UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 OR 15(d)
of the Securities Exchange Act of 1934
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Item 5.04 Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans.
On May 3, 2021, a notification was made regarding a blackout period for the Merck U.S. Savings Plan, the MSD Employee Stock Purchase and Savings Plan, and the MSD Puerto Rico Savings & Security Plan (collectively, the “401(k) plans”). The blackout period relates to the upcoming plan to separate Organon & Co. from Merck & Co., Inc. (the “Company”). During the blackout period, 401(k) plan participants will be unable to direct or diversify investments, obtain a plan loan using assets, obtain a distribution of assets or obtain a full distribution of their account balance, in each case, with respect to the common shares, par value $0.50 per share, of the Company held by the trust for the 401(k) plans in the Merck Common Stock Fund. The blackout period is expected to begin at 4:00 p.m. Eastern Time on June 2, 2021 and to continue through the week of June 7, 2021. The notification described under Section 101(i)(2)(E) of the Employment Retirement Income Security Act of 1974 relating to the blackout period was provided to the Company on May 3, 2021.
On May 5, 2021, the Company sent a notice to its directors and executive officers informing them of the blackout period and stock trading restrictions (including with respect to derivatives) that apply to them during the blackout period. This notice was required pursuant to Section 306 of the Sarbanes-Oxley Act of 2002 and Section 104 of Regulation BTR under the Securities Exchange Act of 1934.
A copy of the notice to the directors and executive officers is attached as Exhibit 99.1. During the blackout period and for a period of two years after the ending date of the blackout period, shareholders or other interested parties may obtain, without charge, information about the actual beginning and ending dates of the blackout period by contacting the Company’s Corporate Secretary by telephone at (908) 740-4000 or by mail at Corporate Secretary, Merck & Co., Inc., 2000 Galloping Hill Road, Kenilworth, NJ 07033.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
| Exhibit 99.1 | Notice to Directors and Executive Officers, dated May 5, 2021 | |
| Exhibit 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Merck & Co., Inc. | ||||||||
| Date: May 5, 2021 | By: | /s/ Kelly E. W. Grez |
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| Name: Kelly E. W. Grez | ||||||||
| Title: Deputy Corporate Secretary | ||||||||