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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported): July 30, 2021
CRIMSON WINE GROUP, LTD.
(Exact Name of Registrant as Specified in Charter)
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| Delaware | | 000-54866 | | 13-3607383 |
(State or Other Jurisdiction
of Incorporation) | | (Commission File
Number) | | (IRS Employer
Identification No.) |
| 5901 Silverado Trail, Napa, California | 94558 | |
| (Address of Principal Executive Offices) | (Zip Code) | |
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| (800) 486-0503 | |
| (Registrant’s telephone number, including area code) | |
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| N/A | |
| (Former Name or Former Address, if Changed Since Last Report) | |
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: None.
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ |
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Item 5.07 Submission of Matters to a Vote of Security Holders.
The following matters were submitted to a vote of the stockholders of Crimson Wine Group, Ltd. (the “Company”) at the Annual Meeting of Stockholders of the Company held on July 30, 2021 (the “Annual Meeting”).
1. Election of Directors
Each of the seven nominees for director was elected, and the voting results are set forth below:
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| Nominee | Votes For | Number of Shares Withheld | Broker Non-Votes |
| John D. Cumming | 16,002,035 | 184,220 | 3,921,971 |
| Annette D. Alvarez-Peters | 16,031,599 | 154,656 | 3,921,971 |
| Douglas M. Carlson | 15,194,187 | 992,068 | 3,921,971 |
| Avraham M. Neikrug | 15,138,925 | 1,047,330 | 3,921,971 |
| Colby A. Rollins | 15,146,312 | 1,039,943 | 3,921,971 |
| Joseph S. Steinberg | 16,000,785 | 185,470 | 3,921,971 |
| Luanne D. Tierney | 16,061,289 | 124,966 | 3,921,971 |
2. Ratification of BPM LLP as independent auditors for the year ended December 31, 2021.
The ratification of BPM LLP was approved, and the voting results are set forth below:
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| Votes For: | 19,943,704 | |
| Votes Against: | 66,669 | |
| Votes Abstained: | 97,853 | |
3. To approve, on an advisory basis, the compensation of the Company's named executive officers (“say-on-pay”).
The compensation of the Company's named executive officers was approved, and the voting results are set forth below:
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| Votes For: | 15,846,686 | |
| Votes Against: | 290,272 | |
| Votes Abstained: | 49,297 | |
| Broker Non-Votes: | 3,921,971 | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: August 3, 2021
CRIMSON WINE GROUP, LTD.
By: /s/ Karen L. Diepholz
Name: Karen L. Diepholz
Title: Chief Financial Officer