false 0001661998 0001661998 2021-06-17 2021-06-17

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 17, 2021

 

 

HOMOLOGY MEDICINES, INC.

(Exact name of Registrant as Specified in Its Charter)

 

 

 

Delaware   001-38433   47-3468154

(State or other jurisdiction of

incorporation or organization)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

 

One Patriots Park
Bedford, MA
  01730
(Address of principal executive offices)   (Zip Code)

(781) 301-7277

(Registrant’s telephone number, include area code)

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions

 

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading
Symbol(s)

 

Name of each exchange
on which registered

Common Stock,

$0.0001 par value per share

  FIXX   Nasdaq Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

 

 


Item 5.07. Submission of Matters to a Vote of Security Holders.

On June 17, 2021, Homology Medicines, Inc. (the “Company”) held its Annual Meeting of Stockholders. A total of 49,251,901 shares of common stock were present online or represented by proxy at the meeting, representing approximately 86.3% percent of the Company’s outstanding common stock as of the April 23, 2021 record date. The following are the voting results for the proposals considered and voted upon at the meeting, all of which were described in the Company’s definitive proxy statement filed with the Securities and Exchange Commission on April 29, 2021.

Item 1 — Election of three Class III Directors to serve until the 2024 Annual Meeting of Stockholders, and until their respective successors have been duly elected and qualified.

 

NOMINEE    Votes FOR      Votes WITHHELD      Broker Non-Votes  

Matthew R. Patterson

     36,910,361        2,417,770        9,923,770  

Mary Thistle

     36,941,653        2,386,478        9,923,770  

Arthur O. Tzianabos, Ph.D.

     34,090,063        5,238,068        9,923,770  

Item 2 — Ratification of the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2021.

 

Votes FOR   Votes AGAINST   Votes ABSTAINED   Broker Non-Votes

49,153,815

  55,726   42,360   0

Based on the foregoing votes, Matthew R. Patterson, Mary Thistle and Arthur O. Tzianabos, Ph.D. were elected as Class III Directors and Item 2 was approved.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    HOMOLOGY MEDICINES, INC.
Date: June 21, 2021     By:  

/s/ W. Bradford Smith

      W. Bradford Smith
      Chief Financial Officer and Treasurer