The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACADIA HEALTHCARE COMPANY IN | COM | 00404A109 | 62,291 | 1,239,385 | SH | SOLE | 1,239,385 | 0 | 0 | ||
| AEGLEA BIOTHERAPEUTICS INC | COM | 00773J103 | 2,361 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| ARCONIC CORPORATION | COM | 03966V107 | 34,828 | 1,168,749 | SH | SOLE | 1,168,749 | 0 | 0 | ||
| BATTALION OIL CORP | COM | 07134L107 | 7,768 | 935,981 | SH | SOLE | 935,981 | 0 | 0 | ||
| BURGERFI INTERNATIONAL INC | COM | 12122L101 | 37,592 | 2,745,938 | SH | SOLE | 2,745,938 | 0 | 0 | ||
| BURGERFI INTERNATIONAL INC | *W EXP 12/16/202 | 12122L119 | 4,583 | 2,083,438 | SH | Call | SOLE | 2,083,438 | 0 | 0 | |
| CANADIAN SOLAR INC | COM | 136635109 | 45,143 | 881,017 | SH | SOLE | 881,017 | 0 | 0 | ||
| COMSCORE INC | COM | 20564W105 | 2 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
| DURECT CORP | COM | 266605104 | 36,702 | 17,730,680 | SH | SOLE | 17,730,680 | 0 | 0 | ||
| EXTREME NETWORKS INC | COM | 30226D106 | 5,593 | 811,835 | SH | SOLE | 811,835 | 0 | 0 | ||
| INVESCO EXCH TRADED FD TR II | SOLAR ETF | 46138G706 | 30,828 | 300,000 | SH | Put | SOLE | 300,000 | 0 | 0 | |
| KINIKSA PHARMACEUTICALS LTD | COM CL A | G5269C101 | 8,759 | 495,748 | SH | SOLE | 495,748 | 0 | 0 | ||
| LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | 30,275 | 1,250,000 | SH | SOLE | 1,250,000 | 0 | 0 | ||
| LIBERTY GLOBAL PLC | SHS CL C | G5480U120 | 591 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
| LOGICBIO THERAPEUTICS INC | COM | 54142F102 | 3,815 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
| LUMOS PHARMA INC | COM | 55028X109 | 14,540 | 407,192 | SH | SOLE | 407,192 | 0 | 0 | ||
| MARINUS PHARMACEUTICALS INC | COM NEW | 56854Q200 | 44,143 | 3,618,334 | SH | SOLE | 3,618,334 | 0 | 0 | ||
| NEXTCURE INC | COM | 65343E108 | 3,270 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| OUTFRONT MEDIA INC | COM | 69007J106 | 1,467 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| OVINTIV INC | COM | 69047Q102 | 1,293 | 90,108 | SH | SOLE | 90,108 | 0 | 0 | ||
| PERSPECTA INC | COM | 715347100 | 30,100 | 1,250,000 | SH | SOLE | 1,250,000 | 0 | 0 | ||
| SIERRA WIRELESS INC | COM | 826516106 | 31,329 | 2,144,396 | SH | SOLE | 2,144,396 | 0 | 0 | ||
| TG THERAPEUTICS INC | COM | 88322Q108 | 69,068 | 1,327,734 | SH | SOLE | 1,327,734 | 0 | 0 | ||
| TRICIDA INC | COM | 89610F101 | 12,878 | 1,826,729 | SH | SOLE | 1,826,729 | 0 | 0 | ||