The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
89BIO INC | COM | 282559103 | 1,704 | 69,939 | SH | DFND | 1,2 | 69,939 | 0 | 0 | |
ABBVIE INC | COM | 00287Y109 | 36,431 | 340,000 | SH | DFND | 1,2 | 340,000 | 0 | 0 | |
ABBVIE INC | CALL | 00287Y109 | 24,109 | 225,000 | SH | Call | DFND | 1,2 | 0 | 0 | 225,000 |
ACLARIS THERAPEUTICS INC | COM | 00461U105 | 971 | 150,000 | SH | DFND | 1,2 | 150,000 | 0 | 0 | |
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 9,374 | 60,000 | SH | DFND | 1,2 | 60,000 | 0 | 0 | |
ALIGOS THERAPEUTICS INC | COM | 01626L105 | 2,046 | 74,000 | SH | DFND | 1,2 | 74,000 | 0 | 0 | |
ALLOT LTD | SHS | M0854Q105 | 5,609 | 533,192 | SH | DFND | 533,192 | 0 | 0 | ||
ALPINE IMMUNE SCIENCES INC | COM | 02083G100 | 2,498 | 198,260 | SH | DFND | 1,2 | 198,260 | 0 | 0 | |
ALX ONCOLOGY HLDGS INC | COM | 00166B105 | 11,503 | 133,448 | SH | DFND | 1,2 | 133,448 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 6,713 | 2,061 | SH | DFND | 2,061 | 0 | 0 | ||
AMICUS THERAPEUTICS INC | COM | 03152W109 | 6,136 | 265,753 | SH | DFND | 1,2 | 265,753 | 0 | 0 | |
ARGENX SE | SPONSORED ADR | 04016X101 | 2,720 | 9,249 | SH | DFND | 1,2 | 9,249 | 0 | 0 | |
ARKO CORP | COM | 041242108 | 5,400 | 600,000 | SH | DFND | 600,000 | 0 | 0 | ||
ARYA SCIENCES ACQUISITION CO | COM CL A | G3166W106 | 4,340 | 400,000 | SH | DFND | 1,2 | 400,000 | 0 | 0 | |
ASCENDIS PHARMA A/S | SPONSORED ADR | 04351P101 | 3,936 | 23,599 | SH | DFND | 1,2 | 23,599 | 0 | 0 | |
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 34,517 | 690,473 | SH | DFND | 1,2 | 690,473 | 0 | 0 | |
ATHIRA PHARMA INC | COM | 04746L104 | 1,846 | 53,900 | SH | DFND | 1,2 | 53,900 | 0 | 0 | |
AUDIOCODES LTD | ORD | M15342104 | 11,818 | 428,971 | SH | DFND | 428,971 | 0 | 0 | ||
AVROBIO INC | COM | 05455M100 | 9,143 | 655,874 | SH | DFND | 1,2 | 655,874 | 0 | 0 | |
BCLS ACQUISITION CORP | COM CL A | G0904B105 | 6,891 | 625,000 | SH | DFND | 1,2 | 625,000 | 0 | 0 | |
BEYONDSPRING INC | SHS | G10830100 | 7,296 | 598,000 | SH | DFND | 1,2 | 598,000 | 0 | 0 | |
BIOATLA INC | COM | 09077B104 | 1,701 | 50,000 | SH | DFND | 1,2 | 50,000 | 0 | 0 | |
BIOXCEL THERAPEUTICS INC | COM | 09075P105 | 1,298 | 28,093 | SH | DFND | 1,2 | 28,093 | 0 | 0 | |
BRIDGEBIO PHARMA INC | COM | 10806X102 | 11,228 | 157,900 | SH | DFND | 1,2 | 157,900 | 0 | 0 | |
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 38,769 | 625,000 | SH | DFND | 1,2 | 625,000 | 0 | 0 | |
BURLINGTON STORES INC | COM | 122017106 | 9,154 | 35,000 | SH | DFND | 35,000 | 0 | 0 | ||
C4 THERAPEUTICS INC | COM STK | 12529R107 | 14,601 | 443,824 | SH | DFND | 1,2 | 443,824 | 0 | 0 | |
CAMTEK LTD | ORD | M20791105 | 8,764 | 400,000 | SH | DFND | 400,000 | 0 | 0 | ||
CELLDEX THERAPEUTICS INC NEW | COM NEW | 15117B202 | 10,463 | 597,198 | SH | DFND | 1,2 | 597,198 | 0 | 0 | |
CELLECTAR BIOSCIENCES INC | COM PAR | 15117F500 | 182 | 87,500 | SH | DFND | 1,2 | 87,500 | 0 | 0 | |
CEREVEL THERAPEUTICS HLDNG I | *W EXP 06/09/202 | 15678U102 | 940 | 166,332 | SH | DFND | 1,2 | 166,332 | 0 | 0 | |
CEREVEL THERAPEUTICS HLDNG I | COM | 15678U128 | 13,457 | 811,665 | SH | DFND | 1,2 | 811,665 | 0 | 0 | |
CHINOOK THERAPEUTICS INC | COM | 16961L106 | 3,198 | 201,666 | SH | DFND | 1,2 | 201,666 | 0 | 0 | |
COGENT BIOSCIENCES INC | COM | 19240Q201 | 8,259 | 735,434 | SH | DFND | 1,2 | 735,434 | 0 | 0 | |
CONCERT PHARMACEUTICALS INC | COM | 206022105 | 4,854 | 384,039 | SH | DFND | 1,2 | 384,039 | 0 | 0 | |
DECIPHERA PHARMACEUTICALS IN | COM | 24344T101 | 5,910 | 103,565 | SH | DFND | 1,2 | 103,565 | 0 | 0 | |
DICERNA PHARMACEUTICALS INC | COM | 253031108 | 4,780 | 216,980 | SH | DFND | 1,2 | 216,980 | 0 | 0 | |
DYNE THERAPEUTICS INC | COM | 26818M108 | 2,100 | 100,000 | SH | DFND | 1,2 | 100,000 | 0 | 0 | |
ESSA PHARMA INC | COM NEW | 29668H708 | 4,655 | 390,200 | SH | DFND | 1,2 | 390,200 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 10,926 | 39,998 | SH | DFND | 39,998 | 0 | 0 | ||
FATE THERAPEUTICS INC | COM | 31189P102 | 7,456 | 82,000 | SH | DFND | 1,2 | 82,000 | 0 | 0 | |
GALECTO INC | COM | 36322Q107 | 4,669 | 391,787 | SH | DFND | 1,2 | 391,787 | 0 | 0 | |
GALERA THERAPEUTICS INC | COM | 36338D108 | 4,784 | 467,662 | SH | DFND | 1,2 | 467,662 | 0 | 0 | |
GAMIDA CELL LTD | SHS | M47364100 | 336 | 40,000 | SH | DFND | 1,2 | 40,000 | 0 | 0 | |
GENERAC HLDGS INC | COM | 368736104 | 24,029 | 105,663 | SH | DFND | 105,663 | 0 | 0 | ||
HEALTH SCIENCES ACQ CORP 2 | ORD SHS | G4411D109 | 1,281 | 100,000 | SH | DFND | 1,2 | 100,000 | 0 | 0 | |
I MAB | SPONSORED ADS | 44975P103 | 8,573 | 181,820 | SH | DFND | 1,2 | 181,820 | 0 | 0 | |
IMMATICS N.V | *W EXP 07/01/202 | N44445117 | 288 | 100,000 | SH | DFND | 1,2 | 100,000 | 0 | 0 | |
IMMATICS N.V | SHS | N44445109 | 8,884 | 823,391 | SH | DFND | 1,2 | 823,391 | 0 | 0 | |
IMMUNOVANT INC | COM | 45258J102 | 7,852 | 170,000 | SH | DFND | 1,2 | 170,000 | 0 | 0 | |
INHIBRX INC | COM | 45720L107 | 1,424 | 43,182 | SH | DFND | 1,2 | 43,182 | 0 | 0 | |
ION ACQUISITION CORP 1 LTD | SHS CL A | G49392106 | 1,766 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
IONIS PHARMACEUTICALS INC | COM | 462222100 | 5,190 | 91,800 | SH | DFND | 1,2 | 91,800 | 0 | 0 | |
IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 5,906 | 127,289 | SH | DFND | 1,2 | 127,289 | 0 | 0 | |
JFROG LTD | ORD SHS | M6191J100 | 4,547 | 72,377 | SH | DFND | 72,377 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 53,226 | 338,200 | SH | DFND | 1,2 | 338,200 | 0 | 0 | |
KALVISTA PHARMACEUTICALS INC | COM | 483497103 | 4,560 | 240,140 | SH | DFND | 1,2 | 240,140 | 0 | 0 | |
KORNIT DIGITAL LTD | SHS | M6372Q113 | 11,443 | 128,381 | SH | DFND | 128,381 | 0 | 0 | ||
KRONOS BIO INC | COM | 50107A104 | 1,045 | 35,000 | SH | DFND | 1,2 | 35,000 | 0 | 0 | |
KRYSTAL BIOTECH INC | COM | 501147102 | 6,063 | 101,044 | SH | DFND | 1,2 | 101,044 | 0 | 0 | |
KURA ONCOLOGY INC | COM | 50127T109 | 15,399 | 471,494 | SH | DFND | 1,2 | 471,494 | 0 | 0 | |
KYMERA THERAPEUTICS INC | COM | 501575104 | 9,157 | 147,700 | SH | DFND | 1,2 | 147,700 | 0 | 0 | |
LEAP THERAPEUTICS INC | COM | 52187K101 | 1,800 | 800,000 | SH | DFND | 1,2 | 800,000 | 0 | 0 | |
LIFESCI ACQUISITION II CORP | COM | 53229E103 | 1,062 | 100,000 | SH | DFND | 1,2 | 100,000 | 0 | 0 | |
LILLY ELI & CO | COM | 532457108 | 69,224 | 410,000 | SH | DFND | 1,2 | 410,000 | 0 | 0 | |
MERCK & CO. INC | COM | 58933Y105 | 59,616 | 728,808 | SH | DFND | 1,2 | 728,808 | 0 | 0 | |
MERCK & CO. INC | CALL | 58933Y105 | 10,634 | 130,000 | SH | Call | DFND | 1,2 | 0 | 0 | 130,000 |
MICROSOFT CORP | COM | 594918104 | 10,573 | 47,536 | SH | DFND | 47,536 | 0 | 0 | ||
MIRAGEN THERAPEUTICS INC | COM | 60463E103 | 502 | 30,497 | SH | DFND | 1,2 | 30,497 | 0 | 0 | |
MIRATI THERAPEUTICS INC | COM | 60468T105 | 6,541 | 29,779 | SH | DFND | 1,2 | 29,779 | 0 | 0 | |
NICE LTD | SPONSORED ADR | 653656108 | 21,118 | 74,481 | SH | DFND | 74,481 | 0 | 0 | ||
NICE SYS INC | NOTE 1.250% 1/1 | 65366HAB9 | 856 | 250,000 | SH | DFND | 250,000 | 0 | 0 | ||
NOVA MEASURING INSTRUMENTS L | COM | M7516K103 | 5,515 | 78,113 | SH | DFND | 78,113 | 0 | 0 | ||
NOVARTIS AG | SPONSORED ADR | 66987V109 | 40,510 | 429,000 | SH | DFND | 1,2 | 429,000 | 0 | 0 | |
NOVARTIS AG | CALL | 66987V109 | 11,332 | 120,000 | SH | Call | DFND | 1,2 | 0 | 0 | 120,000 |
OLEMA PHARMACEUTICALS INC | COM | 68062P106 | 731 | 15,200 | SH | DFND | 1,2 | 15,200 | 0 | 0 | |
ONCORUS INC | COM | 68236R103 | 28,395 | 903,111 | SH | DFND | 1,2 | 903,111 | 0 | 0 | |
ORGENESIS INC | COM NEW | 68619K204 | 161 | 35,712 | SH | DFND | 1,2 | 35,712 | 0 | 0 | |
ORIC PHARMACEUTICALS INC | COM | 68622P109 | 6,167 | 182,200 | SH | DFND | 1,2 | 182,200 | 0 | 0 | |
OUTLOOK THERAPEUTICS INC | *W EXP 02/18/202 | 69012T115 | 29 | 129,500 | SH | DFND | 1,2 | 129,500 | 0 | 0 | |
PALO ALTO NETWORKS INC | COM | 697435105 | 13,459 | 37,871 | SH | DFND | 37,871 | 0 | 0 | ||
PIERIS PHARMACEUTICALS INC | COM | 720795103 | 1,375 | 550,000 | SH | DFND | 1,2 | 550,000 | 0 | 0 | |
PRAXIS PRECISION MEDICINES I | COM | 74006W108 | 5,502 | 100,000 | SH | DFND | 1,2 | 100,000 | 0 | 0 | |
REPARE THERAPEUTICS INC | COM | 760273102 | 7,693 | 224,300 | SH | DFND | 1,2 | 224,300 | 0 | 0 | |
ROCKET PHARMACEUTICALS INC | COM | 77313F106 | 4,113 | 75,000 | SH | DFND | 1,2 | 75,000 | 0 | 0 | |
SAGE THERAPEUTICS INC | COM | 78667J108 | 740 | 8,554 | SH | DFND | 1,2 | 8,554 | 0 | 0 | |
SAREPTA THERAPEUTICS INC | COM | 803607100 | 12,787 | 75,000 | SH | DFND | 1,2 | 75,000 | 0 | 0 | |
SAREPTA THERAPEUTICS INC | PUT | 803607100 | 12,787 | 75,000 | SH | Put | DFND | 1,2 | 75,000 | 0 | 0 |
SAREPTA THERAPEUTICS INC | CALL | 803607100 | 63,081 | 370,000 | SH | Call | DFND | 1,2 | 0 | 0 | 370,000 |
SHATTUCK LABS INC | COM | 82024L103 | 2,898 | 55,300 | SH | DFND | 1,2 | 55,300 | 0 | 0 | |
SIGILON THERAPEUTICS INC | COM | 82657L107 | 26,061 | 567,460 | SH | DFND | 1,2 | 567,460 | 0 | 0 | |
SILVERBACK THERAPEUTICS INC | COM | 82835W108 | 8,075 | 174,261 | SH | DFND | 1,2 | 174,261 | 0 | 0 | |
SPDR SER TR | PUT | 78464A870 | 42,234 | 300,000 | SH | Put | DFND | 1,2 | 300,000 | 0 | 0 |
SPRINGWORKS THERAPEUTICS INC | COM | 85205L107 | 2,270 | 31,300 | SH | DFND | 1,2 | 31,300 | 0 | 0 | |
SUTRO BIOPHARMA INC | COM | 869367102 | 4,377 | 201,600 | SH | DFND | 1,2 | 201,600 | 0 | 0 | |
SYNDAX PHARMACEUTICALS INC | COM | 87164F105 | 16,589 | 745,900 | SH | DFND | 1,2 | 745,900 | 0 | 0 | |
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 881624209 | 8,037 | 832,878 | SH | DFND | 832,878 | 0 | 0 | ||
THERAPEUTICS ACQUISITION COR | COM CL A | 88339T103 | 279 | 20,000 | SH | DFND | 1,2 | 20,000 | 0 | 0 | |
TRILLIUM THERAPEUTICS INC | COM NEW | 89620X506 | 9,220 | 626,759 | SH | DFND | 1,2 | 626,759 | 0 | 0 | |
UNIQURE NV | SHS | N90064101 | 7,804 | 216,000 | SH | DFND | 1,2 | 216,000 | 0 | 0 | |
VARONIS SYS INC | COM | 922280102 | 9,035 | 55,225 | SH | DFND | 55,225 | 0 | 0 | ||
VERINT SYS INC | COM | 92343X100 | 8,532 | 127,000 | SH | DFND | 127,000 | 0 | 0 | ||
VERONA PHARMA PLC | SPONSORED ADS | 925050106 | 7,235 | 1,033,603 | SH | DFND | 1,2 | 1,033,603 | 0 | 0 | |
VINCERA PHARMA INC | COM | 92731L106 | 972 | 46,465 | SH | DFND | 1,2 | 46,465 | 0 | 0 | |
VISTAGEN THERAPEUTICS INC | COM NEW | 92840H202 | 5,287 | 2,725,000 | SH | DFND | 1,2 | 2,725,000 | 0 | 0 | |
WAVE LIFE SCIENCES LTD | SHS | Y95308105 | 3,266 | 414,959 | SH | DFND | 1,2 | 414,959 | 0 | 0 | |
Y-MABS THERAPEUTICS INC | COM | 984241109 | 6,487 | 131,016 | SH | DFND | 1,2 | 131,016 | 0 | 0 | |
YUMANITY THERAPEUTICS INC | COM | 98872L102 | 2,217 | 130,434 | SH | DFND | 1,2 | 130,434 | 0 | 0 | |
ZENTALIS PHARMACEUTICALS INC | COM | 98943L107 | 9,910 | 190,796 | SH | DFND | 1,2 | 190,796 | 0 | 0 | |
ZYMEWORKS INC | COM | 98985W102 | 11,579 | 245,000 | SH | DFND | 1,2 | 245,000 | 0 | 0 |