The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 51JOB INC | SPONSORED ADS | 316827104 | 14,119 | 181,552 | SH | DFND | 181,552 | 0 | 0 | ||
| ACADIA PHARMACEUTICALS INC | COM | 004225108 | 478 | 19,613 | SH | DFND | 19,613 | 0 | 0 | ||
| ACCELERON PHARMA INC | COM | 00434H108 | 12,724 | 101,396 | SH | DFND | 101,396 | 0 | 0 | ||
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 13,074 | 57,651 | SH | DFND | 57,651 | 0 | 0 | ||
| ALLOT LTD | SHS | M0854Q105 | 10,999 | 554,642 | SH | DFND | 0 | 554,642 | 0 | ||
| ANTERIX INC | COM | 03676C100 | 21,401 | 356,738 | SH | DFND | 356,738 | 0 | 0 | ||
| APPHARVEST INC | *W EXP 01/30/202 | 03783T111 | 945 | 157,336 | SH | DFND | 157,336 | 0 | 0 | ||
| ARGENX SE | SPONSORED ADR | 04016X101 | 9,784 | 32,498 | SH | DFND | 32,498 | 0 | 0 | ||
| BAIDU INC | SPON ADR REP A | 056752108 | 2,121 | 10,400 | SH | DFND | 10,400 | 0 | 0 | ||
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 13,325 | 47,946 | SH | DFND | 47,946 | 0 | 0 | ||
| BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 370 | 4,429 | SH | DFND | 4,429 | 0 | 0 | ||
| CAL MAINE FOODS INC | COM NEW | 128030202 | 1,941 | 53,613 | SH | DFND | 53,613 | 0 | 0 | ||
| CLOVIS ONCOLOGY INC | NOTE 4.500% 8/0 | 189464AE0 | 15,977 | 15,000,000 | PRN | DFND | 15,000,000 | 0 | 0 | ||
| EAGLE BULK SHIPPING INC | NOTE 5.000% 8/0 | 269442AB5 | 6,763 | 4,850,000 | PRN | DFND | 4,850,000 | 0 | 0 | ||
| EURONAV NV | SHS | B38564108 | 14,619 | 1,568,517 | SH | DFND | 1,568,517 | 0 | 0 | ||
| FACEBOOK INC | CL A | 30303M102 | 5,778 | 16,617 | SH | DFND | 16,617 | 0 | 0 | ||
| GDS HLDGS LTD | NOTE 2.000% 6/0 | 36165LAB4 | 18,852 | 11,500,000 | PRN | DFND | 11,500,000 | 0 | 0 | ||
| GOLAR LNG LTD | NOTE 2.750% 2/1 | 38046YAB7 | 2,493 | 2,500,000 | PRN | DFND | 2,500,000 | 0 | 0 | ||
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | 13,564 | 35,739 | SH | DFND | 35,739 | 0 | 0 | ||
| GRAY TELEVISION INC | COM | 389375106 | 6,820 | 291,452 | SH | DFND | 291,452 | 0 | 0 | ||
| GRINDROD SHIPPING HOLDINGS L | SHS | Y28895103 | 11,872 | 1,210,211 | SH | DFND | 1,210,211 | 0 | 0 | ||
| HOME DEPOT INC | COM | 437076102 | 9,511 | 29,826 | SH | DFND | 29,826 | 0 | 0 | ||
| ILLUMINA INC | COM | 452327109 | 4,270 | 9,023 | SH | DFND | 9,023 | 0 | 0 | ||
| ILLUMINA INC | COM | 452327109 | 37,999 | 80,300 | SH | Call | DFND | 80,300 | 0 | 0 | |
| IMMUNOGEN INC | COM | 45253H101 | 9,067 | 1,375,900 | SH | DFND | 1,375,900 | 0 | 0 | ||
| INSTIL BIO INC | COM | 45783C101 | 1,906 | 98,644 | SH | DFND | 98,644 | 0 | 0 | ||
| IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 17,656 | 678,564 | SH | DFND | 678,564 | 0 | 0 | ||
| JD.COM INC | SPON ADR CL A | 47215P106 | 2,458 | 30,800 | SH | DFND | 30,800 | 0 | 0 | ||
| JPMORGAN CHASE & CO | COM | 46625H100 | 7,818 | 50,262 | SH | DFND | 50,262 | 0 | 0 | ||
| LIBERTY LATIN AMERICA LTD | COM CL C | G9001E128 | 10,427 | 739,486 | SH | DFND | 739,486 | 0 | 0 | ||
| MAKEMYTRIP LIMITED MAURITIUS | SHS | V5633W109 | 15,047 | 500,730 | SH | DFND | 500,730 | 0 | 0 | ||
| MERSANA THERAPEUTICS INC | COM | 59045L106 | 851 | 62,657 | SH | DFND | 62,657 | 0 | 0 | ||
| MICROCHIP TECHNOLOGY INC. | NOTE 1.625% 2/1 | 595017AD6 | 76,004 | 22,897,000 | PRN | DFND | 22,897,000 | 0 | 0 | ||
| MOHAWK INDS INC | COM | 608190104 | 6,418 | 33,394 | SH | DFND | 33,394 | 0 | 0 | ||
| MP MATERIALS CORP | COM CL A | 553368101 | 782,317 | 21,224,005 | SH | DFND | 21,224,005 | 0 | 0 | ||
| NEW YORK TIMES CO | CL A | 650111107 | 15,294 | 351,187 | SH | DFND | 351,187 | 0 | 0 | ||
| NEXSTAR MEDIA GROUP INC | CL A | 65336K103 | 24,509 | 165,735 | SH | DFND | 165,735 | 0 | 0 | ||
| NIO INC | NOTE 4.500% 2/0 | 62914VAB2 | 113,178 | 20,000,000 | PRN | DFND | 20,000,000 | 0 | 0 | ||
| NOBLE CORP NEW | SHS | G6610J209 | 4,575 | 185,000 | SH | DFND | 185,000 | 0 | 0 | ||
| OPENDOOR TECHNOLOGIES INC | *W EXP 12/18/202 | 683712111 | 1,044 | 159,583 | SH | DFND | 159,583 | 0 | 0 | ||
| QUDIAN INC | NOTE 1.000% 7/0 | 747798AB2 | 12,233 | 15,578,000 | PRN | DFND | 15,578,000 | 0 | 0 | ||
| RH | NOTE 6/1 | 74967XAA1 | 59,233 | 16,948,000 | PRN | DFND | 16,948,000 | 0 | 0 | ||
| SAREPTA THERAPEUTICS INC | COM | 803607100 | 242 | 3,117 | SH | DFND | 3,117 | 0 | 0 | ||
| SCULPTOR CAP MGMT | COM CL A | 811246107 | 1,993 | 81,068 | SH | DFND | 81,068 | 0 | 0 | ||
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 | 4,500 | 122,655 | SH | DFND | 122,655 | 0 | 0 | ||
| SHIP FIN INTL LTD | NOTE 4.875% 5/0 | 824689AG8 | 3,884 | 3,955,000 | PRN | DFND | 3,955,000 | 0 | 0 | ||
| SNOWFLAKE INC | CL A | 833445109 | 1,789 | 7,400 | SH | DFND | 7,400 | 0 | 0 | ||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 6,849 | 16,000 | SH | DFND | 16,000 | 0 | 0 | ||
| TEEKAY TANKERS LTD | CL A | Y8565N300 | 2,649 | 183,700 | SH | DFND | 183,700 | 0 | 0 | ||
| TENCENT MUSIC ENTMT GROUP | SPON ADS | 88034P109 | 4,062 | 262,400 | SH | DFND | 262,400 | 0 | 0 | ||
| VIACOMCBS INC | CL B | 92556H206 | 11,969 | 264,805 | SH | DFND | 264,805 | 0 | 0 | ||
| VIPSHOP HOLDINGS LIMITED | SPONSORED ADS A | 92763W103 | 2,016 | 100,400 | SH | DFND | 100,400 | 0 | 0 | ||
| WORKDAY INC | NOTE 0.250%10/0 | 98138HAF8 | 57,013 | 34,500,000 | PRN | DFND | 34,500,000 | 0 | 0 | ||
| ZILLOW GROUP INC | NOTE 1.500% 7/0 | 98954MAC5 | 7,800 | 5,000,000 | PRN | DFND | 5,000,000 | 0 | 0 | ||