The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
1847 GOEDEKER INC COM 28252C109 1,030 267,496 SH   DFND   0 0 267,496
1847 GOEDEKER INC COM 28252C109 2,392 621,304 SH   SOLE   621,304 0 0
ACADEMY SPORTS & OUTDOORS IN COM 00402L107 3,093 75,000 SH   DFND   0 0 75,000
ACADEMY SPORTS & OUTDOORS IN COM 00402L107 7,217 175,000 SH   SOLE   175,000 0 0
ALTA EQUIPMENT GROUP INC COMMON STOCK 02128L106 4,652 350,000 SH   SOLE   350,000 0 0
ALTA EQUIPMENT GROUP INC COMMON STOCK 02128L106 2,658 200,000 SH   DFND   0 0 200,000
AMERICAN OUTDOOR BRANDS INC COM 02875D109 5,622 160,000 SH   DFND   0 0 160,000
AMERICAN OUTDOOR BRANDS INC COM 02875D109 12,299 350,000 SH   SOLE   350,000 0 0
APTOSE BIOSCIENCES INC COM NEW 03835T200 731 220,161 SH   DFND   0 0 220,161
APTOSE BIOSCIENCES INC COM NEW 03835T200 664 200,000 SH   SOLE   200,000 0 0
AT HOME GROUP INC COM 04650Y100 737 20,000 SH   DFND   0 0 20,000
AVID TECHNOLOGY INC COM 05367P100 3,524 90,000 SH   DFND   0 0 90,000
AVID TECHNOLOGY INC COM 05367P100 8,809 225,000 SH   SOLE   225,000 0 0
B RILEY PRINCIPAL 150 MERGER UNIT 99/99/9999 05601V202 507 50,000 SH   SOLE   50,000 0 0
B. RILEY FINANCIAL INC COM 05580M108 1,978 26,200 SH   SOLE   26,200 0 0
B. RILEY FINANCIAL INC COM 05580M108 1,888 25,000 SH   DFND   0 0 25,000
BLACKSTONE GROUP INC COM 09260D107 4,857 50,000 SH   SOLE   50,000 0 0
BLACKSTONE GROUP INC COM 09260D107 971 10,000 SH   DFND   0 0 10,000
BLUELINX HLDGS INC COM NEW 09624H208 9,553 190,000 SH   SOLE   190,000 0 0
BLUELINX HLDGS INC COM NEW 09624H208 6,172 122,747 SH   DFND   0 0 122,747
CATCHMARK TIMBER TR INC CL A 14912Y202 585 50,000 SH   DFND   0 0 50,000
CATCHMARK TIMBER TR INC CL A 14912Y202 878 75,000 SH   SOLE   75,000 0 0
CENTURY CMNTYS INC COM 156504300 2,072 31,140 SH   DFND   0 0 31,140
CENTURY CMNTYS INC COM 156504300 3,327 50,000 SH   SOLE   50,000 0 0
CHESAPEAKE ENERGY CORP COM 165167735 1,298 25,000 SH   DFND   0 0 25,000
CORNERSTONE BLDG BRANDS INC COM 21925D109 4,000 220,000 SH   DFND   0 0 220,000
CORNERSTONE BLDG BRANDS INC COM 21925D109 9,090 500,000 SH   SOLE   500,000 0 0
CUE BIOPHARMA INC COM 22978P106 1,040 89,286 SH   SOLE   89,286 0 0
CUE BIOPHARMA INC COM 22978P106 416 35,714 SH   DFND   0 0 35,714
EQT CORP COM 26884L109 2,783 125,000 SH   DFND   0 0 125,000
EQT CORP COM 26884L109 4,452 200,000 SH   SOLE   200,000 0 0
EXTREME NETWORKS INC COM 30226D106 5,189 465,000 SH   DFND   0 0 465,000
EXTREME NETWORKS INC COM 30226D106 13,392 1,200,000 SH   SOLE   1,200,000 0 0
FIRST INTERNET BANCORP COM 320557101 457 14,754 SH   DFND   0 0 14,754
FIRST INTERNET BANCORP COM 320557101 775 25,000 SH   SOLE   25,000 0 0
IMMERSION CORP COM 452521107 1,316 150,000 SH   DFND   0 0 150,000
IMMERSION CORP COM 452521107 2,631 300,000 SH   SOLE   300,000 0 0
INSPIRED ENTMT INC COM 45782N108 192 15,048 SH   DFND   0 0 15,048
INSPIRED ENTMT INC COM 45782N108 638 50,000 SH   SOLE   50,000 0 0
INTERNATIONAL MNY EXPRESS IN COM 46005L101 3,757 252,986 SH   DFND   0 0 252,986
INTERNATIONAL MNY EXPRESS IN COM 46005L101 7,625 513,481 SH   SOLE   513,481 0 0
JOANN INC COM 47768J101 487 30,947 SH   DFND   0 0 30,947
KKR & CO INC COM 48251W104 5,628 95,000 SH   SOLE   95,000 0 0
KKR & CO INC COM 48251W104 2,073 35,000 SH   DFND   0 0 35,000
LANDSEA HOMES CORP *W EXP 01/07/202 51509P111 19 64,552 SH   SOLE   64,552 0 0
LANDSEA HOMES CORP COM 51509P103 4,185 500,000 SH   SOLE   500,000 0 0
LANDSEA HOMES CORP COM 51509P103 2,482 296,514 SH   DFND   0 0 296,514
LEGACY HOUSING CORP COM 52472M101 6,284 371,617 SH   SOLE   371,617 0 0
LEGACY HOUSING CORP COM 52472M101 3,030 179,181 SH   DFND   0 0 179,181
LGI HOMES INC COM 50187T106 1,619 10,000 SH   DFND   0 0 10,000
LGI HOMES INC COM 50187T106 2,429 15,000 SH   SOLE   15,000 0 0
LIVEXLIVE MEDIA INC COM NEW 53839L208 401 85,000 SH   DFND   0 0 85,000
LIVEXLIVE MEDIA INC COM NEW 53839L208 826 175,000 SH   SOLE   175,000 0 0
LOUISIANA PAC CORP COM 546347105 3,617 60,000 SH   DFND   0 0 60,000
LOUISIANA PAC CORP COM 546347105 7,536 125,000 SH   SOLE   125,000 0 0
MERCHANTS BANCORP IND COM 58844R108 2,354 60,000 SH   DFND   0 0 60,000
MERCHANTS BANCORP IND COM 58844R108 4,709 120,000 SH   SOLE   120,000 0 0
MITEK SYS INC COM NEW 606710200 1,926 100,000 SH   DFND   0 0 100,000
MITEK SYS INC COM NEW 606710200 3,852 200,000 SH   SOLE   200,000 0 0
MONEYGRAM INTL INC COM NEW 60935Y208 1,008 100,000 SH   DFND   0 0 100,000
MONEYGRAM INTL INC COM NEW 60935Y208 2,520 250,000 SH   SOLE   250,000 0 0
MR COOPER GROUP INC COM 62482R107 3,967 120,000 SH   SOLE   120,000 0 0
MR COOPER GROUP INC COM 62482R107 1,653 50,000 SH   DFND   0 0 50,000
OCWEN FINL CORP COM NEW 675746606 268 8,653 SH   SOLE   8,653 0 0
PAR TECHNOLOGY CORP COM 698884103 1,325 18,947 SH   DFND   0 0 18,947
PAR TECHNOLOGY CORP COM 698884103 4,896 70,000 SH   SOLE   70,000 0 0
RIMINI STR INC DEL COM 76674Q107 12,320 2,000,000 SH   SOLE   2,000,000 0 0
RIMINI STR INC DEL COM 76674Q107 6,776 1,100,000 SH   DFND   0 0 1,100,000
SIERRA WIRELESS INC COM 826516106 1,369 72,107 SH   DFND   0 0 72,107
SIERRA WIRELESS INC COM 826516106 3,091 162,765 SH   SOLE   162,765 0 0
SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 809 225,222 SH   SOLE   225,222 0 0
SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 358 99,778 SH   DFND   0 0 99,778
UNIQURE NV SHS N90064101 501 16,250 SH   DFND   0 0 16,250
UNIQURE NV SHS N90064101 744 24,153 SH   SOLE   24,153 0 0