The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AEGLEA BIOTHERAPEUTICS INC | COM | 00773J103 | 2,376 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| ALCOA CORP | COM | 013872106 | 32 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
| ARCONIC CORPORATION | COM | 03966V107 | 33,483 | 1,318,749 | SH | SOLE | 1,318,749 | 0 | 0 | ||
| HALCON RES CORP | COM NEW | 07134L107 | 10,183 | 935,981 | SH | SOLE | 935,981 | 0 | 0 | ||
| BURGERFI INTERNATIONAL INC | COM | 12122L101 | 42,315 | 2,745,938 | SH | SOLE | 2,745,938 | 0 | 0 | ||
| BURGERFI INTERNATIONAL INC | *W EXP 12/16/202 | 12122L119 | 8,094 | 2,083,438 | SH | Call | SOLE | 2,083,438 | 0 | 0 | |
| CANADIAN SOLAR INC | COM | 136635109 | 32,558 | 656,017 | SH | SOLE | 656,017 | 0 | 0 | ||
| CC NEUBERGER PRINCIPAL HOLDN | UNIT 99/99/9999 | G1992N118 | 7,992 | 800,000 | SH | SOLE | 800,000 | 0 | 0 | ||
| COMPUTE HEALTH ACQUISITIN CO | UNIT 99/99/9999 | 204833206 | 15,054 | 1,492,054 | SH | SOLE | 1,492,054 | 0 | 0 | ||
| COMSCORE INC | COM | 20564W105 | 3 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
| DURECT CORP | COM | 266605104 | 30,311 | 15,308,569 | SH | SOLE | 15,308,569 | 0 | 0 | ||
| EXTREME NETWORKS INC | COM | 30226D106 | 7,103 | 811,835 | SH | SOLE | 811,835 | 0 | 0 | ||
| EXTRACTION OIL & GAS INC | COM | 30227M303 | 6,509 | 181,129 | SH | SOLE | 181,129 | 0 | 0 | ||
| FIRSTENERGY CORP | COM | 337932107 | 24,283 | 700,000 | SH | SOLE | 700,000 | 0 | 0 | ||
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | 132,564 | 600,000 | SH | Put | SOLE | 600,000 | 0 | 0 | |
| JAWS MUSTANG ACQUISITION COR | UNIT 99/99/9999 | G50737116 | 8,120 | 800,000 | SH | SOLE | 800,000 | 0 | 0 | ||
| KINIKSA PHARMACEUTICALS LTD | COM CL A | G5269C101 | 9,176 | 495,748 | SH | SOLE | 495,748 | 0 | 0 | ||
| LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | 32,075 | 1,250,000 | SH | SOLE | 1,250,000 | 0 | 0 | ||
| LIBERTY GLOBAL PLC | SHS CL C | G5480U120 | 638 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
| LOGICBIO THERAPEUTICS INC | COM | 54142F102 | 3,640 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
| LUMOS PHARMA INC | COM | 55028X109 | 4,764 | 407,192 | SH | SOLE | 407,192 | 0 | 0 | ||
| MARINUS PHARMACEUTICALS INC | COM NEW | 56854Q200 | 56,011 | 3,618,334 | SH | SOLE | 3,618,334 | 0 | 0 | ||
| NEXTCURE INC | COM | 65343E108 | 3,003 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| OUTFRONT MEDIA INC | COM | 69007J106 | 1,637 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| OVINTIV INC | COM | 69047Q102 | 2,146 | 90,108 | SH | SOLE | 90,108 | 0 | 0 | ||
| SIERRA WIRELESS INC | COM | 826516106 | 31,672 | 2,144,396 | SH | SOLE | 2,144,396 | 0 | 0 | ||
| TG THERAPEUTICS INC | COM | 88322Q108 | 29,359 | 609,128 | SH | SOLE | 609,128 | 0 | 0 | ||
| TRICIDA INC | COM | 89610F101 | 9,663 | 1,826,729 | SH | SOLE | 1,826,729 | 0 | 0 | ||
| ARTIUS ACQUISITION INC | COM CL A | 04316G105 | 1,000 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| COLLECTIVE GROWTH CORP | COM CL A | 19424L101 | 3,864 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||