The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
4D MOLECULAR THERAPEUTICS IN | COM | 35104E100 | 45,847 | 1,106,070 | SH | DFND | 1 | 0 | 1,106,070 | 0 | |
5 01 ACQUISITION CORP | COM CL A | 33836P105 | 5,085 | 500,000 | SH | DFND | 1 | 0 | 500,000 | 0 | |
AC IMMUNE SA | SHS | H00263105 | 50,752 | 9,816,658 | SH | DFND | 1 | 0 | 9,816,658 | 0 | |
ALX ONCOLOGY HLDGS INC | COM | 00166B105 | 46,620 | 540,837 | SH | DFND | 1 | 0 | 540,837 | 0 | |
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 52,624 | 10,761,593 | SH | DFND | 1 | 0 | 10,761,593 | 0 | |
ARCUS BIOSCIENCES INC | COM | 03969F109 | 71,448 | 2,752,222 | SH | DFND | 1 | 0 | 2,752,222 | 0 | |
ARGENX SE | SPONSORED ADR | 04016X101 | 18,378 | 62,491 | SH | DFND | 1 | 0 | 62,491 | 0 | |
BCTG ACQUISITION CORP | COM | 05492W103 | 9,152 | 800,000 | SH | DFND | 1 | 0 | 800,000 | 0 | |
CALITHERA BIOSCIENCES INC | COM | 13089P101 | 21,414 | 4,361,238 | SH | DFND | 1 | 0 | 4,361,238 | 0 | |
CALLIDITAS THERAPEUTICS AB | SPONSERED ADS | 13124Q106 | 25,493 | 750,000 | SH | DFND | 1 | 0 | 750,000 | 0 | |
CIDARA THERAPEUTICS INC | COM | 171757107 | 7,479 | 3,739,704 | SH | DFND | 1 | 0 | 3,739,704 | 0 | |
COGENT BIOSCIENCES INC | COM | 19240Q201 | 17,208 | 1,532,282 | SH | DFND | 1 | 0 | 1,532,282 | 0 | |
CONTRAFECT CORP | COM NEW | 212326300 | 8,080 | 1,600,000 | SH | DFND | 1 | 0 | 1,600,000 | 0 | |
CORVUS PHARMACEUTICALS INC | COM | 221015100 | 6,920 | 1,943,712 | SH | DFND | 1 | 0 | 1,943,712 | 0 | |
CTI BIOPHARMA CORP | COM | 12648L601 | 22,314 | 6,929,690 | SH | DFND | 1 | 0 | 6,929,690 | 0 | |
CURIS INC | COM NEW | 231269200 | 5,135 | 626,945 | SH | DFND | 1 | 0 | 626,945 | 0 | |
CYTOKINETICS INC | COM NEW | 23282W605 | 101,366 | 4,878,035 | SH | DFND | 1 | 0 | 4,878,035 | 0 | |
CYTOMX THERAPEUTICS INC | COM | 23284F105 | 36,526 | 5,576,471 | SH | DFND | 1 | 0 | 5,576,471 | 0 | |
ERYTECH PHARMA | SPONSORED ADR | 29604W108 | 6,119 | 625,000 | SH | DFND | 1 | 0 | 625,000 | 0 | |
ESSA PHARMA INC | COM NEW | 29668H708 | 44,204 | 3,705,289 | SH | DFND | 1 | 0 | 3,705,289 | 0 | |
EUCRATES BIOMEDICAL ACQU COR | UNIT 10/23/2027 | G3141W114 | 5,330 | 500,000 | SH | DFND | 1 | 0 | 500,000 | 0 | |
FIVE PRIME THERAPEUTICS INC | COM | 33830X104 | 17,668 | 1,038,678 | SH | DFND | 1 | 0 | 1,038,678 | 0 | |
FORTE BIOSCIENCES INC | COM | 34962G109 | 26,171 | 718,788 | SH | DFND | 1 | 0 | 718,788 | 0 | |
FORWARD PHARMA A/S | SPONSORD ADS NEW | 34986J204 | 4,557 | 647,299 | SH | DFND | 1 | 0 | 647,299 | 0 | |
FRAZIER LIFESCIENCES ACQU CO | UNIT 12/09/2025 | G3710A121 | 5,205 | 500,000 | SH | DFND | 1 | 0 | 500,000 | 0 | |
F-STAR THERAPEUTICS INC | COM | 30315R107 | 255 | 25,844 | SH | DFND | 1 | 0 | 25,844 | 0 | |
GALMED PHARMACEUTICALS LTD | SHS | M47238106 | 5,597 | 1,799,694 | SH | DFND | 1 | 0 | 1,799,694 | 0 | |
GAMIDA CELL LTD | SHS | M47364100 | 11,273 | 1,343,667 | SH | DFND | 1 | 0 | 1,343,667 | 0 | |
GENOCEA BIOSCIENCES INC | COM NEW | 372427401 | 9,710 | 4,012,404 | SH | DFND | 1 | 0 | 4,012,404 | 0 | |
GLYCOMIMETICS INC | COM | 38000Q102 | 35,886 | 9,544,262 | SH | DFND | 1 | 0 | 9,544,262 | 0 | |
GRITSTONE ONCOLOGY INC | COM | 39868T105 | 10,620 | 2,695,418 | SH | DFND | 1 | 0 | 2,695,418 | 0 | |
IDEAYA BIOSCIENCES INC | COM | 45166A102 | 45,175 | 3,226,769 | SH | DFND | 1 | 0 | 3,226,769 | 0 | |
IMMUNOVANT INC | COM | 45258J102 | 23,759 | 514,370 | SH | DFND | 1 | 0 | 514,370 | 0 | |
INFINITY PHARMACEUTICALS INC | COM | 45665G303 | 36,945 | 17,426,968 | SH | DFND | 1 | 0 | 17,426,968 | 0 | |
IONIS PHARMACEUTICALS INC | COM | 462222100 | 77,147 | 1,364,461 | SH | DFND | 1 | 0 | 1,364,461 | 0 | |
JIYA ACQUISITION CORP | COM CL A | 47760M102 | 3,090 | 300,000 | SH | DFND | 1 | 0 | 300,000 | 0 | |
KURA ONCOLOGY INC | COM | 50127T109 | 40,691 | 1,245,912 | SH | DFND | 1 | 0 | 1,245,912 | 0 | |
KYMERA THERAPEUTICS INC | COM | 501575104 | 163,101 | 2,630,658 | SH | DFND | 1 | 0 | 2,630,658 | 0 | |
LEXICON PHARMACEUTICALS INC | COM NEW | 528872302 | 37,493 | 10,963,000 | SH | DFND | 1 | 0 | 10,963,000 | 0 | |
LIFESCI ACQUISITION II CORP | COM | 53229E103 | 1,062 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
MEI PHARMA INC | COM NEW | 55279B202 | 10,690 | 4,049,162 | SH | DFND | 1 | 0 | 4,049,162 | 0 | |
MERUS N V | COM | N5749R100 | 101,772 | 5,805,571 | SH | DFND | 1 | 0 | 5,805,571 | 0 | |
MIRAGEN THERAPEUTICS INC | COM NEW | 60463E202 | 160 | 9,747 | SH | DFND | 1 | 0 | 9,747 | 0 | |
MOLECULAR TEMPLATES INC | COM | 608550109 | 20,180 | 2,149,057 | SH | DFND | 1 | 0 | 2,149,057 | 0 | |
NOVUS THERAPEUTICS INC | COM | 67011N204 | 11,754 | 763,279 | SH | DFND | 1 | 0 | 763,279 | 0 | |
OLEMA PHARMACEUTICALS INC | COM | 68062P106 | 320,285 | 6,661,503 | SH | DFND | 1 | 0 | 6,661,503 | 0 | |
OVID THERAPEUTICS INC | COM | 690469101 | 10,446 | 4,522,051 | SH | DFND | 1 | 0 | 4,522,051 | 0 | |
PANACEA ACQUISITION CORP | UNIT 99/99/9999 | 698102209 | 126 | 9,837 | SH | DFND | 1 | 0 | 9,837 | 0 | |
PHATHOM PHARMACEUTICALS INC | COM | 71722W107 | 5,009 | 150,787 | SH | DFND | 1 | 0 | 150,787 | 0 | |
PIERIS PHARMACEUTICALS INC | COM | 720795103 | 13,736 | 5,494,582 | SH | DFND | 1 | 0 | 5,494,582 | 0 | |
PROTAGONIST THERAPEUTICS INC | COM | 74366E102 | 86,156 | 4,273,588 | SH | DFND | 1 | 0 | 4,273,588 | 0 | |
REGULUS THERAPEUTICS INC | COM NEW | 75915K200 | 4,558 | 3,376,207 | SH | DFND | 1 | 0 | 3,376,207 | 0 | |
RELAY THERAPEUTICS INC | COM | 75943R102 | 127,720 | 3,073,147 | SH | DFND | 1 | 0 | 3,073,147 | 0 | |
REPARE THERAPEUTICS INC | COM | 760273102 | 101,946 | 2,972,191 | SH | DFND | 1 | 0 | 2,972,191 | 0 | |
REVOLUTION MEDICINES INC | COM | 76155X100 | 109,587 | 2,768,049 | SH | DFND | 1 | 0 | 2,768,049 | 0 | |
REZOLUTE INC | COM NEW | 76200L309 | 2,357 | 190,814 | SH | DFND | 1 | 0 | 190,814 | 0 | |
SELECTA BIOSCIENCES INC | COM | 816212104 | 10,014 | 3,304,963 | SH | DFND | 1 | 0 | 3,304,963 | 0 | |
SPERO THERAPEUTICS INC | COM | 84833T103 | 43,497 | 2,243,278 | SH | DFND | 1 | 0 | 2,243,278 | 0 | |
SPRINGWORKS THERAPEUTICS INC | COM | 85205L107 | 4 | 50 | SH | DFND | 1 | 0 | 50 | 0 | |
SUNESIS PHARMACEUTICALS INC | COM NEW | 867328874 | 3,437 | 1,727,308 | SH | DFND | 1 | 0 | 1,727,308 | 0 | |
SUTRO BIOPHARMA INC | COM | 869367102 | 40,254 | 1,854,162 | SH | DFND | 1 | 0 | 1,854,162 | 0 | |
SYNDAX PHARMACEUTICALS INC | COM | 87164F105 | 19,538 | 878,524 | SH | DFND | 1 | 0 | 878,524 | 0 | |
THERAPEUTICS ACQUISITION COR | COM CL A | 88339T103 | 13,322 | 954,996 | SH | DFND | 1 | 0 | 954,996 | 0 | |
VERASTEM INC | COM | 92337C104 | 23,816 | 11,180,994 | SH | DFND | 1 | 0 | 11,180,994 | 0 | |
X4 PHARMACEUTICALS INC | COM | 98420X103 | 5,098 | 792,892 | SH | DFND | 1 | 0 | 792,892 | 0 | |
XENCOR INC | COM | 98401F105 | 55,181 | 1,264,754 | SH | DFND | 1 | 0 | 1,264,754 | 0 | |
XENON PHARMACEUTICALS INC | COM | 98420N105 | 53,820 | 3,499,346 | SH | DFND | 1 | 0 | 3,499,346 | 0 | |
XOMA CORP DEL | COM NEW | 98419J206 | 184,562 | 4,182,243 | SH | DFND | 1 | 0 | 4,182,243 | 0 |