The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ACCELERON PHARMA INC COM 00434H108 1,919 15,000 SH   DFND 1,2,3,4 15,000 0 0
ALPHABET INC CAP STK CL A 02079K305 28,834 16,452 SH   DFND 1,2,3,4 16,452 0 0
API GROUP CORP COM STK 00187Y100 28,738 1,583,344 SH   DFND 1,2,3,4 1,583,344 0 0
ATHENEX INC COM 04685N103 43,808 3,960,960 SH   DFND 1,2,3,4 3,960,960 0 0
AURINIA PHARMACEUTICALS INC COM 05156V102 2,766 200,000 SH Call DFND 1,2,3,4 200,000 0 0
AURINIA PHARMACEUTICALS INC COM 05156V102 23,071 1,668,208 SH   DFND 1,2,3,4 1,668,208 0 0
BAIDU INC SPON ADR REP A 056752108 22,881 105,815 SH   DFND 1,2,3,4 105,815 0 0
BEYOND AIR INC COM 08862L103 2,693 511,036 SH   DFND 1,2,3,4 511,036 0 0
BIOHAVEN PHARMACTL HLDG CO L COM G11196105 12,857 150,000 SH Call DFND 1,2,3,4 150,000 0 0
BIOHAVEN PHARMACTL HLDG CO L COM G11196105 105,446 1,230,261 SH   DFND 1,2,3,4 1,230,261 0 0
CALIFORNIA RES CORP COMMON STOCK 13057Q305 689 29,199 SH   DFND 1,2,3,4 29,199 0 0
CANADA GOOSE HLDGS INC SHS SUB VTG 135086106 5,409 181,700 SH   DFND 1,2,3,4 181,700 0 0
CARA THERAPEUTICS INC COM 140755109 9,480 626,583 SH   DFND 1,2,3,4 626,583 0 0
COPART INC COM 217204106 20,053 157,590 SH   DFND 1,2,3,4 157,590 0 0
CROWN HLDGS INC COM 228368106 31,634 315,712 SH   DFND 1,2,3,4 315,712 0 0
DISNEY WALT CO COM 254687106 5,544 30,600 SH Put DFND 1,2,3,4 30,600 0 0
DISNEY WALT CO COM 254687106 20,093 110,900 SH   DFND 1,2,3,4 110,900 0 0
EUCRATES BIOMEDICAL ACQU COR UNIT 10/23/2027 G3141W114 2,132 200,000 SH   DFND 1,2,3,4 200,000 0 0
EXICURE INC COM 30205M101 601 339,395 SH   DFND 1,2,3,4 339,395 0 0
FACEBOOK INC CL A 30303M102 16,630 60,881 SH   DFND 1,2,3,4 60,881 0 0
FLEX LTD ORD Y2573F102 14,166 787,900 SH   DFND 1,2,3,4 787,900 0 0
FLEXION THERAPEUTICS INC COM 33938J106 12,331 1,068,580 SH   DFND 1,2,3,4 1,068,580 0 0
FOLEY TRASIMENE ACQUISITION COM CL A 344328109 8,689 575,450 SH   DFND 1,2,3,4 575,450 0 0
GENOCEA BIOSCIENCES INC COM NEW 372427401 4,772 1,972,056 SH   DFND 1,2,3,4 1,972,056 0 0
GREAT ELM GROUP INC COM NEW 39037G109 3,626 1,259,049 SH   DFND 1,2,3,4 1,259,049 0 0
GTY TECHNOLOGY HOLDINGS INC COM 362409104 6,007 1,159,600 SH   DFND 1,2,3,4 1,159,600 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 92,083 293,500 SH Put DFND 1,2,3,4 293,500 0 0
IOVANCE BIOTHERAPEUTICS INC COM 462260100 13,920 300,000 SH Put DFND 1,2,3,4 300,000 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 94,109 480,000 SH Put DFND 1,2,3,4 480,000 0 0
JD.COM INC SPON ADR CL A 47215P106 15,339 174,500 SH   DFND 1,2,3,4 174,500 0 0
LITHIA MTRS INC CL A 536797103 24,369 83,264 SH   DFND 1,2,3,4 83,264 0 0
MIMECAST LTD ORD SHS G14838109 9,886 173,924 SH   DFND 1,2,3,4 173,924 0 0
MOLECULAR TEMPLATES INC COM 608550109 7,150 761,495 SH   DFND 1,2,3,4 761,495 0 0
PAGERDUTY INC COM 69553P100 2,181 52,300 SH Call DFND 1,2,3,4 52,300 0 0
PURPLE INNOVATION INC COM 74640Y106 19,533 593,000 SH   DFND 1,2,3,4 593,000 0 0
RADIUS GLOBAL INFRASTRCTRE I COM CL A 750481103 12,850 1,000,000 SH   DFND 1,2,3,4 1,000,000 0 0
RAPT THERAPEUTICS INC COM 75382E109 5,009 253,608 SH   DFND 1,2,3,4 253,608 0 0
SCYNEXIS INC COM NEW 811292200 4,491 587,048 SH   DFND 1,2,3,4 587,048 0 0
SEA LTD SPONSORD ADS 81141R100 11,567 58,111 SH   DFND 1,2,3,4 58,111 0 0
SESEN BIO INC COM 817763105 2,311 1,711,672 SH   DFND 1,2,3,4 1,711,672 0 0
SHIFT4 PMTS INC CL A 82452J109 5,278 70,000 SH   DFND 1,2,3,4 70,000 0 0
SLACK TECHNOLOGIES INC COM CL A 83088V102 3,168 75,000 SH   DFND 1,2,3,4 75,000 0 0
SOL GEL TECHNOLOGIES SHS M8694L103 8,153 832,800 SH   DFND 1,2,3,4 832,800 0 0
SPDR SER TR S&P BIOTECH 78464A870 42,234 300,000 SH Put DFND 1,2,3,4 300,000 0 0
STAR PEAK ENERGY TRANSITION CL A 855185104 5,852 286,000 SH   DFND 1,2,3,4 286,000 0 0
STONERIDGE INC COM 86183P102 10,529 348,301 SH   DFND 1,2,3,4 348,301 0 0
SUMO LOGIC INC COM 86646P103 11,432 400,000 SH Put DFND 1,2,3,4 400,000 0 0
TENABLE HLDGS INC COM 88025T102 3,825 73,200 SH Put DFND 1,2,3,4 73,200 0 0
TENABLE HLDGS INC COM 88025T102 9,668 185,000 SH   DFND 1,2,3,4 185,000 0 0
TRILOGY METALS INC NEW COM 89621C105 3,347 1,673,461 SH   DFND 1,2,3,4 1,673,461 0 0
TWILIO INC CL A 90138F102 7,481 22,100 SH Put DFND 1,2,3,4 22,100 0 0
TWILIO INC CL A 90138F102 8,717 25,753 SH   DFND 1,2,3,4 25,753 0 0
VERTIV HOLDINGS CO COM CL A 92537N108 31,029 1,661,968 SH   DFND 1,2,3,4 1,661,968 0 0
WNS HLDGS LTD SPON ADR 92932M101 6,761 93,834 SH   DFND 1,2,3,4 93,834 0 0
WORKDAY INC CL A 98138H101 5,990 25,000 SH Put DFND 1,2,3,4 25,000 0 0
WORKDAY INC CL A 98138H101 11,381 47,500 SH   DFND 1,2,3,4 47,500 0 0