The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ADICET BIO INC COM 007002108 1,308 100,000 SH   DFND 1,2,3,4 100,000 0 0
ALLIANCE DATA SYSTEMS CORP COM 018581108 18,697 166,800 SH   DFND 1,2,3,4 166,800 0 0
ALPHABET INC CAP STK CL A 02079K305 26,699 12,945 SH   DFND 1,2,3,4 12,945 0 0
AMAZON COM INC COM 023135106 7,992 2,583 SH   DFND 1,2,3,4 2,583 0 0
API GROUP CORP COM STK 00187Y100 31,610 1,528,544 SH   DFND 1,2,3,4 1,528,544 0 0
APOLLO GLOBAL MGMT INC COM CL A 03768E105 11,753 250,000 SH   DFND 1,2,3,4 250,000 0 0
ARAMARK COM 03852U106 14,058 372,100 SH   DFND 1,2,3,4 372,100 0 0
ATHENEX INC COM 04685N103 6,656 1,547,879 SH   DFND 1,2,3,4 1,547,879 0 0
AURINIA PHARMACEUTICALS INC COM 05156V102 22,700 1,748,208 SH   DFND 1,2,3,4 1,748,208 0 0
BAIDU INC SPON ADR REP A 056752108 5,439 25,000 SH Call DFND 1,2,3,4 25,000 0 0
BAIDU INC SPON ADR REP A 056752108 11,164 51,315 SH   DFND 1,2,3,4 51,315 0 0
BEYOND AIR INC COM 08862L103 3,824 695,228 SH   DFND 1,2,3,4 695,228 0 0
BIOHAVEN PHARMACTL HLDG CO L COM G11196105 58,799 860,261 SH   DFND 1,2,3,4 860,261 0 0
BK OF AMERICA CORP COM 060505104 11,607 300,000 SH   DFND 1,2,3,4 300,000 0 0
CALIFORNIA RES CORP COM STOCK 13057Q305 703 29,199 SH   DFND 1,2,3,4 29,199 0 0
CANADIAN PAC RY LTD COM 13645T100 13,370 35,250 SH   DFND 1,2,3,4 35,250 0 0
CARA THERAPEUTICS INC COM 140755109 15,774 726,583 SH   DFND 1,2,3,4 726,583 0 0
CITIGROUP INC COM NEW 172967424 14,550 200,000 SH   DFND 1,2,3,4 200,000 0 0
CMC MATERIALS INC COM 12571T100 12,798 72,390 SH   DFND 1,2,3,4 72,390 0 0
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 6,968 89,200 SH   DFND 1,2,3,4 89,200 0 0
CROWN HLDGS INC COM 228368106 22,951 236,512 SH   DFND 1,2,3,4 236,512 0 0
DANAHER CORPORATION COM 235851102 15,283 67,900 SH   DFND 1,2,3,4 67,900 0 0
DISNEY WALT CO COM 254687106 18,618 100,900 SH   DFND 1,2,3,4 100,900 0 0
EUCRATES BIOMEDICAL ACQU COR UNIT 10/23/2027 G3141W114 2,012 200,000 SH   DFND 1,2,3,4 200,000 0 0
EXICURE INC COM 30205M101 740 339,395 SH   DFND 1,2,3,4 339,395 0 0
FACEBOOK INC CL A 30303M102 39,270 133,331 SH   DFND 1,2,3,4 133,331 0 0
FIDELITY NATL INFORMATION SV COM 31620M106 11,516 81,900 SH   DFND 1,2,3,4 81,900 0 0
FLEX LTD ORD Y2573F102 11,154 609,191 SH   DFND 1,2,3,4 609,191 0 0
FLEXION THERAPEUTICS INC COM 33938J106 9,564 1,068,580 SH   DFND 1,2,3,4 1,068,580 0 0
GENOCEA BIOSCIENCES INC COM NEW 372427401 5,344 1,972,056 SH   DFND 1,2,3,4 1,972,056 0 0
GREAT ELM GROUP INC COM NEW 39037G109 3,072 1,259,049 SH   DFND 1,2,3,4 1,259,049 0 0
GTY TECHNOLOGY HOLDINGS INC COM 362409104 7,410 1,159,600 SH   DFND 1,2,3,4 1,159,600 0 0
INFLARX NV COM N44821101 1,560 400,000 SH   DFND 1,2,3,4 400,000 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 64,145 201,000 SH Put DFND 1,2,3,4 201,000 0 0
ISHARES TR EXPANDED TECH 464287515 25,607 75,000 SH Put DFND 1,2,3,4 75,000 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 68,933 312,000 SH Put DFND 1,2,3,4 312,000 0 0
LITHIA MTRS INC CL A 536797103 19,020 48,758 SH   DFND 1,2,3,4 48,758 0 0
MEDICUS SCIENCES ACQUISITION UNIT 99/99/9999 G5960S116 2,955 300,000 SH   DFND 1,2,3,4 300,000 0 0
MICROSOFT CORP COM 594918104 17,423 73,900 SH   DFND 1,2,3,4 73,900 0 0
MOLECULAR TEMPLATES INC COM 608550109 12,134 961,495 SH   DFND 1,2,3,4 961,495 0 0
ON SEMICONDUCTOR CORP COM 682189105 15,113 363,200 SH   DFND 1,2,3,4 363,200 0 0
PERIDOT ACQUISITION CORP SHS CL A G7008A115 2,982 280,000 SH   DFND 1,2,3,4 280,000 0 0
PROMETHEUS BIOSCIENCES INC COM 74349U108 730 40,000 SH   DFND 1,2,3,4 40,000 0 0
PURECYCLE TECHNOLOGIES INC COM 74623V103 3,705 145,300 SH   DFND 1,2,3,4 145,300 0 0
RAPT THERAPEUTICS INC COM 75382E109 3,330 150,000 SH Call DFND 1,2,3,4 150,000 0 0
RAPT THERAPEUTICS INC COM 75382E109 4,973 224,021 SH   DFND 1,2,3,4 224,021 0 0
SCYNEXIS INC COM NEW 811292200 4,661 587,048 SH   DFND 1,2,3,4 587,048 0 0
SEA LTD SPONSORD ADS 81141R100 5,893 26,400 SH   DFND 1,2,3,4 26,400 0 0
SEA LTD SPONSORD ADS 81141R100 11,162 50,000 SH Call DFND 1,2,3,4 50,000 0 0
SESEN BIO INC COM 817763105 3,410 1,311,672 SH   DFND 1,2,3,4 1,311,672 0 0
SHIFT4 PMTS INC CL A 82452J109 13,025 158,821 SH   DFND 1,2,3,4 158,821 0 0
SOL GEL TECHNOLOGIES SHS M8694L103 10,310 832,800 SH   DFND 1,2,3,4 832,800 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 158,532 400,000 SH Put DFND 1,2,3,4 400,000 0 0
SYNCHRONY FINANCIAL COM 87165B103 10,165 250,000 SH   DFND 1,2,3,4 250,000 0 0
SYNOVUS FINL CORP COM NEW 87161C501 6,863 150,000 SH   DFND 1,2,3,4 150,000 0 0
TENABLE HLDGS INC COM 88025T102 4,766 131,700 SH   DFND 1,2,3,4 131,700 0 0
TRILOGY METALS INC NEW COM 89621C105 3,581 1,673,461 SH   DFND 1,2,3,4 1,673,461 0 0
TWILIO INC CL A 90138F102 10,018 29,400 SH Put DFND 1,2,3,4 29,400 0 0
TWILIO INC CL A 90138F102 10,035 29,450 SH   DFND 1,2,3,4 29,450 0 0
VERTIV HOLDINGS CO COM CL A 92537N108 22,713 1,135,672 SH   DFND 1,2,3,4 1,135,672 0 0
WNS HLDGS LTD SPON ADR 92932M101 7,534 104,010 SH   DFND 1,2,3,4 104,010 0 0
WORKDAY INC CL A 98138H101 10,258 41,292 SH   DFND 1,2,3,4 41,292 0 0