The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACCELERON PHARMA INC | COM | 00434H108 | 3,142 | 25,035 | SH | SOLE | 25,035 | 0 | 0 | ||
| ALEXION PHARMACEUTICALS INC | COM | 015351109 | 26,451 | 143,982 | SH | SOLE | 143,982 | 0 | 0 | ||
| ALPHABET INC | CAP STK CL A | 02079K305 | 3,763 | 1,541 | SH | SOLE | 1,541 | 0 | 0 | ||
| AMERICAN NATIONAL GROUP INC | COM NEW | 02772A109 | 89 | 597 | SH | SOLE | 597 | 0 | 0 | ||
| AMERICAN NATIONAL GROUP INC | COM NEW | 02772A109 | 1,488 | 367,200 | SH | Call | SOLE | 367,200 | 0 | 0 | |
| BRIGHTSPHERE INVT GROUP INC | COM | 10948W103 | 5,300 | 226,217 | SH | SOLE | 226,217 | 0 | 0 | ||
| CINEMARK HLDGS INC | COM | 17243V102 | 1,263 | 57,534 | SH | SOLE | 57,534 | 0 | 0 | ||
| DELTA APPAREL INC | COM | 247368103 | 6,253 | 211,835 | SH | SOLE | 211,835 | 0 | 0 | ||
| EQUITY COMWLTH | COM SH BEN INT | 294628102 | 5,705 | 217,767 | SH | SOLE | 217,767 | 0 | 0 | ||
| FORUM ENERGY TECHNOLOGIES IN | COM | 34984V209 | 2,473 | 105,316 | SH | SOLE | 105,316 | 0 | 0 | ||
| FORUM ENERGY TECHNOLOGIES IN | NOTE 9.000% 8/0 | 34984VAC4 | 11,816 | 12,057,273 | PRN | SOLE | 12,057,273 | 0 | 0 | ||
| FTS INTERNATIONAL INC | COM NEW CL A | 30283W302 | 2,703 | 95,559 | SH | SOLE | 95,559 | 0 | 0 | ||
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | 927 | 337,800 | SH | Put | SOLE | 337,800 | 0 | 0 | |
| MAGNACHIP SEMICONDUCTOR CORP | COM | 55933J203 | 1,580 | 66,226 | SH | SOLE | 66,226 | 0 | 0 | ||
| MARCUS CORP DEL | COM | 566330106 | 7,027 | 331,286 | SH | SOLE | 331,286 | 0 | 0 | ||
| MARLIN BUSINESS SVCS CORP | COM | 571157106 | 16,128 | 708,623 | SH | SOLE | 708,623 | 0 | 0 | ||
| MERRIMACK PHARMACEUTICALS IN | COM NEW | 590328209 | 8,112 | 1,269,558 | SH | SOLE | 1,269,558 | 0 | 0 | ||
| NELNET INC | CL A | 64031N108 | 2,473 | 32,876 | SH | SOLE | 32,876 | 0 | 0 | ||
| NI HLDGS INC | COM | 65342T106 | 1,794 | 94,361 | SH | SOLE | 94,361 | 0 | 0 | ||
| OAKTREE SPECIALTY LENDING CO | COM | 67401P108 | 1,214 | 181,402 | SH | SOLE | 181,402 | 0 | 0 | ||
| OFS CAP CORP | COM | 67103B100 | 3,025 | 303,712 | SH | SOLE | 303,712 | 0 | 0 | ||
| OLD POINT FINL CORP | COM | 680194107 | 874 | 35,005 | SH | SOLE | 35,005 | 0 | 0 | ||
| PAE INC | COM CL A | 69290Y109 | 4,581 | 514,686 | SH | SOLE | 514,686 | 0 | 0 | ||
| PARK AEROSPACE CORP | COM | 70014A104 | 1,662 | 111,546 | SH | SOLE | 111,546 | 0 | 0 | ||
| PFSWEB INC | COM NEW | 717098206 | 6,537 | 885,770 | SH | SOLE | 885,770 | 0 | 0 | ||
| PG&E CORP | COM | 69331C108 | 1,501 | 147,546 | SH | SOLE | 147,546 | 0 | 0 | ||
| PG&E CORP | UNIT 99/99/9999 | 69331C140 | 1,527 | 15,060 | SH | SOLE | 15,060 | 0 | 0 | ||
| RMR GROUP INC | CL A | 74967R106 | 6,614 | 171,169 | SH | SOLE | 171,169 | 0 | 0 | ||
| SELECT INTERIOR CONCEPTS INC | CL A | 816120307 | 1,270 | 135,055 | SH | SOLE | 135,055 | 0 | 0 | ||
| SLACK TECHNOLOGIES INC | COM CL A | 83088V102 | 20,696 | 467,184 | SH | SOLE | 467,184 | 0 | 0 | ||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 58 | 40,000 | SH | Put | SOLE | 40,000 | 0 | 0 | |
| TILLYS INC | CL A | 886885102 | 3,036 | 189,968 | SH | SOLE | 189,968 | 0 | 0 | ||
| VECTOR GROUP LTD | COM | 92240M108 | 7,206 | 509,615 | SH | SOLE | 509,615 | 0 | 0 | ||
| WINMARK CORP | COM | 974250102 | 1,751 | 9,115 | SH | SOLE | 9,115 | 0 | 0 | ||