The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
1 800 FLOWERS COM INC | CL A | 68243Q106 | 1,594 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
ACUTUS MED INC | COM | 005111109 | 6,831 | 402,288 | SH | SOLE | 402,288 | 0 | 0 | ||
ADAPTHEALTH CORP | COM CL A | 00653Q102 | 1,713 | 62,500 | SH | SOLE | 62,500 | 0 | 0 | ||
ALPHA TEKNOVA INC | COM | 02080L102 | 866 | 36,500 | SH | SOLE | 36,500 | 0 | 0 | ||
ALPHATEC HLDGS INC | COM NEW | 02081G201 | 2,767 | 180,600 | SH | SOLE | 180,600 | 0 | 0 | ||
AMMO INC | COM | 00175J107 | 313 | 31,974 | SH | SOLE | 31,974 | 0 | 0 | ||
AMMO INC | COM | 00175J107 | 2,937 | 300,000 | SH | Call | SOLE | 300,000 | 0 | 0 | |
ANGIODYNAMICS INC | COM | 03475V101 | 7,360 | 271,278 | SH | SOLE | 271,278 | 0 | 0 | ||
ANIKA THERAPEUTICS INC | COM | 035255108 | 2,922 | 67,499 | SH | SOLE | 67,499 | 0 | 0 | ||
ASPIRA WOMENS HEALTH INC | COM | 04537Y109 | 10,302 | 1,833,059 | SH | SOLE | 1,833,059 | 0 | 0 | ||
ATHIRA PHARMA INC | COM | 04746L104 | 563 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
AXONICS INC | COM | 05465P101 | 5,777 | 91,100 | SH | SOLE | 91,100 | 0 | 0 | ||
BERKELEY LTS INC | COM | 084310101 | 6,811 | 152,005 | SH | SOLE | 152,005 | 0 | 0 | ||
BIODESIX INC | COM | 09075X108 | 2,897 | 219,329 | SH | SOLE | 219,329 | 0 | 0 | ||
CAREMAX INC | COM CL A | 14171W103 | 9,285 | 719,767 | SH | SOLE | 719,767 | 0 | 0 | ||
CAREMAX INC | *W EXP 06/08/202 | 14171W111 | 266 | 56,449 | SH | SOLE | 56,449 | 0 | 0 | ||
CLEARPOINT NEURO INC | COM | 18507C103 | 12,962 | 678,999 | SH | SOLE | 678,999 | 0 | 0 | ||
CLEARPOINT NEURO INC | COM | 18507C103 | 1,432 | 75,000 | SH | Call | SOLE | 75,000 | 0 | 0 | |
CURIS INC | COM NEW | 231269200 | 1,049 | 130,000 | SH | SOLE | 130,000 | 0 | 0 | ||
CVRX INC | COM | 126638105 | 1,820 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
DARIOHEALTH CORP | COM NEW | 23725P209 | 3,006 | 140,724 | SH | SOLE | 140,724 | 0 | 0 | ||
DERMTECH INC | COM | 24984K105 | 3,355 | 80,700 | SH | SOLE | 80,700 | 0 | 0 | ||
INARI MED INC | COM | 45332Y109 | 4,645 | 49,800 | SH | SOLE | 49,800 | 0 | 0 | ||
INFUSYSTEM HLDGS INC | COM | 45685K102 | 605 | 29,100 | SH | SOLE | 29,100 | 0 | 0 | ||
LENDINGCLUB CORP | COM NEW | 52603A208 | 6,889 | 379,997 | SH | SOLE | 379,997 | 0 | 0 | ||
LEXINFINTECH HLDGS LTD | ADR | 528877103 | 1,525 | 124,462 | SH | SOLE | 124,462 | 0 | 0 | ||
LUCIRA HEALTH INC | COM | 54948U105 | 558 | 84,037 | SH | SOLE | 84,037 | 0 | 0 | ||
MONEYGRAM INTL INC | COM NEW | 60935Y208 | 9,065 | 899,313 | SH | SOLE | 899,313 | 0 | 0 | ||
NANOSTRING TECHNOLOGIES INC | COM | 63009R109 | 2,116 | 32,656 | SH | SOLE | 32,656 | 0 | 0 | ||
NATERA INC | COM | 632307104 | 4,189 | 36,900 | SH | SOLE | 36,900 | 0 | 0 | ||
NEURONETICS INC | COM | 64131A105 | 7,987 | 498,563 | SH | SOLE | 498,563 | 0 | 0 | ||
ONCOCYTE CORP | COM | 68235C107 | 6,004 | 1,045,968 | SH | SOLE | 1,045,968 | 0 | 0 | ||
OPTIMIZERX CORP | COM NEW | 68401U204 | 3,143 | 50,774 | SH | SOLE | 50,774 | 0 | 0 | ||
PAYONEER GLOBAL INC | COM | 70451X104 | 15,358 | 1,481,000 | SH | SOLE | 1,481,000 | 0 | 0 | ||
PAYONEER GLOBAL INC | COM | 70451X104 | 2,593 | 250,000 | SH | Call | SOLE | 250,000 | 0 | 0 | |
PERSONALIS INC | COM | 71535D106 | 2,824 | 111,605 | SH | SOLE | 111,605 | 0 | 0 | ||
PROGENITY INC | COM | 74319F107 | 4,771 | 1,336,398 | SH | SOLE | 1,336,398 | 0 | 0 | ||
RENALYTIX PLC | ADS | 75973T101 | 15,856 | 513,816 | SH | SOLE | 513,816 | 0 | 0 | ||
RENALYTIX PLC | ADS | 75973T101 | 386 | 12,500 | SH | Call | SOLE | 12,500 | 0 | 0 | |
ROBLOX CORP | CL A | 771049103 | 3,599 | 40,000 | SH | Put | SOLE | 40,000 | 0 | 0 | |
STEREOTAXIS INC | COM NEW | 85916J409 | 5,829 | 604,651 | SH | SOLE | 604,651 | 0 | 0 | ||
USIO INC | COM | 917313108 | 8,886 | 1,388,435 | SH | SOLE | 1,388,435 | 0 | 0 | ||
VAPOTHERM INC | COM | 922107107 | 38,438 | 1,625,972 | SH | SOLE | 1,625,972 | 0 | 0 | ||
VIEWRAY INC | COM | 92672L107 | 838 | 127,000 | SH | SOLE | 127,000 | 0 | 0 |