The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
4D MOLECULAR THERAPEUTICS IN | COM | 35104E100 | 8,290 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
5 01 ACQUISITION CORP | COM CL A | 33836P105 | 5,085 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
908 DEVICES INC | COM | 65443P102 | 29,503 | 545,322 | SH | DFND | 1 | 545,322 | 0 | 0 | |
ACCELERON PHARMA INC | COM | 00434H108 | 54,374 | 425,000 | SH | DFND | 1 | 425,000 | 0 | 0 | |
AGENUS INC | COM NEW | 00847G705 | 22,260 | 7,000,000 | SH | DFND | 1 | 7,000,000 | 0 | 0 | |
AKERO THERAPEUTICS INC | COM | 00973Y108 | 19,158 | 742,549 | SH | DFND | 1 | 742,549 | 0 | 0 | |
AKOUOS INC | COM | 00973J101 | 9,915 | 499,990 | SH | DFND | 1 | 499,990 | 0 | 0 | |
ALBIREO PHARMA INC | COM | 01345P106 | 18,755 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
ALIGOS THERAPEUTICS INC | COM | 01626L105 | 34,484 | 1,267,166 | SH | DFND | 1 | 1,267,166 | 0 | 0 | |
ALLAKOS INC | COM | 01671P100 | 7,000 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
ALX ONCOLOGY HLDGS INC | COM | 00166B105 | 76,009 | 881,770 | SH | DFND | 1 | 881,770 | 0 | 0 | |
ANAPTYSBIO INC | COM | 032724106 | 13,975 | 650,000 | SH | DFND | 1 | 650,000 | 0 | 0 | |
APELLIS PHARMACEUTICALS INC | COM | 03753U106 | 106,741 | 1,866,108 | SH | DFND | 1 | 1,866,108 | 0 | 0 | |
ARENA PHARMACEUTICALS INC | COM NEW | 040047607 | 1,537 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
ARGENX SE | SPONSORED ADR | 04016X101 | 8,823 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | |
ASCENDIS PHARMA A/S | SPONSORED ADR | 04351P101 | 16,678 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
ATEA PHARMACEUTICALS INC | COM | 04683R106 | 259,830 | 6,411,355 | SH | DFND | 1 | 6,411,355 | 0 | 0 | |
ATRECA INC | CL A COM | 04965G109 | 4,740 | 293,500 | SH | DFND | 1 | 293,500 | 0 | 0 | |
AUTOLUS THERAPEUTICS PLC | SPON ADS | 05280R100 | 3,774 | 422,167 | SH | DFND | 1 | 422,167 | 0 | 0 | |
AVIDITY BIOSCIENCES INC | COM | 05370A108 | 62,895 | 2,464,547 | SH | DFND | 1 | 2,464,547 | 0 | 0 | |
AVROBIO INC | COM | 05455M100 | 3,402 | 244,032 | SH | DFND | 1 | 244,032 | 0 | 0 | |
AXONICS MODULATION TECHNOLOG | COM | 05465P101 | 34,595 | 693,000 | SH | DFND | 1 | 693,000 | 0 | 0 | |
AXSOME THERAPEUTICS INC | COM | 05464T104 | 16,294 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
BCLS ACQUISITION CORP | COM CL A | G0904B105 | 5,513 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
BCTG ACQUISITION CORP | COM | 05492W103 | 9,152 | 800,000 | SH | DFND | 1 | 800,000 | 0 | 0 | |
BEAM THERAPEUTICS INC | COM | 07373V105 | 75,456 | 924,249 | SH | DFND | 1 | 924,249 | 0 | 0 | |
BIOATLA INC | COM | 09077B104 | 75,416 | 2,292,060 | SH | DFND | 1 | 2,292,060 | 0 | 0 | |
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 36,427 | 425,000 | SH | DFND | 1 | 425,000 | 0 | 0 | |
BIONTECH SE | SPONSORED ADS | 09075V102 | 22,418 | 275,000 | SH | DFND | 1 | 275,000 | 0 | 0 | |
BLUEPRINT MEDICINES CORP | COM | 09627Y109 | 25,234 | 225,000 | SH | DFND | 1 | 225,000 | 0 | 0 | |
BRIDGEBIO PHARMA INC | COM | 10806X102 | 161,118 | 2,265,762 | SH | DFND | 1 | 2,265,762 | 0 | 0 | |
C4 THERAPEUTICS INC | COM STK | 12529R107 | 80,021 | 2,490,065 | SH | DFND | 1 | 2,490,065 | 0 | 0 | |
CABALETTA BIO INC | COM | 12674W109 | 23,767 | 1,904,424 | SH | DFND | 1 | 1,904,424 | 0 | 0 | |
CARDIFF ONCOLOGY INC | COM | 14147L108 | 2,699 | 150,000 | SH | DFND | 1 | 150,000 | 0 | 0 | |
CEREVEL THERAPEUTICS HLDNG I | *W EXP 06/09/202 | 15678U102 | 753 | 133,331 | SH | DFND | 1 | 133,331 | 0 | 0 | |
CHEMOCENTRYX INC | COM | 16383L106 | 74,304 | 1,200,000 | SH | DFND | 1 | 1,200,000 | 0 | 0 | |
CRISPR THERAPEUTICS AG | NAMEN AKT | H17182108 | 30,622 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
DECIPHERA PHARMACEUTICALS IN | COM | 24344T101 | 11,414 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
EIGER BIOPHARMACEUTICALS INC | COM | 28249U105 | 4,916 | 400,000 | SH | DFND | 1 | 400,000 | 0 | 0 | |
FATE THERAPEUTICS INC | COM | 31189P102 | 909 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
FOGHORN THERAPEUTICS INC | COM | 344174107 | 20,270 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
FORMA THERAPEUTICS HLDGS INC | SHS | 34633R104 | 155,654 | 4,460,000 | SH | DFND | 1 | 4,460,000 | 0 | 0 | |
FS DEV CORP | COM CL A | 303020101 | 5,500 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
GALECTO INC | COM | 36322Q107 | 26,464 | 2,150,732 | SH | DFND | 1 | 2,150,732 | 0 | 0 | |
GENETRON HLDGS LTD | ADS | 37186H100 | 5,600 | 400,000 | SH | DFND | 1 | 400,000 | 0 | 0 | |
GOSSAMER BIO INC | COM | 38341P102 | 8,204 | 848,382 | SH | DFND | 1 | 848,382 | 0 | 0 | |
HARPOON THERAPEUTICS INC | COM | 41358P106 | 9,478 | 570,600 | SH | DFND | 1 | 570,600 | 0 | 0 | |
HEALTH SCIENCES ACQ CORP 2 | ORD SHS | G4411D109 | 10,248 | 800,000 | SH | DFND | 1 | 800,000 | 0 | 0 | |
HELIX ACQUISITION CORP | COM CL A | G4444C102 | 4,742 | 430,000 | SH | DFND | 1 | 430,000 | 0 | 0 | |
IGM BIOSCIENCES INC | COM | 449585108 | 52,974 | 600,000 | SH | DFND | 1 | 600,000 | 0 | 0 | |
IMMUNOVANT INC | COM | 45258J102 | 72,193 | 1,562,952 | SH | DFND | 1 | 1,562,952 | 0 | 0 | |
IMV INC | COM | 44974L103 | 716 | 234,374 | SH | DFND | 1 | 234,374 | 0 | 0 | |
INSMED INC | COM PAR $.01 | 457669307 | 9,987 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
INSPIRE MED SYS INC | COM | 457730109 | 18,809 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
INTELLIA THERAPEUTICS INC | COM | 45826J105 | 16,320 | 300,000 | SH | Put | DFND | 1 | 300,000 | 0 | 0 |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 235,305 | 750,000 | SH | Put | DFND | 1 | 750,000 | 0 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 98,030 | 500,000 | SH | Put | DFND | 1 | 500,000 | 0 | 0 |
ITEOS THERAPEUTICS INC | COM | 46565G104 | 10,146 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
KADMON HLDGS INC | COM | 48283N106 | 3,528 | 850,000 | SH | DFND | 1 | 850,000 | 0 | 0 | |
KURA ONCOLOGY INC | COM | 50127T109 | 21,229 | 650,000 | SH | DFND | 1 | 650,000 | 0 | 0 | |
MERUS N V | COM | N5749R100 | 6,136 | 350,000 | SH | DFND | 1 | 350,000 | 0 | 0 | |
MINERVA NEUROSCIENCES INC | COM | 603380106 | 468 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
MIRAGEN THERAPEUTICS INC | COM NEW | 60463E202 | 1,532 | 93,126 | SH | DFND | 1 | 93,126 | 0 | 0 | |
MIRATI THERAPEUTICS INC | COM | 60468T105 | 71,383 | 325,000 | SH | DFND | 1 | 325,000 | 0 | 0 | |
MORPHIC HLDG INC | COM | 61775R105 | 6,710 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
MYOVANT SCIENCES LTD | COM | G637AM102 | 46,954 | 1,700,000 | SH | DFND | 1 | 1,700,000 | 0 | 0 | |
NEKTAR THERAPEUTICS | COM | 640268108 | 680 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
NOVUS THERAPEUTICS INC | COM | 67011N204 | 21,363 | 1,415,500 | SH | DFND | 1 | 1,415,500 | 0 | 0 | |
OLEMA PHARMACEUTICALS INC | COM | 68062P106 | 148,169 | 3,195,544 | SH | DFND | 1 | 3,195,544 | 0 | 0 | |
OMEROS CORP | COM | 682143102 | 57,140 | 4,000,000 | SH | DFND | 1 | 4,000,000 | 0 | 0 | |
OMEROS CORP | COM | 682143102 | 14,290 | 1,000,000 | SH | Call | DFND | 1 | 1,000,000 | 0 | 0 |
ORCHARD THERAPEUTICS PLC | ADS | 68570P101 | 1,109 | 256,649 | SH | DFND | 1 | 256,649 | 0 | 0 | |
OTONOMY INC | COM | 68906L105 | 16,822 | 2,600,000 | SH | DFND | 1 | 2,600,000 | 0 | 0 | |
PANACEA ACQUISITION CORP | UNIT 99/99/9999 | 698102209 | 3,190 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
PLIANT THERAPEUTICS INC | COM | 729139105 | 13,891 | 611,409 | SH | DFND | 1 | 611,409 | 0 | 0 | |
PRAXIS PRECISION MEDICINES I | COM | 74006W108 | 57,739 | 1,074,145 | SH | DFND | 1 | 1,074,145 | 0 | 0 | |
PRECISION BIOSCIENCES INC | COM | 74019P108 | 2,890 | 346,524 | SH | DFND | 1 | 346,524 | 0 | 0 | |
PROTARA THERAPEUTICS INC | COM STK | 74365U107 | 8,474 | 350,000 | SH | DFND | 1 | 350,000 | 0 | 0 | |
QUOTIENT LTD | SHS | G73268107 | 7,815 | 1,500,000 | SH | DFND | 1 | 1,500,000 | 0 | 0 | |
REATA PHARMACEUTICALS INC | CL A | 75615P103 | 61,810 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
REPARE THERAPEUTICS INC | COM | 760273102 | 10,290 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
REPLIMUNE GROUP INC | COM | 76029N106 | 4,769 | 125,000 | SH | DFND | 1 | 125,000 | 0 | 0 | |
REVOLUTION MEDICINES INC | COM | 76155X100 | 98,780 | 2,495,066 | SH | DFND | 1 | 2,495,066 | 0 | 0 | |
ROCKET PHARMACEUTICALS INC | COM | 77313F106 | 75,051 | 1,368,550 | SH | DFND | 1 | 1,368,550 | 0 | 0 | |
SAREPTA THERAPEUTICS INC | COM | 803607100 | 11,934 | 70,000 | SH | DFND | 1 | 70,000 | 0 | 0 | |
SILVERBACK THERAPEUTICS INC | COM | 82835W108 | 23,170 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
SORRENTO THERAPEUTICS INC | COM NEW | 83587F202 | 30,713 | 4,500,000 | SH | DFND | 1 | 4,500,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 186,940 | 500,000 | SH | Put | DFND | 1 | 500,000 | 0 | 0 |
SPDR SER TR | S&P BIOTECH | 78464A870 | 211,170 | 1,500,000 | SH | Put | DFND | 1 | 1,500,000 | 0 | 0 |
SPRINGWORKS THERAPEUTICS INC | COM | 85205L107 | 9,065 | 125,000 | SH | DFND | 1 | 125,000 | 0 | 0 | |
STOKE THERAPEUTICS INC | COM | 86150R107 | 89,043 | 1,437,807 | SH | DFND | 1 | 1,437,807 | 0 | 0 | |
TARSUS PHARMACEUTICALS INC | COM | 87650L103 | 69,965 | 1,714,269 | SH | DFND | 1 | 1,714,269 | 0 | 0 | |
TCR2 THERAPEUTICS INC | COM | 87808K106 | 15,465 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
THERAPEUTICS ACQUISITION COR | COM CL A | 88339T103 | 6,975 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
THERAVANCE BIOPHARMA INC | COM | G8807B106 | 9,773 | 550,000 | SH | DFND | 1 | 550,000 | 0 | 0 | |
TRICIDA INC | COM | 89610F101 | 3,017 | 427,975 | SH | DFND | 1 | 427,975 | 0 | 0 | |
TURNING POINT THERAPEUTICS I | COM | 90041T108 | 291,501 | 2,392,297 | SH | DFND | 1 | 2,392,297 | 0 | 0 | |
TWIST BIOSCIENCE CORP | COM | 90184D100 | 31,790 | 225,000 | SH | DFND | 1 | 225,000 | 0 | 0 | |
UNIQURE NV | SHS | N90064101 | 9,032 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
VESPER HEALTHCARE ACQSTN COR | UNIT 99/99/9999 | 92538T203 | 4,848 | 400,000 | SH | DFND | 1 | 400,000 | 0 | 0 | |
VIELA BIO INC | COM | 926613100 | 51,408 | 1,429,200 | SH | DFND | 1 | 1,429,200 | 0 | 0 | |
X4 PHARMACEUTICALS INC | COM | 98420X103 | 669 | 103,980 | SH | DFND | 1 | 103,980 | 0 | 0 | |
Y-MABS THERAPEUTICS INC | COM | 984241109 | 82,268 | 1,661,647 | SH | DFND | 1 | 1,661,647 | 0 | 0 | |
ZAI LAB LTD | ADR | 98887Q104 | 25,592 | 189,092 | SH | DFND | 1 | 189,092 | 0 | 0 | |
ZYMEWORKS INC | COM | 98985W102 | 56,712 | 1,200,000 | SH | DFND | 1 | 1,200,000 | 0 | 0 |