The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACCELERON PHARMA INC | COM | 00434H108 | 6,102 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
ACHILLES THERAPEUTICS PLC | SPONSORED ADS | 00449L102 | 414 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
ACLARIS THERAPEUTICS INC | COM | 00461U105 | 5,601 | 222,267 | SH | SOLE | 222,267 | 0 | 0 | ||
ACUTUS MED INC | COM | 005111109 | 802 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
ALDEYRA THERAPEUTICS INC | COM | 01438T106 | 3,564 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
ARK ETF TR | GENOMIC REV ETF | 00214Q302 | 21,295 | 240,000 | SH | Put | SOLE | 240,000 | 0 | 0 | |
ARYA SCIENCES ACQU CORP IV | CL A | G31659108 | 7,331 | 700,000 | SH | SOLE | 700,000 | 0 | 0 | ||
ARYA SCIENCES ACQUISITION CO | COM CL A | G3166W106 | 9,494 | 689,000 | SH | SOLE | 689,000 | 0 | 0 | ||
ASCENDIS PHARMA A/S | SPONSORED ADR | 04351P101 | 2,578 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
ASCENDIS PHARMA A/S | SPONSORED ADR | 04351P101 | 2,578 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
ASLAN PHARMACEUTICALS LTD | ADS | 04522R101 | 670 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
AXSOME THERAPEUTICS INC | COM | 05464T104 | 566 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
BCTG ACQUISITION CORP | COM | 05492W103 | 1,112 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
BELLUS HEALTH INC NEW | COM NEW | 07987C204 | 1,152 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
BEYONDSPRING INC | SHS | G10830100 | 554 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
BLUEBIRD BIO INC | COM | 09609G100 | 1,508 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
BRIDGEBIO PHARMA INC | COM | 10806X102 | 35,574 | 577,500 | SH | SOLE | 577,500 | 0 | 0 | ||
BUTTERFLY NETWORK INC | COM CL A | 124155102 | 1,683 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
C4 THERAPEUTICS INC | COM STK | 12529R107 | 740 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
CELLDEX THERAPEUTICS INC NEW | COM NEW | 15117B202 | 2,678 | 130,000 | SH | SOLE | 130,000 | 0 | 0 | ||
CEREVEL THERAPEUTICS HLDNG I | *W EXP 06/09/2020 | 15678U102 | 312 | 72,466 | SH | SOLE | 72,466 | 0 | 0 | ||
CEREVEL THERAPEUTICS HLDNG I | COM | 15678U128 | 3,707 | 270,000 | SH | SOLE | 270,000 | 0 | 0 | ||
CHARDAN HEALTHCR ACQSTN 2 CO | UNIT 99/99/9999 | 15957T206 | 789 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
CHINOOK THERAPEUTICS INC | COM | 16961L106 | 2,720 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
CURIS INC | COM NEW | 231269200 | 11,320 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
CURIS INC | COM NEW | 231269200 | 2,830 | 250,000 | SH | Call | SOLE | 250,000 | 0 | 0 | |
CYCLACEL PHARMACEUTICALS INC | COM | 23254L603 | 2,702 | 380,000 | SH | SOLE | 380,000 | 0 | 0 | ||
CYTOKINETICS INC | COM NEW | 23282W605 | 930 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
CYTOMX THERAPEUTICS INC | COM | 23284F105 | 387 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
EPIZYME INC | COM | 29428V104 | 436 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ESSA PHARMA INC | COM NEW | 29668H708 | 2,615 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
ESTABLISHMENT LABS HLDGS INC | COM | G31249108 | 625 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
GALAPAGOS NV | SPON ADR | 36315X101 | 964 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
GLOBAL BLOOD THERAPEUTICS IN | COM | 37890U108 | 815 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
HARPOON THERAPEUTICS INC | COM | 41358P106 | 418 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
HEALTH SCIENCES ACQ CORP 2 | ORD SHS | G4411D109 | 2,518 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
HIGHCAPE CAP ACQUISITION COR | COM SL A | 42984L105 | 1,788 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
HORIZON THERAPEUTICS PUB L | SHS | G46188101 | 3,221 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
IMMATICS N.V | *W EXP 07/01/2020 | N44445117 | 590 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
IMMUNOVANT INC | COM | 45258J102 | 1,123 | 70,000 | SH | Call | SOLE | 70,000 | 0 | 0 | |
INARI MED INC | COM | 45332Y109 | 5,350 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 779 | 24,600 | SH | SOLE | 24,600 | 0 | 0 | ||
KALVISTA PHARMACEUTICALS INC | COM | 483497103 | 2,569 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
KURA ONCOLOGY INC | COM | 50127T109 | 10,319 | 365,000 | SH | SOLE | 365,000 | 0 | 0 | ||
LIFESCI ACQUISITION II CORP | COM | 53229E103 | 4,056 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
MACROGENICS INC | COM | 556099109 | 796 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
MEDICUS SCIENCES ACQUISITION | UNIT 99/99/9999 | G5960S116 | 2,955 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
MEREO BIOPHARMA GROUP PLC | ADS | 589492107 | 3,033 | 900,000 | SH | SOLE | 900,000 | 0 | 0 | ||
MERSANA THERAPEUTICS INC | COM | 59045L106 | 1,375 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | ||
MODERNA INC | COM | 60770K107 | 655 | 5,000 | SH | Call | SOLE | 5,000 | 0 | 0 | |
MORPHIC HLDG INC | COM | 61775R105 | 12,340 | 195,000 | SH | SOLE | 195,000 | 0 | 0 | ||
OCULAR THERAPEUTIX INC | COM | 67576A100 | 3,733 | 227,500 | SH | SOLE | 227,500 | 0 | 0 | ||
PROTAGONIST THERAPEUTICS INC | COM | 74366E102 | 1,295 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
PULMONX CORP | COM | 745848101 | 2,058 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
RETROPHIN INC | NOTE 2.500% 9/1 | 761299AB2 | 4,069 | 4,000,000 | PRN | SOLE | 4,000,000 | 0 | 0 | ||
ROCKET PHARMACEUTICALS INC | COM | 77313F106 | 3,771 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | ||
RUBIUS THERAPEUTICS INC | COM | 78116T103 | 1,855 | 70,000 | SH | Call | SOLE | 70,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 43,596 | 110,000 | SH | Put | SOLE | 110,000 | 0 | 0 | |
SPRINGWORKS THERAPEUTICS INC | COM | 85205L107 | 1,986 | 27,000 | SH | SOLE | 27,000 | 0 | 0 | ||
SUTRO BIOPHARMA INC | COM | 869367102 | 1,821 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
SYNDAX PHARMACEUTICALS INC | COM | 87164F105 | 4,260 | 190,500 | SH | Call | SOLE | 190,500 | 0 | 0 | |
TRAVERE THERAPEUTICS INC | COM | 89422G107 | 5,493 | 220,000 | SH | SOLE | 220,000 | 0 | 0 | ||
VAXCYTE INC | COM | 92243G108 | 593 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 10,745 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
VESPER HEALTHCARE ACQSTN COR | *W EXP 09/30/2027 | 92538T112 | 94 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
VINCERX PHARMA INC | *W EXP 12/24/2025 | 92731L114 | 881 | 218,000 | SH | SOLE | 218,000 | 0 | 0 | ||
VINCERX PHARMA INC | COM NEW | 92731L106 | 10,480 | 543,010 | SH | SOLE | 543,010 | 0 | 0 | ||
WINDTREE THERAPEUTICS INC | COM | 97382D303 | 105 | 42,847 | SH | SOLE | 42,847 | 0 | 0 | ||
X4 PHARMACEUTICALS INC | COM | 98420X103 | 646 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
ZENTALIS PHARMACEUTICALS INC | COM | 98943L107 | 3,363 | 77,500 | SH | SOLE | 77,500 | 0 | 0 | ||
ZYMEWORKS INC | COM | 98985W102 | 2,526 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
ZYNERBA PHARMACEUTICALS INC | COM | 98986X109 | 62 | 13,285 | SH | SOLE | 13,285 | 0 | 0 |