281A109 6 350 SH   SOLE   350 0 0
RAYONIER INC COM 754907103 90 2,500 SH   SOLE   2,500 0 0
RAYTHEON TECHNOLOGIES CORP COM 75513E101 843 9,884 SH   SOLE   9,884 0 0
REDBALL ACQUISITION CORP COM CL A G7417R105 32 3,300 SH   SOLE   3,300 0 0
REGIONS FINANCIAL CORP NEW COM 7591EP100 40 2,000 SH   SOLE   2,000 0 0
REPUBLIC SVCS INC COM 760759100 1,116 10,140 SH   SOLE   10,140 0 0
RIO TINTO PLC SPONSORED ADR 767204100 117 1,400 SH   SOLE   1,400 0 0
ROBLOX CORP CL A 771049103 18 200 SH   SOLE   200 0 0
ROCKET COS INC COM CL A 77311W101 19 1,000 SH   SOLE   1,000 0 0
ROYAL CARIBBEAN GROUP COM V7780T103 9 100 SH   SOLE   100 0 0
ROYAL DUTCH SHELL PLC SPON ADR B 780259107 39 1,000 SH   SOLE   1,000 0 0
ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 46 1,140 SH   SOLE   1,140 0 0
ROYAL GOLD INC COM 780287108 103 900 SH   SOLE   900 0 0
SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 38 500 SH   SOLE   500 0 0
SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 31 392 SH   SOLE   392 0 0
SCHWAB STRATEGIC TR US SML CAP ETF 808524607 79 757 SH   SOLE   757 0 0
SELECT SECTOR SPDR TR FINANCIAL 81369Y605 156 4,250 SH   SOLE   4,250 0 0
SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 59 400 SH   SOLE   400 0 0
SERVICE CORP INTL COM 817565104 70 1,312 SH   SOLE   1,312 0 0
SHOPIFY INC CL A 82509L107 2,887 1,976 SH   SOLE   1,976 0 0
SOUTHERN CO COM 842587107 498 8,231 SH   SOLE   8,231 0 0
SOUTHERN COPPER CORP COM 84265V105 220 3,414 SH   SOLE   3,414 0 0
SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 360 1,045 SH   SOLE   1,045 0 0
SPDR GOLD TR GOLD SHS 78463V107 914 5,520 SH   SOLE   5,520 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 330 770 SH   SOLE   770 0 0
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 98 200 SH   SOLE   200 0 0
SPDR SER TR FTSE INT GVT ETF 78464A490 0 3 SH   SOLE   3 0 0
SPOTIFY TECHNOLOGY S A SHS L8681T102 329 1,195 SH   SOLE   1,195 0 0
SPROTT PHYSICAL GOLD TR UNIT 85207H104 14 1,000 SH   SOLE   1,000 0 0
SQUARE INC CL A 852234103 1,720 7,055 SH   SOLE   7,055 0 0
STARWOOD PPTY TR INC COM 85571B105 582 22,250 SH   SOLE   22,250 0 0
STELLUS CAP INVT CORP COM 858568108 1,438 114,199 SH   SOLE   114,199 0 0
STERICYCLE INC COM 858912108 74 1,030 SH   SOLE   1,030 0 0
SUNCOR ENERGY INC NEW COM 867224107 7 300 SH   SOLE   300 0 0
TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 97 550 SH   SOLE   550 0 0
TARGET CORP COM 87612E106 232 960 SH   SOLE   960 0 0
TELADOC HEALTH INC COM 87918A105 33 200 SH   SOLE   200 0 0
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 2 200 SH   SOLE   200 0 0
TEXAS INSTRS INC COM 882508104 95 495 SH   SOLE   495 0 0
THERMO FISHER SCIENTIFIC INC COM 883556102 558 1,107 SH   SOLE   1,107 0 0
TORTOISE ENERGY INFRA CORP COM 89147L886 54 1,861 SH   SOLE   1,861 0 0
TOTALENERGIES SE SPONSORED ADS 89151E109 59 1,300 SH   SOLE   1,300 0 0
TRACTOR SUPPLY CO COM 892356106 387 2,080 SH   SOLE   2,080 0 0
TRANE TECHNOLOGIES PLC SHS G8994E103 20 110 SH   SOLE   110 0 0
TRUIST FINL CORP COM 89832Q109 140 2,531 SH   SOLE   2,531 0 0
TWITTER INC COM 90184L102 317 4,600 SH   SOLE   4,600 0 0
TWO HBRS INVT CORP COM NEW 90187B408 4 500 SH   SOLE   500 0 0
UNION PAC CORP COM 907818108 341 1,550 SH   SOLE   1,550 0 0
UNITED AIRLS HLDGS INC COM 910047109 115 2,200 SH   SOLE   2,200 0 0
UNITED STATES STL CORP NEW COM 912909108 60 2,500 SH   SOLE   2,500 0 0
UNITEDHEALTH GROUP INC COM 91324P102 457 1,140 SH   SOLE   1,140 0 0
US BANCORP DEL COM NEW 902973304 38 665 SH   SOLE   665 0 0
VALERO ENERGY CORP COM 91913Y100 208 2,665 SH   SOLE   2,665 0 0
VALLEY NATL BANCORP COM 919794107 210 15,620 SH   SOLE   15,620 0 0
VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 24 700 SH   SOLE   700 0 0
VANGUARD BD INDEX FDS INTERMED TERM 921937819 19 210 SH   SOLE   210 0 0
VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 0 1 SH   SOLE   1 0 0
VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 17 300 SH   SOLE   300 0 0
VANGUARD INDEX FDS GROWTH ETF 922908736 174 606 SH   SOLE   606 0 0
VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 685 1,740 SH   SOLE   1,740 0 0
VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 117 2,000 SH   SOLE   2,000 0 0
VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 154 2,985 SH   SOLE   2,985 0 0
VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 1,367 13,052 SH   SOLE   13,052 0 0
VANGUARD WORLD FDS ENERGY ETF 92204A306 23 300 SH   SOLE   300 0 0
VERISIGN INC COM 92343E102 7 30 SH   SOLE   30 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 2,108 37,615 SH   SOLE   37,615 0 0
VERTEX PHARMACEUTICALS INC COM 92532F100 24 121 SH   SOLE   121 0 0
VIACOMCBS INC CL B 92556H206 19 419 SH   SOLE   419 0 0
VIATRIS INC COM 92556V106 80 5,628 SH   SOLE   5,628 0 0
VISA INC COM CL A 92826C839 2,834 12,121 SH   SOLE   12,121 0 0
WABTEC COM 929740108 23 285 SH   SOLE   285 0 0
WALGREENS BOOTS ALLIANCE INC COM 931427108 173 3,280 SH   SOLE   3,280 0 0
WALMART INC COM 931142103 1,764 12,509 SH   SOLE   12,509 0 0
WASHINGTON TR BANCORP INC COM 940610108 77 1,500 SH   SOLE   1,500 0 0
WASTE MGMT INC DEL COM 94106L109 129 919 SH   SOLE   919 0 0
WATERS CORP COM 941848103 6 18 SH   SOLE   18 0 0
WELLS FARGO CO NEW COM 949746101 82 1,800 SH   SOLE   1,800 0 0
WESTERN UN CO COM 959802109 48 2,109 SH   SOLE   2,109 0 0
WHEATON PRECIOUS METALS CORP COM 962879102 44 1,000 SH   SOLE   1,000 0 0
WHITEHORSE FIN INC COM 96524V106 1,410 94,656 SH   SOLE   94,656 0 0
WILEY JOHN & SONS INC CL A 968223206 6 100 SH   SOLE   100 0 0
WILLIAMS COS INC COM 969457100 16 620 SH   SOLE   620 0 0
WILLIS TOWERS WATSON PLC LTD SHS G96629103 52 227 SH   SOLE   227 0 0
XPO LOGISTICS INC COM 983793100 609 4,350 SH   SOLE   4,350 0 0
YUM BRANDS INC COM 988498101 288 2,500 SH   SOLE   2,500 0 0
YUM CHINA HLDGS INC COM 98850P109 146 2,200 SH   SOLE   2,200 0 0
ZOETIS INC CL A 98978V103 178 956 SH   SOLE   956 0 0
ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 77 200 SH   SOLE   200 0 0
ZYNGA INC CL A 98986T108 32 3,000 SH   SOLE   3,000 0 0