The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
5 01 ACQUISITION CORP | COM CL A | 33836P105 | 3,988 | 400,000 | SH | DFND | 1 | 400,000 | 0 | 0 | |
908 DEVICES INC | COM | 65443P102 | 21,131 | 545,320 | SH | DFND | 1 | 545,320 | 0 | 0 | |
ACCELERON PHARMA INC | COM | 00434H108 | 21,961 | 175,000 | SH | DFND | 1 | 175,000 | 0 | 0 | |
ACLARIS THERAPEUTICS INC | COM | 00461U105 | 35,120 | 2,000,000 | SH | DFND | 1 | 2,000,000 | 0 | 0 | |
AEROVATE THERAPEUTICS INC | COM | 008064107 | 44,613 | 2,030,691 | SH | DFND | 1 | 2,030,691 | 0 | 0 | |
AGENUS INC | COM NEW | 00847G705 | 26,393 | 4,807,557 | SH | DFND | 1 | 4,807,557 | 0 | 0 | |
AKERO THERAPEUTICS INC | COM | 00973Y108 | 14,886 | 600,000 | SH | DFND | 1 | 600,000 | 0 | 0 | |
AKOUOS INC | COM | 00973J101 | 4,951 | 394,500 | SH | DFND | 1 | 394,500 | 0 | 0 | |
ALIGOS THERAPEUTICS INC | COM | 01626L105 | 18,458 | 905,467 | SH | DFND | 1 | 905,467 | 0 | 0 | |
ALX ONCOLOGY HLDGS INC | COM | 00166B105 | 48,635 | 889,454 | SH | DFND | 1 | 889,454 | 0 | 0 | |
AMBRX BIOPHARMA INC | SPONSORED ADS | 02290A102 | 47,032 | 2,486,386 | SH | DFND | 1 | 2,486,386 | 0 | 0 | |
ANAPTYSBIO INC | COM | 032724106 | 9,985 | 385,081 | SH | DFND | 1 | 385,081 | 0 | 0 | |
APELLIS PHARMACEUTICALS INC | COM | 03753U106 | 53,720 | 850,000 | SH | DFND | 1 | 850,000 | 0 | 0 | |
APTOSE BIOSCIENCES INC | COM NEW | 03835T200 | 12,640 | 3,807,200 | SH | DFND | 1 | 3,807,200 | 0 | 0 | |
ARK ETF TR | INNOVATION ETF | 00214Q104 | 65,390 | 500,000 | SH | Put | DFND | 1 | 500,000 | 0 | 0 |
ARK ETF TR | GENOMIC REV ETF | 00214Q302 | 69,375 | 750,000 | SH | Put | DFND | 1 | 750,000 | 0 | 0 |
ASCENDIS PHARMA A/S | SPONSORED ADR | 04351P101 | 9,866 | 75,000 | SH | DFND | 1 | 75,000 | 0 | 0 | |
ATEA PHARMACEUTICALS INC | COM | 04683R106 | 137,716 | 6,411,355 | SH | DFND | 1 | 6,411,355 | 0 | 0 | |
ATRECA INC | CL A COM | 04965G109 | 2,330 | 273,500 | SH | DFND | 1 | 273,500 | 0 | 0 | |
AUTOLUS THERAPEUTICS PLC | SPON ADS | 05280R100 | 2,604 | 392,167 | SH | DFND | 1 | 392,167 | 0 | 0 | |
AVEO PHARMACEUTICALS INC | COM NEW | 053588307 | 5,888 | 893,500 | SH | DFND | 1 | 893,500 | 0 | 0 | |
AVIDITY BIOSCIENCES INC | COM | 05370A108 | 55,070 | 2,228,667 | SH | DFND | 1 | 2,228,667 | 0 | 0 | |
AXONICS INC | COM | 05465P101 | 20,433 | 322,240 | SH | DFND | 1 | 322,240 | 0 | 0 | |
BCTG ACQUISITION CORP | COM | 05492W103 | 9,096 | 800,000 | SH | DFND | 1 | 800,000 | 0 | 0 | |
BEAM THERAPEUTICS INC | COM | 07373V105 | 12,871 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
BIOATLA INC | COM | 09077B104 | 82,714 | 1,951,718 | SH | DFND | 1 | 1,951,718 | 0 | 0 | |
BIOMEA FUSION INC | COM | 09077A106 | 48,434 | 3,170,872 | SH | DFND | 1 | 3,170,872 | 0 | 0 | |
BLUEPRINT MEDICINES CORP | COM | 09627Y109 | 20,895 | 237,546 | SH | DFND | 1 | 237,546 | 0 | 0 | |
BRIDGEBIO PHARMA INC | COM | 10806X102 | 114,665 | 1,880,980 | SH | DFND | 1 | 1,880,980 | 0 | 0 | |
C4 THERAPEUTICS INC | COM STK | 12529R107 | 13,414 | 354,495 | SH | DFND | 1 | 354,495 | 0 | 0 | |
CABALETTA BIO INC | COM | 12674W109 | 13,860 | 1,611,623 | SH | DFND | 1 | 1,611,623 | 0 | 0 | |
CARDIFF ONCOLOGY INC | COM | 14147L108 | 637 | 95,720 | SH | DFND | 1 | 95,720 | 0 | 0 | |
CATABASIS PHARMACEUTICALS IN | COM NEW | 14875P206 | 7,490 | 3,550,000 | SH | DFND | 1 | 3,550,000 | 0 | 0 | |
CENTESSA PHARMACEUTICALS PLC | SPONSORED ADS | 152309100 | 31,054 | 1,427,273 | SH | DFND | 1 | 1,427,273 | 0 | 0 | |
CEREVEL THERAPEUTICS HLDNG I | *W EXP 06/09/202 | 15678U102 | 278 | 19,316 | SH | DFND | 1 | 19,316 | 0 | 0 | |
CONNECT BIOPHARMA HLDGS LTD | ADS | 207523101 | 12,694 | 650,000 | SH | DFND | 1 | 650,000 | 0 | 0 | |
DECIPHERA PHARMACEUTICALS IN | COM | 24344T101 | 5,288 | 144,439 | SH | DFND | 1 | 144,439 | 0 | 0 | |
DERMTECH INC | COM | 24984K105 | 18,706 | 450,000 | SH | DFND | 1 | 450,000 | 0 | 0 | |
DESIGN THERAPEUTICS INC | COM | 25056L103 | 105,965 | 5,414,850 | SH | DFND | 1 | 5,414,850 | 0 | 0 | |
EDGEWISE THERAPEUTICS INC | COM | 28036F105 | 66,530 | 3,140,914 | SH | DFND | 1 | 3,140,914 | 0 | 0 | |
EIGER BIOPHARMACEUTICALS INC | COM | 28249U105 | 2,428 | 284,988 | SH | DFND | 1 | 284,988 | 0 | 0 | |
ELEDON PHARMACEUTICALS INC | COM | 28617K101 | 11,197 | 1,415,500 | SH | DFND | 1 | 1,415,500 | 0 | 0 | |
ELEVATION ONCOLOGY INC | COM | 28623U101 | 25,566 | 1,983,165 | SH | DFND | 1 | 1,983,165 | 0 | 0 | |
FORMA THERAPEUTICS HLDGS INC | SHS | 34633R104 | 117,520 | 4,721,589 | SH | DFND | 1 | 4,721,589 | 0 | 0 | |
GALECTO INC | COM | 36322Q107 | 8,874 | 1,753,839 | SH | DFND | 1 | 1,753,839 | 0 | 0 | |
GENETRON HLDGS LTD | ADS | 37186H100 | 2,676 | 132,867 | SH | DFND | 1 | 132,867 | 0 | 0 | |
GH RESEARCH PLC | ORDINARY SHARES | G3855L106 | 12,554 | 608,123 | SH | DFND | 1 | 608,123 | 0 | 0 | |
GOSSAMER BIO INC | COM | 38341P102 | 1,611 | 198,382 | SH | DFND | 1 | 198,382 | 0 | 0 | |
GRAPHITE BIO INC | COM | 38870X104 | 5,931 | 203,153 | SH | DFND | 1 | 203,153 | 0 | 0 | |
HARPOON THERAPEUTICS INC | COM | 41358P106 | 7,498 | 540,600 | SH | DFND | 1 | 540,600 | 0 | 0 | |
HEALTH SCIENCES ACQ CORP 2 | ORD SHS | G4411D109 | 2,448 | 240,000 | SH | DFND | 1 | 240,000 | 0 | 0 | |
HELIX ACQUISITION CORP | COM CL A | G4444C102 | 4,450 | 430,000 | SH | DFND | 1 | 430,000 | 0 | 0 | |
HUMANIGEN INC | COM NEW | 444863203 | 10,428 | 600,000 | SH | DFND | 1 | 600,000 | 0 | 0 | |
IGM BIOSCIENCES INC | COM | 449585108 | 20,800 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
IMV INC | COM | 44974L103 | 507 | 234,374 | SH | DFND | 1 | 234,374 | 0 | 0 | |
INSMED INC | COM PAR $.01 | 457669307 | 7,115 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
INSPIRE MED SYS INC | COM | 457730109 | 9,302 | 48,132 | SH | DFND | 1 | 48,132 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 229,370 | 1,000,000 | SH | Put | DFND | 1 | 1,000,000 | 0 | 0 |
ITEOS THERAPEUTICS INC | COM | 46565G104 | 7,396 | 288,330 | SH | DFND | 1 | 288,330 | 0 | 0 | |
LONGBOARD PHARMACEUTICALS IN | COM | 54300N103 | 20,869 | 2,321,403 | SH | DFND | 1 | 2,321,403 | 0 | 0 | |
MAGENTA THERAPEUTICS INC | COM | 55910K108 | 4,677 | 478,200 | SH | DFND | 1 | 478,200 | 0 | 0 | |
MERUS N V | COM | N5749R100 | 6,007 | 285,096 | SH | DFND | 1 | 285,096 | 0 | 0 | |
MINERVA NEUROSCIENCES INC | COM | 603380106 | 570 | 245,744 | SH | DFND | 1 | 245,744 | 0 | 0 | |
MIRATI THERAPEUTICS INC | COM | 60468T105 | 28,268 | 175,000 | SH | DFND | 1 | 175,000 | 0 | 0 | |
MONTE ROSA THERAPEUTICS INC | COM | 61225M102 | 69,550 | 3,193,973 | SH | DFND | 1 | 3,193,973 | 0 | 0 | |
MORPHIC HLDG INC | COM | 61775R105 | 10,891 | 189,774 | SH | DFND | 1 | 189,774 | 0 | 0 | |
MYOVANT SCIENCES LTD | COM | G637AM102 | 12,353 | 542,499 | SH | DFND | 1 | 542,499 | 0 | 0 | |
NUVATION BIO INC | *W EXP 07/07/202 | 67080N119 | 217 | 83,332 | SH | DFND | 1 | 83,332 | 0 | 0 | |
OLEMA PHARMACEUTICALS INC | COM | 68062P106 | 85,996 | 3,073,485 | SH | DFND | 1 | 3,073,485 | 0 | 0 | |
OMEROS CORP | COM | 682143102 | 17,808 | 1,200,000 | SH | DFND | 1 | 1,200,000 | 0 | 0 | |
OMEROS CORP | COM | 682143102 | 14,840 | 1,000,000 | SH | Call | DFND | 1 | 1,000,000 | 0 | 0 |
ORCHARD THERAPEUTICS PLC | ADS | 68570P101 | 1,127 | 256,649 | SH | DFND | 1 | 256,649 | 0 | 0 | |
OUTLOOK THERAPEUTICS INC | *W EXP 02/18/202 | 69012T115 | 130 | 416,666 | SH | DFND | 1 | 416,666 | 0 | 0 | |
PHARVARIS N V | COM | N69605108 | 13,634 | 744,863 | SH | DFND | 1 | 744,863 | 0 | 0 | |
PLIANT THERAPEUTICS INC | COM | 729139105 | 14,048 | 482,413 | SH | DFND | 1 | 482,413 | 0 | 0 | |
PRAXIS PRECISION MEDICINES I | COM | 74006W108 | 18,721 | 1,024,145 | SH | DFND | 1 | 1,024,145 | 0 | 0 | |
PRECISION BIOSCIENCES INC | COM | 74019P108 | 4,338 | 346,524 | SH | DFND | 1 | 346,524 | 0 | 0 | |
PROMETHEUS BIOSCIENCES INC | COM | 74349U108 | 44,480 | 1,848,024 | SH | DFND | 1 | 1,848,024 | 0 | 0 | |
QUOTIENT LTD | SHS | G73268107 | 4,380 | 1,203,328 | SH | DFND | 1 | 1,203,328 | 0 | 0 | |
RAIN THERAPEUTICS INC | COM | 75082Q105 | 39,734 | 2,626,660 | SH | DFND | 1 | 2,626,660 | 0 | 0 | |
REATA PHARMACEUTICALS INC | CL A | 75615P103 | 23,798 | 168,150 | SH | DFND | 1 | 168,150 | 0 | 0 | |
REPARE THERAPEUTICS INC | COM | 760273102 | 11,342 | 363,766 | SH | DFND | 1 | 363,766 | 0 | 0 | |
REVOLUTION MEDICINES INC | COM | 76155X100 | 105,953 | 3,338,166 | SH | DFND | 1 | 3,338,166 | 0 | 0 | |
ROCKET PHARMACEUTICALS INC | COM | 77313F106 | 42,897 | 968,550 | SH | DFND | 1 | 968,550 | 0 | 0 | |
SILVERBACK THERAPEUTICS INC | COM | 82835W108 | 7,386 | 239,099 | SH | DFND | 1 | 239,099 | 0 | 0 | |
SORRENTO THERAPEUTICS INC | COM NEW | 83587F202 | 4,845 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
SPRINGWORKS THERAPEUTICS INC | COM | 85205L107 | 1,236 | 15,000 | SH | DFND | 1 | 15,000 | 0 | 0 | |
STOKE THERAPEUTICS INC | COM | 86150R107 | 43,027 | 1,278,276 | SH | DFND | 1 | 1,278,276 | 0 | 0 | |
TALARIS THERAPEUTICS INC | COM | 87410C104 | 17,264 | 1,215,847 | SH | DFND | 1 | 1,215,847 | 0 | 0 | |
TARSUS PHARMACEUTICALS INC | COM | 87650L103 | 43,884 | 1,514,269 | SH | DFND | 1 | 1,514,269 | 0 | 0 | |
TCR2 THERAPEUTICS INC | COM | 87808K106 | 7,869 | 479,506 | SH | DFND | 1 | 479,506 | 0 | 0 | |
THERAVANCE BIOPHARMA INC | COM | G8807B106 | 4,356 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
TRICIDA INC | COM | 89610F101 | 1,849 | 427,975 | SH | DFND | 1 | 427,975 | 0 | 0 | |
TURNING POINT THERAPEUTICS I | COM | 90041T108 | 236,950 | 3,037,042 | SH | DFND | 1 | 3,037,042 | 0 | 0 | |
TWIST BIOSCIENCE CORP | COM | 90184D100 | 24,651 | 185,000 | SH | DFND | 1 | 185,000 | 0 | 0 | |
UNIQURE NV | SHS | N90064101 | 7,378 | 239,548 | SH | DFND | 1 | 239,548 | 0 | 0 | |
VECTIVBIO HLDG AG | ORD SHS | H9060V101 | 25,531 | 2,226,128 | SH | DFND | 1 | 2,226,128 | 0 | 0 | |
VERU INC | COM | 92536C103 | 6,456 | 800,000 | SH | DFND | 1 | 800,000 | 0 | 0 | |
VERVE THERAPEUTICS INC | COM | 92539P101 | 40,594 | 709,224 | SH | DFND | 1 | 709,224 | 0 | 0 | |
VIRIDIAN THERAPEUTICS INC | COM | 92790C104 | 6,273 | 342,962 | SH | DFND | 1 | 342,962 | 0 | 0 | |
X4 PHARMACEUTICALS INC | COM | 98420X103 | 676 | 103,980 | SH | DFND | 1 | 103,980 | 0 | 0 | |
Y-MABS THERAPEUTICS INC | COM | 984241109 | 27,040 | 800,000 | SH | DFND | 1 | 800,000 | 0 | 0 | |
ZAI LAB LTD | ADR | 98887Q104 | 9,461 | 53,455 | SH | DFND | 1 | 53,455 | 0 | 0 | |
ZYMEWORKS INC | COM | 98985W102 | 45,858 | 1,321,936 | SH | DFND | 1 | 1,321,936 | 0 | 0 |