The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
8X8 INC NEW | COM | 282914100 | 5,613 | 360,950 | SH | DFND | 3 | 360,950 | 0 | 0 | |
8X8 INC NEW | COM | 282914100 | 491 | 31,550 | SH | DFND | 2 | 31,550 | 0 | 0 | |
ADTRAN INC | COM | 00738A106 | 708 | 69,000 | SH | DFND | 2 | 69,000 | 0 | 0 | |
ADTRAN INC | COM | 00738A106 | 1,175 | 114,600 | SH | DFND | 3 | 114,600 | 0 | 0 | |
ADTRAN INC | COM | 00738A106 | 738 | 71,950 | SH | SOLE | 71,950 | 0 | 0 | ||
ADTRAN INC | COM | 00738A106 | 923 | 90,000 | SH | DFND | 1 | 90,000 | 0 | 0 | |
ADVANCED ENERGY INDS | COM | 007973100 | 629 | 10,000 | SH | DFND | 3 | 10,000 | 0 | 0 | |
AIR LEASE CORP | CL A | 00912X302 | 515 | 17,500 | SH | DFND | 2 | 17,500 | 0 | 0 | |
AIR LEASE CORP | CL A | 00912X302 | 1,000 | 34,000 | SH | SOLE | 34,000 | 0 | 0 | ||
AIR LEASE CORP | CL A | 00912X302 | 1,177 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
AKAMAI TECHNOLOGIES INC | COM | 00971T101 | 1,603 | 14,500 | SH | SOLE | 14,500 | 0 | 0 | ||
AKAMAI TECHNOLOGIES INC | COM | 00971T101 | 3,703 | 33,500 | SH | DFND | 2 | 33,500 | 0 | 0 | |
AKOUSTIS TECHNOLOGIES INC | COM | 00973N102 | 4,488 | 550,000 | SH | DFND | 3 | 550,000 | 0 | 0 | |
ALPHA PRO TECH LTD | COM | 020772109 | 126 | 8,500 | SH | DFND | 2 | 8,500 | 0 | 0 | |
ALPHA PRO TECH LTD | COM | 020772109 | 1,131 | 76,500 | SH | SOLE | 76,500 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 366 | 250 | SH | DFND | 2 | 250 | 0 | 0 | |
ALTERYX INC | COM CL A | 02156B103 | 1,987 | 17,500 | SH | DFND | 3 | 17,500 | 0 | 0 | |
ALTERYX INC | COM CL A | 02156B103 | 170 | 1,500 | SH | DFND | 2 | 1,500 | 0 | 0 | |
AMERICAN TOWER CORP NEW | COM | 03027X100 | 73 | 300 | SH | SOLE | 300 | 0 | 0 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 302 | 1,250 | SH | DFND | 2 | 1,250 | 0 | 0 | |
AMERICAN WELL CORP | CL A | 03044L105 | 73 | 2,455 | SH | DFND | 1 | 2,455 | 0 | 0 | |
AMERICAN WELL CORP | CL A | 03044L105 | 67 | 2,253 | SH | DFND | 2 | 2,253 | 0 | 0 | |
AMERICAN WELL CORP | CL A | 03044L105 | 102 | 3,457 | SH | DFND | 3 | 3,457 | 0 | 0 | |
AMERICAN WELL CORP | CL A | 03044L105 | 54 | 1,835 | SH | SOLE | 1,835 | 0 | 0 | ||
APPIAN CORP | CL A | 03782L101 | 97 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
APPIAN CORP | CL A | 03782L101 | 453 | 7,000 | SH | DFND | 2 | 7,000 | 0 | 0 | |
APPLE INC | COM | 037833100 | 6,485 | 56,000 | SH | SOLE | 56,000 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 1,251 | 10,800 | SH | DFND | 2 | 10,800 | 0 | 0 | |
APPLIED MATLS INC | COM | 038222105 | 535 | 9,000 | SH | DFND | 2 | 9,000 | 0 | 0 | |
ARLO TECHNOLOGIES INC | COM | 04206A101 | 210 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
ARLO TECHNOLOGIES INC | COM | 04206A101 | 210 | 40,000 | SH | DFND | 2 | 40,000 | 0 | 0 | |
ASPEN AEROGELS INC | COM | 04523Y105 | 299 | 27,300 | SH | DFND | 1 | 27,300 | 0 | 0 | |
ASPEN AEROGELS INC | COM | 04523Y105 | 4,681 | 427,500 | SH | DFND | 2 | 427,500 | 0 | 0 | |
ASPEN AEROGELS INC | COM | 04523Y105 | 8,026 | 733,006 | SH | DFND | 3 | 733,006 | 0 | 0 | |
ASPEN AEROGELS INC | COM | 04523Y105 | 1,578 | 144,100 | SH | SOLE | 144,100 | 0 | 0 | ||
AXT INC | COM | 00246W103 | 2,445 | 399,550 | SH | DFND | 2 | 399,550 | 0 | 0 | |
AXT INC | COM | 00246W103 | 10,251 | 1,675,000 | SH | DFND | 3 | 1,675,000 | 0 | 0 | |
AXT INC | COM | 00246W103 | 419 | 68,500 | SH | SOLE | 68,500 | 0 | 0 | ||
AXT INC | COM | 00246W103 | 239 | 39,000 | SH | DFND | 1 | 39,000 | 0 | 0 | |
BECTON DICKINSON & CO | COM | 075887109 | 4,421 | 19,000 | SH | DFND | 2 | 19,000 | 0 | 0 | |
BIGCOMMERCE HLDGS INC | COM SER 1 | 08975P108 | 511 | 6,136 | SH | DFND | 1 | 6,136 | 0 | 0 | |
BIGCOMMERCE HLDGS INC | COM SER 1 | 08975P108 | 472 | 5,664 | SH | DFND | 2 | 5,664 | 0 | 0 | |
BIGCOMMERCE HLDGS INC | COM SER 1 | 08975P108 | 714 | 8,574 | SH | DFND | 3 | 8,574 | 0 | 0 | |
BIGCOMMERCE HLDGS INC | COM SER 1 | 08975P108 | 385 | 4,626 | SH | SOLE | 4,626 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 826 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 3,305 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
BROOKFIELD ASSET MGMT INC | CL A LTD VT SH | 112585104 | 444 | 13,424 | SH | SOLE | 13,424 | 0 | 0 | ||
BROOKFIELD ASSET MGMT INC | CL A LTD VT SH | 112585104 | 1,087 | 32,870 | SH | DFND | 1 | 32,870 | 0 | 0 | |
BRUKER CORP | COM | 116794108 | 437 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
BRUKER CORP | COM | 116794108 | 40 | 1,000 | SH | DFND | 2 | 1,000 | 0 | 0 | |
CAMBIUM NETWORKS CORP | SHS | G17766109 | 634 | 37,555 | SH | DFND | 1 | 37,555 | 0 | 0 | |
CAMBIUM NETWORKS CORP | SHS | G17766109 | 1,518 | 90,000 | SH | DFND | 2 | 90,000 | 0 | 0 | |
CAMBIUM NETWORKS CORP | SHS | G17766109 | 12,990 | 770,000 | SH | DFND | 3 | 770,000 | 0 | 0 | |
CAMBIUM NETWORKS CORP | SHS | G17766109 | 482 | 28,557 | SH | SOLE | 28,557 | 0 | 0 | ||
CARMAX INC | COM | 143130102 | 1,884 | 20,500 | SH | SOLE | 20,500 | 0 | 0 | ||
CARMAX INC | COM | 143130102 | 6,663 | 72,500 | SH | DFND | 2 | 72,500 | 0 | 0 | |
CHANNELADVISOR CORP | COM | 159179100 | 543 | 37,500 | SH | DFND | 2 | 37,500 | 0 | 0 | |
CHANNELADVISOR CORP | COM | 159179100 | 347 | 24,000 | SH | SOLE | 24,000 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 288 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
CLEAN HARBORS INC | COM | 184496107 | 112 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
CLEAN HARBORS INC | COM | 184496107 | 196 | 3,500 | SH | DFND | 2 | 3,500 | 0 | 0 | |
COHERENT INC | COM | 192479103 | 932 | 8,404 | SH | DFND | 3 | 8,404 | 0 | 0 | |
COHU INC | COM | 192576106 | 4,319 | 251,383 | SH | DFND | 3 | 251,383 | 0 | 0 | |
COMCAST CORP NEW | CL A | 20030N101 | 9,252 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
COMCAST CORP NEW | CL A | 20030N101 | 5,089 | 110,000 | SH | DFND | 2 | 110,000 | 0 | 0 | |
CORNING INC | COM | 219350105 | 1,053 | 32,500 | SH | DFND | 2 | 32,500 | 0 | 0 | |
COUPA SOFTWARE INC | COM | 22266L106 | 686 | 2,500 | SH | DFND | 2 | 2,500 | 0 | 0 | |
CRA INTL INC | COM | 12618T105 | 412 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
CRYOLIFE INC | COM | 228903100 | 1,108 | 60,000 | SH | DFND | 3 | 60,000 | 0 | 0 | |
CRYOLIFE INC | COM | 228903100 | 102 | 5,500 | SH | DFND | 2 | 5,500 | 0 | 0 | |
CRYOPORT INC | COM PAR $0.001 | 229050307 | 2,062 | 43,500 | SH | DFND | 2 | 43,500 | 0 | 0 | |
CRYOPORT INC | COM PAR $0.001 | 229050307 | 1,446 | 30,500 | SH | SOLE | 30,500 | 0 | 0 | ||
DIRTT ENVIRONMENTAL SOLUTION | COM | 25490H106 | 114 | 71,500 | SH | DFND | 2 | 71,500 | 0 | 0 | |
DUCK CREEK TECHNOLOGIES INC | SHS | 264120106 | 215 | 4,723 | SH | DFND | 2 | 4,723 | 0 | 0 | |
DUCK CREEK TECHNOLOGIES INC | SHS | 264120106 | 326 | 7,170 | SH | DFND | 3 | 7,170 | 0 | 0 | |
DUCK CREEK TECHNOLOGIES INC | SHS | 264120106 | 132 | 2,908 | SH | SOLE | 2,908 | 0 | 0 | ||
DUCK CREEK TECHNOLOGIES INC | SHS | 264120106 | 236 | 5,199 | SH | DFND | 1 | 5,199 | 0 | 0 | |
EMCORE CORP | COM NEW | 290846203 | 4,501 | 1,385,000 | SH | DFND | 3 | 1,385,000 | 0 | 0 | |
ENCOMPASS HEALTH CORP | COM | 29261A100 | 4,549 | 70,000 | SH | DFND | 1 | 70,000 | 0 | 0 | |
ENTEGRIS INC | COM | 29362U104 | 8,549 | 115,000 | SH | DFND | 2 | 115,000 | 0 | 0 | |
ENTEGRIS INC | COM | 29362U104 | 8,772 | 118,000 | SH | SOLE | 118,000 | 0 | 0 | ||
ENTEGRIS INC | COM | 29362U104 | 8,177 | 110,000 | SH | DFND | 1 | 110,000 | 0 | 0 | |
EQUINIX INC | COM | 29444U700 | 1,520 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
EVERBRIDGE INC | COM | 29978A104 | 251 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
EVERBRIDGE INC | COM | 29978A104 | 1,446 | 11,500 | SH | DFND | 2 | 11,500 | 0 | 0 | |
FARO TECHNOLOGIES INC | COM | 311642102 | 610 | 10,000 | SH | DFND | 2 | 10,000 | 0 | 0 | |
FIREEYE INC | COM | 31816Q101 | 5,864 | 475,000 | SH | DFND | 3 | 475,000 | 0 | 0 | |
FIREEYE INC | COM | 31816Q101 | 123 | 10,000 | SH | DFND | 2 | 10,000 | 0 | 0 | |
FLIR SYS INC | COM | 302445101 | 269 | 7,500 | SH | DFND | 2 | 7,500 | 0 | 0 | |
FLUIDIGM CORP DEL | COM | 34385P108 | 5,795 | 780,000 | SH | DFND | 3 | 780,000 | 0 | 0 | |
FORMFACTOR INC | COM | 346375108 | 7,479 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
FORMFACTOR INC | COM | 346375108 | 3,241 | 130,000 | SH | DFND | 2 | 130,000 | 0 | 0 | |
FORMFACTOR INC | COM | 346375108 | 2,069 | 83,000 | SH | SOLE | 83,000 | 0 | 0 | ||
FREIGHTCAR AMER INC | COM | 357023100 | 127 | 55,600 | SH | SOLE | 55,600 | 0 | 0 | ||
FREQUENCY ELECTRS INC | COM | 358010106 | 1,581 | 156,429 | SH | DFND | 3 | 156,429 | 0 | 0 | |
FREQUENCY ELECTRS INC | COM | 358010106 | 1,090 | 107,850 | SH | SOLE | 107,850 | 0 | 0 | ||
FREQUENCY ELECTRS INC | COM | 358010106 | 303 | 30,000 | SH | DFND | 2 | 30,000 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 2,907 | 46,000 | SH | DFND | 1 | 46,000 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 4,644 | 73,500 | SH | DFND | 2 | 73,500 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 821 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
GSE SYS INC | COM | 36227K106 | 1,095 | 1,052,625 | SH | SOLE | 1,052,625 | 0 | 0 | ||
GSE SYS INC | COM | 36227K106 | 25 | 24,029 | SH | DFND | 2 | 24,029 | 0 | 0 | |
HAWAIIAN HOLDINGS INC | COM | 419879101 | 334 | 25,900 | SH | SOLE | 25,900 | 0 | 0 | ||
HAWAIIAN HOLDINGS INC | COM | 419879101 | 1,118 | 86,700 | SH | DFND | 1 | 86,700 | 0 | 0 | |
HONEYWELL INTL INC | COM | 438516106 | 412 | 2,500 | SH | DFND | 2 | 2,500 | 0 | 0 | |
HONEYWELL INTL INC | COM | 438516106 | 3,951 | 24,000 | SH | DFND | 1 | 24,000 | 0 | 0 | |
II-VI INC | COM | 902104108 | 5,273 | 130,000 | SH | DFND | 1 | 130,000 | 0 | 0 | |
II-VI INC | COM | 902104108 | 608 | 15,000 | SH | DFND | 2 | 15,000 | 0 | 0 | |
II-VI INC | COM | 902104108 | 710 | 17,500 | SH | DFND | 3 | 17,500 | 0 | 0 | |
II-VI INC | COM | 902104108 | 1,622 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
INFINERA CORP | COM | 45667G103 | 7,700 | 1,250,000 | SH | DFND | 3 | 1,250,000 | 0 | 0 | |
INOGEN INC | COM | 45780L104 | 4,640 | 160,000 | SH | DFND | 3 | 160,000 | 0 | 0 | |
INSEEGO CORP | COM | 45782B104 | 206 | 20,000 | SH | DFND | 2 | 20,000 | 0 | 0 | |
INSEEGO CORP | COM | 45782B104 | 6,966 | 675,000 | SH | DFND | 3 | 675,000 | 0 | 0 | |
INTEVAC INC | COM | 461148108 | 1,024 | 185,900 | SH | DFND | 2 | 185,900 | 0 | 0 | |
INTEVAC INC | COM | 461148108 | 5,786 | 1,050,000 | SH | DFND | 3 | 1,050,000 | 0 | 0 | |
INTEVAC INC | COM | 461148108 | 520 | 94,291 | SH | SOLE | 94,291 | 0 | 0 | ||
INTEVAC INC | COM | 461148108 | 73 | 13,200 | SH | DFND | 1 | 13,200 | 0 | 0 | |
IPG PHOTONICS CORP | COM | 44980X109 | 1,190 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
IPG PHOTONICS CORP | COM | 44980X109 | 1,062 | 6,250 | SH | DFND | 2 | 6,250 | 0 | 0 | |
KIMBELL RTY PARTNERS LP | UNIT | 49435R102 | 153 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
KLA CORP | COM NEW | 482480100 | 1,453 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
KLA CORP | COM NEW | 482480100 | 3,633 | 18,750 | SH | DFND | 1 | 18,750 | 0 | 0 | |
KVH INDS INC | COM | 482738101 | 4,956 | 550,000 | SH | DFND | 2 | 550,000 | 0 | 0 | |
KVH INDS INC | COM | 482738101 | 7,208 | 800,000 | SH | DFND | 3 | 800,000 | 0 | 0 | |
KVH INDS INC | COM | 482738101 | 4,224 | 468,798 | SH | SOLE | 468,798 | 0 | 0 | ||
KVH INDS INC | COM | 482738101 | 371 | 41,200 | SH | DFND | 1 | 41,200 | 0 | 0 | |
LABORATORY CORP AMER HLDGS | COM NEW | 50540R409 | 6,168 | 32,763 | SH | DFND | 1 | 32,763 | 0 | 0 | |
LABORATORY CORP AMER HLDGS | COM NEW | 50540R409 | 377 | 2,000 | SH | DFND | 2 | 2,000 | 0 | 0 | |
LABORATORY CORP AMER HLDGS | COM NEW | 50540R409 | 1,035 | 5,500 | SH | SOLE | 5,500 | 0 | 0 | ||
LAM RESEARCH CORP | COM | 512807108 | 829 | 2,500 | SH | DFND | 2 | 2,500 | 0 | 0 | |
LEMAITRE VASCULAR INC | COM | 525558201 | 732 | 22,500 | SH | SOLE | 22,500 | 0 | 0 | ||
LIMELIGHT NETWORKS INC | COM | 53261M104 | 9,216 | 1,600,000 | SH | DFND | 3 | 1,600,000 | 0 | 0 | |
MAXLINEAR INC | COM | 57776J100 | 8,418 | 362,232 | SH | DFND | 3 | 362,232 | 0 | 0 | |
MEDTRONIC PLC | SHS | G5960L103 | 2,446 | 23,541 | SH | DFND | 1 | 23,541 | 0 | 0 | |
MEDTRONIC PLC | SHS | G5960L103 | 2,078 | 20,000 | SH | DFND | 2 | 20,000 | 0 | 0 | |
MEDTRONIC PLC | SHS | G5960L103 | 869 | 8,365 | SH | SOLE | 8,365 | 0 | 0 | ||
MERIT MED SYS INC | COM | 589889104 | 1,740 | 40,000 | SH | DFND | 3 | 40,000 | 0 | 0 | |
MIMECAST LTD | ORD SHS | G14838109 | 2,346 | 50,000 | SH | DFND | 3 | 50,000 | 0 | 0 | |
MKS INSTRS INC | COM | 55306N104 | 2,458 | 22,500 | SH | DFND | 2 | 22,500 | 0 | 0 | |
MKS INSTRS INC | COM | 55306N104 | 4,151 | 38,000 | SH | SOLE | 38,000 | 0 | 0 | ||
MKS INSTRS INC | COM | 55306N104 | 2,731 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
NAVIGATOR HLDGS LTD | SHS | Y62132108 | 1,199 | 143,400 | SH | DFND | 1 | 143,400 | 0 | 0 | |
NAVIGATOR HLDGS LTD | SHS | Y62132108 | 230 | 27,500 | SH | DFND | 2 | 27,500 | 0 | 0 | |
NAVIGATOR HLDGS LTD | SHS | Y62132108 | 2,149 | 257,044 | SH | DFND | 3 | 257,044 | 0 | 0 | |
NAVIGATOR HLDGS LTD | SHS | Y62132108 | 323 | 38,600 | SH | SOLE | 38,600 | 0 | 0 | ||
NEW RELIC INC | COM | 64829B100 | 564 | 10,000 | SH | DFND | 3 | 10,000 | 0 | 0 | |
NOVA MEASURING INSTRUMENTS L | COM | M7516K103 | 2,638 | 50,000 | SH | DFND | 2 | 50,000 | 0 | 0 | |
NOVA MEASURING INSTRUMENTS L | COM | M7516K103 | 4,537 | 86,000 | SH | SOLE | 86,000 | 0 | 0 | ||
NOVA MEASURING INSTRUMENTS L | COM | M7516K103 | 4,853 | 92,000 | SH | DFND | 1 | 92,000 | 0 | 0 | |
OIL DRI CORP AMER | COM | 677864100 | 519 | 14,500 | SH | DFND | 2 | 14,500 | 0 | 0 | |
OIL DRI CORP AMER | COM | 677864100 | 1,413 | 39,500 | SH | SOLE | 39,500 | 0 | 0 | ||
OMNICELL COM | COM | 68213N109 | 224 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
PARSONS CORPORATION | COM | 70202L102 | 906 | 27,000 | SH | DFND | 2 | 27,000 | 0 | 0 | |
PARSONS CORPORATION | COM | 70202L102 | 5,440 | 162,200 | SH | DFND | 3 | 162,200 | 0 | 0 | |
PARSONS CORPORATION | COM | 70202L102 | 587 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
PARSONS CORPORATION | COM | 70202L102 | 614 | 18,300 | SH | DFND | 1 | 18,300 | 0 | 0 | |
PDF SOLUTIONS INC | COM | 693282105 | 1,871 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
PDF SOLUTIONS INC | COM | 693282105 | 8,420 | 450,000 | SH | DFND | 2 | 450,000 | 0 | 0 | |
PDF SOLUTIONS INC | COM | 693282105 | 973 | 52,000 | SH | DFND | 3 | 52,000 | 0 | 0 | |
PDF SOLUTIONS INC | COM | 693282105 | 6,810 | 364,000 | SH | SOLE | 364,000 | 0 | 0 | ||
PHOTRONICS INC | COM | 719405102 | 1,195 | 120,000 | SH | DFND | 2 | 120,000 | 0 | 0 | |
PHOTRONICS INC | COM | 719405102 | 7,866 | 789,724 | SH | DFND | 3 | 789,724 | 0 | 0 | |
PHOTRONICS INC | COM | 719405102 | 498 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
PHOTRONICS INC | COM | 719405102 | 1,180 | 118,500 | SH | DFND | 1 | 118,500 | 0 | 0 | |
PLURALSIGHT INC | COM CL A | 72941B106 | 1,899 | 110,871 | SH | DFND | 3 | 110,871 | 0 | 0 | |
Q2 HLDGS INC | COM | 74736L109 | 730 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
Q2 HLDGS INC | COM | 74736L109 | 1,506 | 16,500 | SH | DFND | 2 | 16,500 | 0 | 0 | |
QUEST DIAGNOSTICS INC | COM | 74834L100 | 229 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
QUEST DIAGNOSTICS INC | COM | 74834L100 | 429 | 3,750 | SH | DFND | 2 | 3,750 | 0 | 0 | |
RESIDEO TECHNOLOGIES INC | COM | 76118Y104 | 110 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
RESIDEO TECHNOLOGIES INC | COM | 76118Y104 | 220 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
SIENTRA INC | COM | 82621J105 | 1,530 | 450,000 | SH | DFND | 3 | 450,000 | 0 | 0 | |
SITIME CORP | COM | 82982T106 | 420 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
SITIME CORP | COM | 82982T106 | 1,050 | 12,500 | SH | DFND | 2 | 12,500 | 0 | 0 | |
SOUTHWEST AIRLS CO | COM | 844741108 | 218 | 5,800 | SH | SOLE | 5,800 | 0 | 0 | ||
SOUTHWEST AIRLS CO | COM | 844741108 | 533 | 14,200 | SH | DFND | 1 | 14,200 | 0 | 0 | |
SUPER MICRO COMPUTER INC | COM | 86800U104 | 5,280 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
SUPER MICRO COMPUTER INC | COM | 86800U104 | 2,574 | 97,500 | SH | DFND | 2 | 97,500 | 0 | 0 | |
SUPER MICRO COMPUTER INC | COM | 86800U104 | 2,376 | 90,000 | SH | DFND | 3 | 90,000 | 0 | 0 | |
SUPER MICRO COMPUTER INC | COM | 86800U104 | 3,683 | 139,500 | SH | SOLE | 139,500 | 0 | 0 | ||
SURO CAPITAL CORP | COM NEW | 86887Q109 | 887 | 81,862 | SH | SOLE | 81,862 | 0 | 0 | ||
SURO CAPITAL CORP | COM NEW | 86887Q109 | 3,354 | 309,397 | SH | DFND | 1 | 309,397 | 0 | 0 | |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 608 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 730 | 9,000 | SH | DFND | 2 | 9,000 | 0 | 0 | |
TEKLA HEALTHCARE INVS | SH BEN INT | 87911J103 | 5,390 | 261,392 | SH | DFND | 1 | 261,392 | 0 | 0 | |
TEKLA HEALTHCARE INVS | SH BEN INT | 87911J103 | 1,856 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
TEKLA LIFE SCIENCES INVS | SH BEN INT | 87911K100 | 1,934 | 110,000 | SH | SOLE | 110,000 | 0 | 0 | ||
TEKLA LIFE SCIENCES INVS | SH BEN INT | 87911K100 | 6,593 | 375,000 | SH | DFND | 1 | 375,000 | 0 | 0 | |
THE TRADE DESK INC | COM CL A | 88339J105 | 623 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
THE TRADE DESK INC | COM CL A | 88339J105 | 2,594 | 5,000 | SH | DFND | 2 | 5,000 | 0 | 0 | |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 10,265 | 23,250 | SH | DFND | 2 | 23,250 | 0 | 0 | |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 8,830 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
TRANSCAT INC | COM | 893529107 | 396 | 13,500 | SH | SOLE | 13,500 | 0 | 0 | ||
TTM TECHNOLOGIES INC | COM | 87305R109 | 29 | 2,500 | SH | DFND | 2 | 2,500 | 0 | 0 | |
TTM TECHNOLOGIES INC | COM | 87305R109 | 399 | 35,000 | SH | DFND | 3 | 35,000 | 0 | 0 | |
TTM TECHNOLOGIES INC | COM | 87305R109 | 86 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
TTM TECHNOLOGIES INC | COM | 87305R109 | 86 | 7,500 | SH | DFND | 1 | 7,500 | 0 | 0 | |
UGI CORP NEW | COM | 902681105 | 330 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
VEECO INSTRS INC DEL | COM | 922417100 | 759 | 65,000 | SH | DFND | 1 | 65,000 | 0 | 0 | |
VEECO INSTRS INC DEL | COM | 922417100 | 584 | 50,000 | SH | DFND | 2 | 50,000 | 0 | 0 | |
VEECO INSTRS INC DEL | COM | 922417100 | 5,477 | 469,343 | SH | DFND | 3 | 469,343 | 0 | 0 | |
VEECO INSTRS INC DEL | COM | 922417100 | 391 | 33,500 | SH | SOLE | 33,500 | 0 | 0 | ||
VIASAT INC | COM | 92552V100 | 671 | 19,500 | SH | DFND | 2 | 19,500 | 0 | 0 | |
VIASAT INC | COM | 92552V100 | 6,878 | 200,000 | SH | DFND | 3 | 200,000 | 0 | 0 | |
VIASAT INC | COM | 92552V100 | 946 | 27,500 | SH | SOLE | 27,500 | 0 | 0 | ||
VIASAT INC | COM | 92552V100 | 3,253 | 94,600 | SH | DFND | 1 | 94,600 | 0 | 0 | |
VICOR CORP | COM | 925815102 | 3,972 | 51,100 | SH | DFND | 1 | 51,100 | 0 | 0 | |
VICOR CORP | COM | 925815102 | 5,441 | 70,000 | SH | DFND | 2 | 70,000 | 0 | 0 | |
VICOR CORP | COM | 925815102 | 8,511 | 109,500 | SH | SOLE | 109,500 | 0 | 0 | ||
VIEWRAY INC | COM | 92672L107 | 2,730 | 780,000 | SH | DFND | 3 | 780,000 | 0 | 0 | |
VISHAY INTERTECHNOLOGY INC | COM | 928298108 | 3,114 | 200,000 | SH | DFND | 3 | 200,000 | 0 | 0 | |
VISHAY INTERTECHNOLOGY INC | COM | 928298108 | 934 | 60,000 | SH | DFND | 2 | 60,000 | 0 | 0 | |
VISHAY PRECISION GROUP INC | COM | 92835K103 | 380 | 15,000 | SH | DFND | 2 | 15,000 | 0 | 0 | |
VISHAY PRECISION GROUP INC | COM | 92835K103 | 4,684 | 185,000 | SH | DFND | 3 | 185,000 | 0 | 0 | |
VISHAY PRECISION GROUP INC | COM | 92835K103 | 380 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
VONAGE HLDGS CORP | COM | 92886T201 | 2,967 | 290,000 | SH | DFND | 3 | 290,000 | 0 | 0 | |
VOYAGER THERAPEUTICS INC | COM | 92915B106 | 1,761 | 165,000 | SH | DFND | 3 | 165,000 | 0 | 0 | |
WABTEC | COM | 929740108 | 1,578 | 25,500 | SH | SOLE | 25,500 | 0 | 0 | ||
WABTEC | COM | 929740108 | 2,475 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
WESTERN DIGITAL CORP. | COM | 958102105 | 55 | 1,500 | SH | DFND | 2 | 1,500 | 0 | 0 | |
WESTERN DIGITAL CORP. | COM | 958102105 | 731 | 20,000 | SH | DFND | 3 | 20,000 | 0 | 0 | |
WORLD WRESTLING ENTMT INC | CL A | 98156Q108 | 91 | 2,250 | SH | SOLE | 2,250 | 0 | 0 | ||
WORLD WRESTLING ENTMT INC | CL A | 98156Q108 | 182 | 4,500 | SH | DFND | 2 | 4,500 | 0 | 0 | |
ZUORA INC | COM CL A | 98983V106 | 1,913 | 185,000 | SH | DFND | 3 | 185,000 | 0 | 0 | |
ZUORA INC | COM CL A | 98983V106 | 103 | 9,950 | SH | SOLE | 9,950 | 0 | 0 | ||
ZUORA INC | COM CL A | 98983V106 | 347 | 33,550 | SH | DFND | 1 | 33,550 | 0 | 0 |