The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 3-D SYS CORP DEL | COM NEW | 88554D205 | 1,114 | 40,600 | SH | DFND | 1 | 40,600 | 0 | 0 | |
| ATOMERA INC | COM | 04965B100 | 2,665 | 108,782 | SH | DFND | 1 | 108,782 | 0 | 0 | |
| BALLARD PWR SYS INC NEW | COM | 058586108 | 1,830 | 75,200 | SH | DFND | 1 | 75,200 | 0 | 0 | |
| BEAM THERAPEUTICS INC | COM | 07373V105 | 2,401 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | |
| BLOOM ENERGY CORP | COM CL A | 093712107 | 1,912 | 70,700 | SH | DFND | 1 | 70,700 | 0 | 0 | |
| C3 AI INC | CL A | 12468P104 | 882 | 13,380 | SH | DFND | 1 | 13,380 | 0 | 0 | |
| CLOUDFLARE INC | CL A COM | 18915M107 | 4,009 | 57,100 | SH | DFND | 1 | 57,100 | 0 | 0 | |
| CME GROUP INC | COM | 12572Q105 | 20,944 | 102,553 | SH | DFND | 1 | 102,553 | 0 | 0 | |
| CRISPR THERAPEUTICS AG | NAMEN AKT | H17182108 | 1,817 | 14,911 | SH | DFND | 1 | 14,911 | 0 | 0 | |
| DATADOG INC | CL A COM | 23804L103 | 2,229 | 26,750 | SH | DFND | 1 | 26,750 | 0 | 0 | |
| DESKTOP METAL INC | COM CL A | 25058X105 | 1,959 | 131,850 | SH | DFND | 1 | 131,850 | 0 | 0 | |
| EDITAS MEDICINE INC | COM | 28106W103 | 1,981 | 47,176 | SH | DFND | 1 | 47,176 | 0 | 0 | |
| EMAGIN CORP | COM NEW | 29076N206 | 3,165 | 839,455 | SH | DFND | 1 | 839,455 | 0 | 0 | |
| EXONE CO | COM | 302104104 | 1,863 | 59,400 | SH | DFND | 1 | 59,400 | 0 | 0 | |
| FASTLY INC | CL A | 31188V100 | 3,741 | 55,635 | SH | DFND | 1 | 55,635 | 0 | 0 | |
| FIRST TR EXCHANGE-TRADED FD | NAS CLNEDG GREEN | 33733E500 | 3,972 | 57,900 | SH | DFND | 1 | 57,900 | 0 | 0 | |
| GLOBAL X FDS | GLOBAL X SILVER | 37954Y848 | 17,937 | 4,500 | SH | Call | DFND | 1 | 4,500 | 0 | 0 |
| GLOBAL X FDS | GLOBAL X SILVER | 37954Y848 | 17,937 | 4,500 | SH | Put | DFND | 1 | 4,500 | 0 | 0 |
| GLOBAL X FDS | LITHIUM BTRY ETF | 37954Y855 | 7,015 | 1,200 | SH | Call | DFND | 1 | 1,200 | 0 | 0 |
| GLOBAL X FDS | LITHIUM BTRY ETF | 37954Y855 | 7,015 | 1,200 | SH | Put | DFND | 1 | 1,200 | 0 | 0 |
| II-VI INC | COM | 902104108 | 1,615 | 23,620 | SH | DFND | 1 | 23,620 | 0 | 0 | |
| INTELLIA THERAPEUTICS INC | COM | 45826J105 | 2,952 | 36,788 | SH | DFND | 1 | 36,788 | 0 | 0 | |
| INVESCO EXCH TRADED FD TR II | SOLAR ETF | 46138G706 | 26,576 | 2,900 | SH | Put | DFND | 1 | 2,900 | 0 | 0 |
| INVESCO EXCH TRADED FD TR II | SOLAR ETF | 46138G706 | 26,576 | 2,900 | SH | Call | DFND | 1 | 2,900 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | WILDERHIL CLAN | 46137V134 | 2,881 | 29,256 | SH | DFND | 1 | 29,256 | 0 | 0 | |
| INVITAE CORP | COM | 46185L103 | 2,520 | 65,820 | SH | DFND | 1 | 65,820 | 0 | 0 | |
| ISHARES INC | MSCI BRAZIL ETF | 464286400 | 28,692 | 8,570 | SH | Call | DFND | 1 | 8,570 | 0 | 0 |
| ISHARES INC | MSCI HONG KG ETF | 464286871 | 6,643 | 2,500 | SH | Call | DFND | 1 | 2,500 | 0 | 0 |
| ISHARES INC | MSCI HONG KG ETF | 464286871 | 6,643 | 2,500 | SH | Put | DFND | 1 | 2,500 | 0 | 0 |
| ISHARES TR | CHINA LG-CAP ETF | 464287184 | 20,566 | 4,400 | SH | Call | DFND | 1 | 4,400 | 0 | 0 |
| ISHARES TR | CHINA LG-CAP ETF | 464287184 | 20,566 | 4,400 | SH | Put | DFND | 1 | 4,400 | 0 | 0 |
| ISHARES TR | GL CLEAN ENE ETF | 464288224 | 3,137 | 129,100 | SH | DFND | 1 | 129,100 | 0 | 0 | |
| ISHARES TR | GL CLEAN ENE ETF | 464288224 | 38,880 | 16,000 | SH | Call | DFND | 1 | 16,000 | 0 | 0 |
| ISHARES TR | GL CLEAN ENE ETF | 464288224 | 38,880 | 16,000 | SH | Put | DFND | 1 | 16,000 | 0 | 0 |
| ISHARES TR | IBOXX HI YD ETF | 464288513 | 34,864 | 4,000 | SH | Put | DFND | 1 | 4,000 | 0 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | 59,675 | 2,700 | SH | Call | DFND | 1 | 2,700 | 0 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | 59,675 | 2,700 | SH | Put | DFND | 1 | 2,700 | 0 | 0 |
| KB FINL GROUP INC | SPONSORED ADR | 48241A105 | 3,459 | 70,000 | SH | DFND | 1 | 70,000 | 0 | 0 | |
| KOPIN CORP | COM | 500600101 | 4,048 | 385,927 | SH | DFND | 1 | 385,927 | 0 | 0 | |
| MATERIALISE NV | SPONSORED ADS | 57667T100 | 809 | 22,500 | SH | DFND | 1 | 22,500 | 0 | 0 | |
| NANO X IMAGING LTD | ORD SHS | M70700105 | 1,177 | 28,400 | SH | DFND | 1 | 28,400 | 0 | 0 | |
| PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 | 29,698 | 3,500,000 | SH | DFND | 1 | 3,500,000 | 0 | 0 | |
| PROTO LABS INC | COM | 743713109 | 804 | 6,600 | SH | DFND | 1 | 6,600 | 0 | 0 | |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 36,728 | 7,500 | SH | Call | DFND | 1 | 7,500 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 34,040 | 10,000 | SH | Call | DFND | 1 | 10,000 | 0 | 0 |
| SPDR SER TR | S&P REGL BKG | 78464A698 | 7,296 | 1,100 | SH | Put | DFND | 1 | 1,100 | 0 | 0 |
| SPDR SER TR | S&P REGL BKG | 78464A698 | 7,296 | 1,100 | SH | Call | DFND | 1 | 1,100 | 0 | 0 |
| SQUARE INC | CL A | 852234103 | 2,747 | 12,100 | SH | DFND | 1 | 12,100 | 0 | 0 | |
| STRATASYS LTD | SHS | M85548101 | 909 | 35,100 | SH | DFND | 1 | 35,100 | 0 | 0 | |
| TWIST BIOSCIENCE CORP | COM | 90184D100 | 2,813 | 22,711 | SH | DFND | 1 | 22,711 | 0 | 0 | |
| UNITY SOFTWARE INC | COM | 91332U101 | 1,023 | 10,200 | SH | DFND | 1 | 10,200 | 0 | 0 | |
| VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 32,510 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
| VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 13,329 | 4,100 | SH | Call | DFND | 1 | 4,100 | 0 | 0 |
| VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 13,329 | 4,100 | SH | Put | DFND | 1 | 4,100 | 0 | 0 |
| VERITONE INC | COM | 92347M100 | 877 | 36,585 | SH | DFND | 1 | 36,585 | 0 | 0 | |