The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACCELERON PHARMA INC | COM | 00434H108 | 8,157 | 65,000 | SH | DFND | 1,2,3,4 | 65,000 | 0 | 0 | |
ADICET BIO INC | COM | 007002108 | 1,183 | 115,000 | SH | DFND | 1,2,3,4 | 115,000 | 0 | 0 | |
ADVANCED MICRO DEVICES INC | COM | 007903107 | 23,483 | 250,000 | SH | DFND | 1,2,3,4 | 250,000 | 0 | 0 | |
ALLIANCE DATA SYSTEMS CORP | COM | 018581108 | 14,066 | 135,000 | SH | DFND | 1,2,3,4 | 135,000 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 12,189 | 4,992 | SH | DFND | 1,2,3,4 | 4,992 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 41,454 | 12,050 | SH | DFND | 1,2,3,4 | 12,050 | 0 | 0 | |
API GROUP CORP | COM STK | 00187Y100 | 25,855 | 1,237,656 | SH | DFND | 1,2,3,4 | 1,237,656 | 0 | 0 | |
ARAMARK | COM | 03852U106 | 14,863 | 399,000 | SH | DFND | 1,2,3,4 | 399,000 | 0 | 0 | |
ATHENE HOLDING LTD | CL A | G0684D107 | 12,960 | 192,000 | SH | DFND | 1,2,3,4 | 192,000 | 0 | 0 | |
AURINIA PHARMACEUTICALS INC | COM | 05156V102 | 20,518 | 1,583,208 | SH | DFND | 1,2,3,4 | 1,583,208 | 0 | 0 | |
BAIDU INC | SPON ADR REP A | 056752108 | 17,128 | 84,000 | SH | DFND | 1,2,3,4 | 84,000 | 0 | 0 | |
BAKER HUGHES COMPANY | CL A | 05722G100 | 9,331 | 408,000 | SH | DFND | 1,2,3,4 | 408,000 | 0 | 0 | |
BEYOND AIR INC | COM | 08862L103 | 4,505 | 695,228 | SH | DFND | 1,2,3,4 | 695,228 | 0 | 0 | |
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 38,930 | 401,006 | SH | DFND | 1,2,3,4 | 401,006 | 0 | 0 | |
CALIFORNIA RES CORP | COM STOCK | 13057Q305 | 880 | 29,199 | SH | DFND | 1,2,3,4 | 29,199 | 0 | 0 | |
CARA THERAPEUTICS INC | COM | 140755109 | 6,167 | 432,178 | SH | DFND | 1,2,3,4 | 432,178 | 0 | 0 | |
CROWN HLDGS INC | COM | 228368106 | 22,211 | 217,312 | SH | DFND | 1,2,3,4 | 217,312 | 0 | 0 | |
CURIS INC | COM NEW | 231269200 | 9,920 | 1,229,220 | SH | DFND | 1,2,3,4 | 1,229,220 | 0 | 0 | |
DANAHER CORPORATION | COM | 235851102 | 11,568 | 43,107 | SH | DFND | 1,2,3,4 | 43,107 | 0 | 0 | |
DARIOHEALTH CORP | COM NEW | 23725P209 | 1,388 | 65,000 | SH | DFND | 1,2,3,4 | 65,000 | 0 | 0 | |
DISNEY WALT CO | COM | 254687106 | 16,856 | 95,900 | SH | DFND | 1,2,3,4 | 95,900 | 0 | 0 | |
DUCKHORN PORTFOLIO INC | COM | 26414D106 | 2,581 | 117,000 | SH | DFND | 1,2,3,4 | 117,000 | 0 | 0 | |
EUCRATES BIOMEDICAL ACQU COR | *W EXP 10/23/202 | G3141W122 | 69 | 66,665 | SH | DFND | 1,2,3,4 | 66,665 | 0 | 0 | |
EUCRATES BIOMEDICAL ACQU COR | SHS | G3141W106 | 1,969 | 200,000 | SH | DFND | 1,2,3,4 | 200,000 | 0 | 0 | |
EXICURE INC | COM | 30205M101 | 509 | 339,395 | SH | DFND | 1,2,3,4 | 339,395 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 40,746 | 117,183 | SH | DFND | 1,2,3,4 | 117,183 | 0 | 0 | |
FIDELITY NATL INFORMATION SV | COM | 31620M106 | 11,603 | 81,900 | SH | DFND | 1,2,3,4 | 81,900 | 0 | 0 | |
FLEXION THERAPEUTICS INC | COM | 33938J106 | 7,354 | 893,580 | SH | DFND | 1,2,3,4 | 893,580 | 0 | 0 | |
GENOCEA BIOSCIENCES INC | COM NEW | 372427401 | 4,615 | 1,972,056 | SH | DFND | 1,2,3,4 | 1,972,056 | 0 | 0 | |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 7,325 | 19,300 | SH | DFND | 1,2,3,4 | 19,300 | 0 | 0 | |
GREAT ELM GROUP INC | COM NEW | 39037G109 | 2,833 | 1,259,049 | SH | DFND | 1,2,3,4 | 1,259,049 | 0 | 0 | |
GTY TECHNOLOGY HOLDINGS INC | COM | 362409104 | 8,245 | 1,159,600 | SH | DFND | 1,2,3,4 | 1,159,600 | 0 | 0 | |
INFLARX NV | COM | N44821101 | 1,188 | 400,000 | SH | DFND | 1,2,3,4 | 400,000 | 0 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 63,266 | 178,500 | SH | Put | DFND | 1,2,3,4 | 178,500 | 0 | 0 |
ISHARES TR | EXPANDED TECH | 464287515 | 19,502 | 50,000 | SH | Put | DFND | 1,2,3,4 | 50,000 | 0 | 0 |
LITHIA MTRS INC | COM | 536797103 | 29,092 | 84,658 | SH | DFND | 1,2,3,4 | 84,658 | 0 | 0 | |
MAKEMYTRIP LIMITED MAURITIUS | SHS | V5633W109 | 1,503 | 50,000 | SH | Call | DFND | 1,2,3,4 | 50,000 | 0 | 0 |
MEDICUS SCIENCES ACQUISITION | *W EXP 02/12/202 | G5960S124 | 34 | 33,332 | SH | DFND | 1,2,3,4 | 33,332 | 0 | 0 | |
MEDICUS SCIENCES ACQUISITION | CL A SHS | G5960S108 | 2,895 | 300,000 | SH | DFND | 1,2,3,4 | 300,000 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 13,951 | 51,500 | SH | DFND | 1,2,3,4 | 51,500 | 0 | 0 | |
MOLECULAR TEMPLATES INC | COM | 608550109 | 7,910 | 1,011,495 | SH | DFND | 1,2,3,4 | 1,011,495 | 0 | 0 | |
ON SEMICONDUCTOR CORP | COM | 682189105 | 12,181 | 318,200 | SH | DFND | 1,2,3,4 | 318,200 | 0 | 0 | |
PAGSEGURO DIGITAL LTD | COM CL A | G68707101 | 10,345 | 185,000 | SH | Put | DFND | 1,2,3,4 | 185,000 | 0 | 0 |
PAGSEGURO DIGITAL LTD | COM CL A | G68707101 | 13,421 | 240,000 | SH | DFND | 1,2,3,4 | 240,000 | 0 | 0 | |
PRAXIS PRECISION MEDICINES I | COM | 74006W108 | 4,570 | 250,000 | SH | DFND | 1,2,3,4 | 250,000 | 0 | 0 | |
PROMETHEUS BIOSCIENCES INC | COM | 74349U108 | 204 | 8,317 | SH | DFND | 1,2,3,4 | 8,317 | 0 | 0 | |
RAPT THERAPEUTICS INC | COM | 75382E109 | 6,358 | 200,000 | SH | Call | DFND | 1,2,3,4 | 200,000 | 0 | 0 |
RAPT THERAPEUTICS INC | COM | 75382E109 | 24,504 | 770,821 | SH | DFND | 1,2,3,4 | 770,821 | 0 | 0 | |
SCYNEXIS INC | COM NEW | 811292200 | 4,689 | 637,048 | SH | DFND | 1,2,3,4 | 637,048 | 0 | 0 | |
SEA LTD | SPONSORD ADS | 81141R100 | 3,158 | 11,500 | SH | Put | DFND | 1,2,3,4 | 11,500 | 0 | 0 |
SEA LTD | SPONSORD ADS | 81141R100 | 7,809 | 28,436 | SH | DFND | 1,2,3,4 | 28,436 | 0 | 0 | |
SHIFT4 PMTS INC | CL A | 82452J109 | 11,234 | 119,870 | SH | DFND | 1,2,3,4 | 119,870 | 0 | 0 | |
SIGNATURE BK NEW YORK N Y | COM | 82669G104 | 12,639 | 51,450 | SH | DFND | 1,2,3,4 | 51,450 | 0 | 0 | |
SOARING EAGLE ACQUISITION CO | CL A SHS | G8354H126 | 4,023 | 403,900 | SH | DFND | 1,2,3,4 | 403,900 | 0 | 0 | |
SOL GEL TECHNOLOGIES | SHS | M8694L103 | 10,310 | 832,800 | SH | DFND | 1,2,3,4 | 832,800 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 74,911 | 175,000 | SH | Put | DFND | 1,2,3,4 | 175,000 | 0 | 0 |
SPDR SER TR | S&P BIOTECH | 78464A870 | 22,612 | 167,000 | SH | Put | DFND | 1,2,3,4 | 167,000 | 0 | 0 |
SPDR SER TR | S&P OILGAS EXP | 78468R556 | 15,441 | 159,700 | SH | DFND | 1,2,3,4 | 159,700 | 0 | 0 | |
TECK RESOURCES LTD | CL B | 878742204 | 16,946 | 735,500 | SH | DFND | 1,2,3,4 | 735,500 | 0 | 0 | |
TRANSDIGM GROUP INC | COM | 893641100 | 8,318 | 12,850 | SH | DFND | 1,2,3,4 | 12,850 | 0 | 0 | |
TRILOGY METALS INC NEW | COM | 89621C105 | 4,200 | 1,673,461 | SH | DFND | 1,2,3,4 | 1,673,461 | 0 | 0 | |
TWILIO INC | CL A | 90138F102 | 8,358 | 21,205 | SH | DFND | 1,2,3,4 | 21,205 | 0 | 0 | |
UNIQURE NV | SHS | N90064101 | 6,160 | 200,000 | SH | Call | DFND | 1,2,3,4 | 200,000 | 0 | 0 |
VERTIV HOLDINGS CO | COM CL A | 92537N108 | 18,270 | 669,222 | SH | DFND | 1,2,3,4 | 669,222 | 0 | 0 | |
VINCERX PHARMA INC | COM NEW | 92731L106 | 2,642 | 203,418 | SH | DFND | 1,2,3,4 | 203,418 | 0 | 0 | |
WILLSCOT MOBIL MINI HLDNG CO | COM CL A | 971378104 | 9,773 | 350,670 | SH | DFND | 1,2,3,4 | 350,670 | 0 | 0 | |
WNS HLDGS LTD | SPON ADR | 92932M101 | 4,153 | 52,000 | SH | DFND | 1,2,3,4 | 52,000 | 0 | 0 | |
WORKDAY INC | CL A | 98138H101 | 5,014 | 21,000 | SH | DFND | 1,2,3,4 | 21,000 | 0 | 0 |